LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q3 2023
Institutional positions in LPL Financial Holdings Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 601
- +18 vs. Q2 2023
- Shares held
- 71.9M
- −180.2K (−0.2%) vs. Q2 2023
- Total value
- $17.1B
- +$1.51B (+9.7%) vs. Q2 2023
- New holders
- 70
- 248 more added
- Sold out
- 52
- 195 more reduced
7 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| La Banque Postale Asset Management SA | 5,441 | $1.29M | 0.03% | −1,715−24.0% | Reduced |
| Nordea Investment Management AB | 5,431 | $1.30M | 0.00% | −20,399−79.0% | Reduced |
| Cetera Investment Advisers | 5,474 | $1.30M | 0.01% | +105+2.0% | Added |
| Raymond James Financial Services Advisors, Inc. | 5,528 | $1.31M | 0.00% | +341+6.6% | Added |
| Raymond James Trust N.A. | 5,662 | $1.35M | 0.04% | +196+3.6% | Added |
| Van Leeuwen & Company, LLC | 5,834 | $1.39M | 0.86% | +141+2.5% | Added |
| Maryland State Retirement & Pension System | 5,954 | $1.41M | 0.03% | 00.0% | Unchanged |
| Cubist Systematic Strategies, LLC | 6,020 | $1.43M | 0.02% | +6,020 | New |
| Nicholas Investment Partners, LP | 6,039 | $1.44M | 0.11% | 00.0% | Unchanged |
| Connectus Wealth, LLC | 6,056 | $1.44M | 0.03% | +14+0.2% | Added |
| Sawtooth Solutions, LLC | 6,227 | $1.48M | 0.05% | +1,722+38.2% | Added |
| MAI Capital Management | 6,229 | $1.48M | 0.02% | +58+0.9% | Added |
| Candriam Luxembourg S.C.A. | 6,346 | $1.51M | 0.01% | −29,475−82.3% | Reduced |
| Federated Hermes, Inc. | 6,406 | $1.52M | 0.00% | −210−3.2% | Reduced |
| Versor Investments LP | 6,598 | $1.57M | 0.32% | +3,628+122.2% | Added |
| Redwood Investment Management, LLC | 6,665 | $1.58M | 0.14% | −915−12.1% | Reduced |
| CIBC Private Wealth Group, LLC | 6,678 | $1.59M | 0.00% | +5,495+464.5% | Added |
| HighTower Advisors, LLC | 6,711 | $1.59M | 0.00% | +110+1.7% | Added |
| Sterling Group Wealth Management, LLC | 6,852 | $1.63M | 1.54% | −140−2.0% | Reduced |
| New York State Teachers Retirement System | 6,988 | $1.66M | 0.00% | −112−1.6% | Reduced |
| Eqis Capital Management, Inc. | 7,038 | $1.67M | 0.20% | −960−12.0% | Reduced |
| British Columbia Investment Management Corp | 7,064 | $1.68M | 0.02% | −39−0.5% | Reduced |
| Foresight Global Investors, Inc. | 7,220 | $1.72M | 0.95% | +4,260+143.9% | Added |
| Redhawk Wealth Advisors, Inc. | 7,322 | $1.74M | 0.58% | +75+1.0% | Added |
| Gulf International Bank (UK) Ltd | 7,357 | $1.75M | 0.05% | −661−8.2% | Reduced |
| Pitcairn Co | 7,509 | $1.78M | 0.15% | +57+0.8% | Added |
| Neuberger Berman Group LLC | 7,516 | $1.79M | 0.00% | −451−5.7% | Reduced |
| Robeco Institutional Asset Management B.V. | 7,715 | $1.83M | 0.00% | −3,903−33.6% | Reduced |
| Cetera Advisor Networks LLC | 7,761 | $1.84M | 0.01% | +680+9.6% | Added |
| Mariner, LLC | 7,872 | $1.87M | 0.01% | +220+2.9% | Added |
| Sheaff Brock Investment Advisors, LLC | 7,902 | $1.88M | 0.19% | −29−0.4% | Reduced |
| Clark Capital Management Group, Inc. | 7,936 | $1.89M | 0.02% | +278+3.6% | Added |
| Yorktown Management & Research Co Inc | 7,990 | $1.90M | 2.14% | −410−4.9% | Reduced |
| Aquila Investment Management LLC | 8,000 | $1.90M | 1.75% | +2,000+33.3% | Added |
| Oliver Luxxe Assets LLC | 8,104 | $1.93M | 0.49% | +2,776+52.1% | Added |
| SG Americas Securities, LLC | 8,106 | $1.93M | 0.03% | +8,106 | New |
| PDT Partners, LLC | 8,107 | $1.93M | 0.24% | +8,107 | New |
| Advisory Services Network, LLC | 8,170 | $1.94M | 0.05% | −1,406−14.7% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 8,288 | $1.97M | 0.01% | +8,288 | New |
| Blackhawk Capital Partners LLC. | 8,375 | $1.99M | 1.46% | −24−0.3% | Reduced |
| Daiwa Securities Group Inc. | 8,393 | $2.00M | 0.01% | −869−9.4% | Reduced |
| Sumitomo Life Insurance Co | 8,409 | $2.00M | 0.06% | +1,048+14.2% | Added |
| First Hawaiian Bank | 8,435 | $2.00M | 0.07% | +24+0.3% | Added |
| Nissay Asset Management Corp | 8,515 | $2.02M | 0.02% | +167+2.0% | Added |
| Duality Advisers, LP | 8,523 | $2.03M | 0.24% | +8,523 | New |
| CWM Advisors, LLC | 8,608 | $2.05M | 0.26% | −1,541−15.2% | Reduced |
| Dana Investment Advisors, Inc. | 8,628 | $2.05M | 0.10% | +1,790+26.2% | Added |
| Flynn Zito Capital Management, LLC | 8,634 | $2.05M | 1.44% | 00.0% | Unchanged |
| Prudential PLC | 8,830 | $2.10M | 0.02% | −12,488−58.6% | Reduced |
| Laurion Capital Management LP | 8,887 | $2.11M | 0.06% | 00.0% | Unchanged |
| Beacon Investment Advisors LLC | 9,115 | $2.17M | 1.53% | −7,508−45.2% | Reduced |
| Public Employees Retirement Association of Colorado | 9,118 | $2.17M | 0.01% | −680−6.9% | Reduced |
| Knights of Columbus Asset Advisors LLC | 9,292 | $2.21M | 0.20% | +9,292 | New |
| Mackenzie Financial Corp | 9,599 | $2.21M | 0.00% | +1,201+14.3% | Added |
| First Republic Investment Management, Inc. | 9,557 | $2.27M | 0.01% | +9,557 | New |
| Caldwell Trust Co | 9,641 | $2.29M | 0.31% | −25−0.3% | Reduced |
| Public Sector Pension Investment Board | 9,654 | $2.29M | 0.02% | −100−1.0% | Reduced |
| Compagnie Lombard Odier SCmA | 9,715 | $2.31M | 0.05% | +6,382+191.5% | Added |
| Park Avenue Securities LLC | 9,864 | $2.34M | 0.04% | +9,864 | New |
| Allianz Asset Management GmbH | 9,871 | $2.35M | 0.00% | −3,738−27.5% | Reduced |
| DekaBank Deutsche Girozentrale | 9,899 | $2.35M | 0.01% | −234−2.3% | Reduced |
| JustInvest LLC | 10,087 | $2.40M | 0.07% | +494+5.1% | Added |
| Retirement Capital Strategies | 10,111 | $2.40M | 1.13% | 00.0% | Unchanged |
| Silvant Capital Management LLC | 10,224 | $2.43M | 0.15% | 00.0% | Unchanged |
| Amalgamated Bank | 10,457 | $2.48M | 0.02% | +1,355+14.9% | Added |
| Nisa Investment Advisors, LLC | 10,752 | $2.56M | 0.02% | +419+4.1% | Added |
| Quantinno Capital Management LP | 10,793 | $2.56M | 0.12% | +721+7.2% | Added |
| Mirae Asset Global Investments Co., Ltd. | 10,794 | $2.57M | 0.01% | +691+6.8% | Added |
| Xponance, Inc. | 11,139 | $2.65M | 0.04% | +114+1.0% | Added |
| KBC Group NV | 11,162 | $2.65M | 0.01% | −20,917−65.2% | Reduced |
| Bridgeway Capital Management, LLC | 11,340 | $2.69M | 0.07% | +50+0.4% | Added |
| Symphony Financial, Ltd. Co. | 11,552 | $2.75M | 0.68% | +801+7.5% | Added |
| Atria Investments LLC | 11,653 | $2.77M | 0.05% | +492+4.4% | Added |
| BNP Paribas Arbitrage, SA | 11,670 | $2.77M | 0.01% | −4,991−30.0% | Reduced |
| Bank of Nova Scotia | 11,818 | $2.81M | 0.01% | −130,762−91.7% | Reduced |
| Tocqueville Asset Management L.P. | 12,048 | $2.86M | 0.05% | +509+4.4% | Added |
| EFG Asset Management (Americas) Corp. | 12,117 | $2.88M | 0.69% | −869−6.7% | Reduced |
| CIBC World Markets Inc. | 12,253 | $2.91M | 0.01% | −509−4.0% | Reduced |
| Vident Advisory, LLC | 12,266 | $2.92M | 0.09% | +12,266 | New |
| Martingale Asset Management L P | 12,399 | $2.95M | 0.06% | +11,417+1,162.6% | Added |
| CIBC Asset Management Inc | 12,820 | $3.05M | 0.01% | −882−6.4% | Reduced |
| Tredje AP-fonden | 12,823 | $3.05M | 0.04% | −1,368−9.6% | Reduced |
| Utah Retirement Systems | 13,417 | $3.19M | 0.05% | 00.0% | Unchanged |
| WBI Investments | 13,567 | $3.22M | 0.65% | +13,567 | New |
| TD Private Client Wealth LLC | 13,663 | $3.25M | 0.14% | −1,825−11.8% | Reduced |
| DnB Asset Management AS | 13,679 | $3.25M | 0.02% | −1,115−7.5% | Reduced |
| Point72 Asset Management, L.P. | 13,800 | $3.28M | 0.01% | −44,100−76.2% | Reduced |
| Handelsbanken Fonder AB | 14,081 | $3.35M | 0.02% | 00.0% | Unchanged |
| Swedbank AB | 14,158 | $3.36M | 0.01% | +173+1.2% | Added |
| Toronto Dominion Bank | 14,819 | $3.52M | 0.01% | −4,053−21.5% | Reduced |
| Eagle Rock Investment Company, LLC | 15,400 | $3.66M | 0.83% | −10,687−41.0% | Reduced |
| Dark Forest Capital Management LP | 15,625 | $3.71M | 0.31% | +8,993+135.6% | Added |
| Skandinaviska Enskilda Banken AB (publ) | 15,677 | $3.73M | 0.02% | −62−0.4% | Reduced |
| IFM Investors Pty Ltd | 15,844 | $3.77M | 0.05% | −536−3.3% | Reduced |
| ExodusPoint Capital Management, LP | 15,984 | $3.80M | 0.05% | +10,091+171.2% | Added |
| Principal Financial Group Inc | 16,124 | $3.83M | 0.00% | +326+2.1% | Added |
| Banco Bilbao Vizcaya Argentaria, S.A. | 16,273 | $3.87M | 0.05% | −132−0.8% | Reduced |
| Cornerstone Wealth Management, LLC | 16,677 | $3.96M | 0.37% | +81+0.5% | Added |
| Vestmark Advisory Solutions, Inc. | 16,698 | $3.97M | 0.29% | −21,680−56.5% | Reduced |
| NewEdge Wealth, LLC | 16,988 | $4.04M | 0.13% | +1,318+8.4% | Added |