LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q1 2023
Institutional positions in LPL Financial Holdings Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 615
- −8 vs. Q4 2022
- Shares held
- 75.0M
- −1.44M (−1.9%) vs. Q4 2022
- Total value
- $15.1B
- −$1.36B (−8.3%) vs. Q4 2022
- New holders
- 78
- 231 more added
- Sold out
- 86
- 231 more reduced
9 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Snowden Capital Advisors LLC | 18,759 | $3.80M | 0.15% | +13,420+251.4% | Added |
| O'Shaughnessy Asset Management, LLC | 18,843 | $3.81M | 0.06% | −2,694−12.5% | Reduced |
| Strategic Global Advisors, LLC | 19,308 | $3.91M | 0.63% | +10,309+114.6% | Added |
| Brown Brothers Harriman & Co | 19,311 | $3.91M | 0.03% | +14,957+343.5% | Added |
| Royal London Asset Management Ltd | 19,587 | $3.96M | 0.02% | +19,587 | New |
| Markel Group Inc.SuperinvestorMarkel Group | 19,670 | $3.98M | 0.05% | +16,989+633.7% | Added |
| Weiss Asset Management LP | 19,700 | $3.99M | 0.31% | −300−1.5% | Reduced |
| Intrinsic Edge Capital Management LLC | 20,000 | $4.05M | 0.41% | +20,000 | New |
| MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH | 20,028 | $4.05M | 0.19% | +5,796+40.7% | Added |
| Winthrop Advisory Group LLC | 20,926 | $4.24M | 0.75% | 00.0% | Unchanged |
| Point72 Europe (London) LLP | 20,976 | $4.25M | 1.27% | −29,000−58.0% | Reduced |
| Verition Fund Management LLC | 21,478 | $4.35M | 0.07% | +19,376+921.8% | Added |
| James Investment Research Inc | 21,713 | $4.39M | 0.58% | +1,012+4.9% | Added |
| Intech Investment Management LLC | 21,743 | $4.40M | 0.04% | −4,393−16.8% | Reduced |
| Toronto Dominion Bank | 22,073 | $4.46M | 0.01% | −1,009−4.4% | Reduced |
| Prudential PLC | 22,271 | $4.51M | 0.05% | −3,478−13.5% | Reduced |
| Bullseye Asset Management LLC | 22,527 | $4.56M | 2.32% | 00.0% | Unchanged |
| EFG Asset Management (North America) Corp. | 22,661 | $4.59M | 1.01% | +4,209+22.8% | Added |
| Private Advisor Group, LLC | 23,132 | $4.68M | 0.04% | +877+3.9% | Added |
| Arizona State Retirement System | 23,142 | $4.68M | 0.04% | +563+2.5% | Added |
| Tobam | 23,249 | $4.71M | 0.31% | +21,919+1,648.0% | Added |
| Eagle Rock Investment Company, LLC | 23,914 | $4.84M | 1.11% | +12,838+115.9% | Added |
| Aquatic Capital Management LLC | 24,500 | $4.96M | 0.31% | +24,500 | New |
| Fjarde Ap-Fonden /Fourth Swedish National Pension Fund | 24,600 | $4.98M | 0.07% | −700−2.8% | Reduced |
| ExodusPoint Capital Management, LP | 24,734 | $5.01M | 0.06% | −4,328−14.9% | Reduced |
| US Bancorp | 25,549 | $5.17M | 0.01% | −23,653−48.1% | Reduced |
| APG Asset Management N.V. | 27,900 | $5.20M | 0.01% | −5,637−16.8% | Reduced |
| Prana Capital Management, LP | 26,068 | $5.28M | 0.45% | +26,068 | New |
| Moore Capital Management, LP | 26,280 | $5.32M | 0.17% | +26,280 | New |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 27,750 | $5.62M | 0.01% | +1,506+5.7% | Added |
| Advantage Alpha Capital Partners LP | 29,733 | $6.02M | 1.25% | +5,322+21.8% | Added |
| Summit Global Investments | 29,732 | $6.02M | 0.47% | +10,421+54.0% | Added |
| KWB Wealth | 27,975 | $6.05M | 1.12% | +27,975 | New |
| Segment Wealth Management, LLC | 30,038 | $6.08M | 0.69% | +30,038 | New |
| BI Asset Management Fondsmaeglerselskab A/S | 30,378 | $6.15M | 0.16% | +11,447+60.5% | Added |
| Andra AP-fonden | 30,500 | $6.17M | 0.16% | +400+1.3% | Added |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 30,939 | $6.26M | 0.11% | +86+0.3% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 30,945 | $6.26M | 0.03% | +3,965+14.7% | Added |
| Asset Management One Co.,Ltd. | 30,961 | $6.27M | 0.03% | −3,657−10.6% | Reduced |
| Formuepleje A/S | 31,228 | $6.32M | 0.46% | +5,052+19.3% | Added |
| Pictet Asset Management SA | 31,974 | $6.47M | 0.01% | +234+0.7% | Added |
| Nomura Asset Management Co Ltd | 32,787 | $6.64M | 0.03% | −2,015−5.8% | Reduced |
| Buckingham Strategic Partners | 32,852 | $6.65M | 0.43% | +3,313+11.2% | Added |
| Trexquant Investment LP | 33,107 | $6.70M | 0.18% | +24,845+300.7% | Added |
| Swedbank AB | 33,427 | $6.77M | 0.01% | −187−0.6% | Reduced |
| Swiss Life Asset Management Ltd | 33,565 | $6.79M | 0.10% | +9,267+38.1% | Added |
| Janney Montgomery Scott LLC | 34,137 | $6.91M | 0.03% | +681+2.0% | Added |
| CI Private Wealth, LLC | 34,194 | $6.92M | 0.02% | +5,292+18.3% | Added |
| Pathstone Family Office, LLC | 34,411 | $6.96M | 0.11% | +371+1.1% | Added |
| Foster Victor Wealth Advisors, LLC | 36,906 | $7.08M | 0.86% | +3,370+10.0% | Added |
| Federated Hermes, Inc. | 35,599 | $7.21M | 0.02% | −72,469−67.1% | Reduced |
| Panagora Asset Management Inc | 36,223 | $7.33M | 0.05% | +129+0.4% | Added |
| Nordea Investment Management AB | 37,669 | $7.53M | 0.01% | −5,046−11.8% | Reduced |
| Engineers Gate Manager LP | 37,699 | $7.63M | 0.32% | +24,437+184.3% | Added |
| Vestmark Advisory Solutions, Inc. | 38,157 | $7.72M | 0.33% | +294+0.8% | Added |
| Ci Investments Inc. | 38,284 | $7.75M | 0.04% | +36,020+1,591.0% | Added |
| Community Trust & Investment Co | 39,305 | $7.96M | 0.68% | −1,341−3.3% | Reduced |
| Mn Services Vermogensbeheer B.V. | 39,400 | $7.97M | 0.08% | +1,200+3.1% | Added |
| Venturi Wealth Management, LLC | 39,606 | $8.02M | 0.66% | +263+0.7% | Added |
| Phase 2 Partners, LLC | 40,341 | $8.17M | 3.52% | −33,770−45.6% | Reduced |
| Ameriprise Financial Inc | 40,836 | $8.27M | 0.00% | +6,554+19.1% | Added |
| First Republic Investment Management, Inc. | 41,106 | $8.32M | 0.02% | −1,573−3.7% | Reduced |
| Forsta Ap-Fonden | 41,600 | $8.42M | 0.10% | −1,100−2.6% | Reduced |
| Ensign Peak Advisors, Inc | 42,995 | $8.70M | 0.02% | −6,951−13.9% | Reduced |
| Treasurer of the State of North Carolina | 43,070 | $8.72M | 0.05% | +3,390+8.5% | Added |
| Great Lakes Advisors, LLC | 43,123 | $8.73M | 0.08% | −2,471−5.4% | Reduced |
| State of Wisconsin Investment Board | 43,496 | $8.80M | 0.03% | −2,492−5.4% | Reduced |
| Natixis Advisors, L.P. | 44,098 | $8.93M | 0.03% | −563−1.3% | Reduced |
| Brant Point Investment Management LLC | 44,661 | $9.04M | 2.16% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 45,139 | $9.13M | 0.02% | −6,301−12.2% | Reduced |
| UBS Group AG | 45,299 | $9.17M | 0.00% | −2,419−5.1% | Reduced |
| Barclays PLC | 45,391 | $9.19M | 0.01% | −19,899−30.5% | Reduced |
| Northwestern Mutual Wealth Management Co | 45,442 | $9.20M | 0.01% | +10,115+28.6% | Added |
| Icon Advisers Inc | 45,632 | $9.24M | 2.35% | 00.0% | Unchanged |
| Logan Capital Management Inc | 45,947 | $9.30M | 0.45% | +4,732+11.5% | Added |
| State of New Jersey Common Pension Fund D | 46,225 | $9.36M | 0.03% | 00.0% | Unchanged |
| KBC Group NV | 47,841 | $9.68M | 0.04% | +908+1.9% | Added |
| Sirios Capital Management L P | 48,109 | $9.74M | 1.72% | −27,670−36.5% | Reduced |
| Public Employees Retirement System of Ohio | 49,070 | $9.93M | 0.04% | +3,430+7.5% | Added |
| PFS Investments Inc. | 52,359 | $9.99M | 0.17% | −2,253−4.1% | Reduced |
| Hudson Bay Capital Management LP | 50,000 | $10.1M | 0.11% | +50,000 | New |
| Iridian Asset Management LLC | 51,885 | $10.5M | 0.86% | −8,682−14.3% | Reduced |
| AustralianSuper Pty Ltd | 52,118 | $10.5M | 0.07% | +52,118 | New |
| AXA S.A. | 52,455 | $10.6M | 0.04% | +44,556+564.1% | Added |
| Munro Partners | 53,980 | $10.9M | 0.53% | +53,980 | New |
| Massachusetts Financial Services Co | 54,073 | $10.9M | 0.00% | +9,855+22.3% | Added |
| Point72 Asset Management, L.P. | 54,600 | $11.1M | 0.04% | +15,800+40.7% | Added |
| Great West Life Assurance Co | 54,873 | $11.1M | 0.03% | −1,709−3.0% | Reduced |
| Engle Capital Management, L.P. | 55,000 | $11.1M | 3.65% | −25,000−31.3% | Reduced |
| Kingdon Capital Management, L.L.C. | 55,000 | $11.1M | 2.61% | +55,000 | New |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 57,720 | $11.7M | 0.04% | −24,959−30.2% | Reduced |
| Gillson Capital LP | 59,670 | $12.1M | 1.00% | +59,670 | New |
| Capital Fund Management S.A. | 60,936 | $12.3M | 0.24% | +41,281+210.0% | Added |
| Boston Partners | 62,113 | $12.6M | 0.02% | −4,631−6.9% | Reduced |
| Korea Investment CORP | 62,165 | $12.6M | 0.04% | −31,942−33.9% | Reduced |
| Virginia Retirement Systems Et Al | 63,612 | $12.9M | 0.13% | −27,188−29.9% | Reduced |
| Candriam Luxembourg S.C.A. | 69,690 | $13.0M | 0.09% | +5,647+8.8% | Added |
| Reinhart Partners, Inc. | 64,551 | $13.1M | 0.71% | −7,968−11.0% | Reduced |
| Robeco Institutional Asset Management B.V. | 67,224 | $13.6M | 0.04% | −121,109−64.3% | Reduced |
| HSBC Holdings PLC | 67,505 | $13.6M | 0.02% | +28,434+72.8% | Added |