LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q1 2023
Institutional positions in LPL Financial Holdings Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 615
- −8 vs. Q4 2022
- Shares held
- 75.0M
- −1.44M (−1.9%) vs. Q4 2022
- Total value
- $15.1B
- −$1.36B (−8.3%) vs. Q4 2022
- New holders
- 78
- 231 more added
- Sold out
- 86
- 231 more reduced
9 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Virtu Financial LLC | 6,126 | $1.24M | 0.13% | +6,126 | New |
| Maryland State Retirement & Pension System | 6,259 | $1.27M | 0.03% | 00.0% | Unchanged |
| Connectus Wealth, LLC | 6,506 | $1.32M | 0.03% | +192+3.0% | Added |
| Cetera Advisor Networks LLC | 6,584 | $1.33M | 0.01% | −601−8.4% | Reduced |
| De Burlo Group Inc | 6,600 | $1.34M | 0.26% | +6,600 | New |
| Compagnie Lombard Odier SCmA | 6,655 | $1.35M | 0.03% | −8,085−54.9% | Reduced |
| Simplex Trading, LLC | 6,788 | $1.37M | 0.06% | +5,815+597.6% | Added |
| Redhawk Wealth Advisors, Inc. | 6,972 | $1.41M | 0.47% | +1,387+24.8% | Added |
| Sterling Group Wealth Management, LLC | 6,987 | $1.41M | 1.33% | +79+1.1% | Added |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 7,021 | $1.42M | 0.00% | −566−7.5% | Reduced |
| Macquarie Group Ltd | 7,045 | $1.43M | 0.00% | −3,841−35.3% | Reduced |
| Crossmark Global Holdings, Inc. | 7,062 | $1.43M | 0.03% | +2,354+50.0% | Added |
| Neuberger Berman Group LLC | 7,063 | $1.43M | 0.00% | −1,257−15.1% | Reduced |
| New York State Teachers Retirement System | 7,100 | $1.44M | 0.00% | 00.0% | Unchanged |
| British Columbia Investment Management Corp | 7,103 | $1.44M | 0.01% | +64+0.9% | Added |
| Squarepoint Ops LLC | 7,135 | $1.44M | 0.01% | −19,224−72.9% | Reduced |
| Susquehanna Fundamental Investments, LLC | 7,170 | $1.45M | 0.03% | 00.0% | Unchanged |
| Kiwi Wealth Investments Limited Partnership | 7,225 | $1.46M | 0.09% | +7,225 | New |
| Investment Management Corp of Ontario | 7,253 | $1.47M | 0.06% | +1,131+18.5% | Added |
| Worldquant Millennium Advisors LLC | 7,273 | $1.47M | 0.03% | −13,295−64.6% | Reduced |
| Sumitomo Life Insurance Co | 7,289 | $1.48M | 0.12% | −55−0.7% | Reduced |
| Two Sigma Investments, LP | 7,302 | $1.48M | 0.00% | +3,202+78.1% | Added |
| Mariner, LLC | 7,427 | $1.50M | 0.00% | +500+7.2% | Added |
| Pitcairn Co | 7,476 | $1.51M | 0.14% | +183+2.5% | Added |
| Lazard Asset Management LLC | 7,756 | $1.57M | 0.00% | +6,727+653.7% | Added |
| FDx Advisors, Inc. | 7,280 | $1.57M | 0.07% | 00.0% | Unchanged |
| Sheaff Brock Investment Advisors, LLC | 7,949 | $1.61M | 0.17% | −40−0.5% | Reduced |
| Dana Investment Advisors, Inc. | 8,145 | $1.65M | 0.08% | +1,459+21.8% | Added |
| MAI Capital Management | 8,195 | $1.66M | 0.03% | +4,389+115.3% | Added |
| Healthcare of Ontario Pension Plan Trust Fund | 8,196 | $1.66M | 0.01% | −59,584−87.9% | Reduced |
| ClariVest Asset Management LLC | 8,296 | $1.68M | 0.08% | −10−0.1% | Reduced |
| Clark Capital Management Group, Inc. | 8,476 | $1.72M | 0.02% | +310+3.8% | Added |
| Nissay Asset Management Corp | 8,542 | $1.73M | 0.02% | −314−3.5% | Reduced |
| Flynn Zito Capital Management, LLC | 8,634 | $1.75M | 1.27% | 00.0% | Unchanged |
| Nicholas Investment Partners, LP | 8,866 | $1.79M | 0.14% | +467+5.6% | Added |
| Kames Capital plc | 9,079 | $1.84M | 0.03% | −2,111−18.9% | Reduced |
| Cubist Systematic Strategies, LLC | 9,087 | $1.84M | 0.02% | −32,109−77.9% | Reduced |
| JustInvest LLC | 9,170 | $1.86M | 0.06% | +740+8.8% | Added |
| Eqis Capital Management, Inc. | 9,281 | $1.88M | 0.21% | −308−3.2% | Reduced |
| Moran Wealth Management, LLC | 9,320 | $1.89M | 0.07% | +7,132+326.0% | Added |
| Banque Cantonale Vaudoise | 9,400 | $1.90M | 0.09% | +8,400+840.0% | Added |
| Chase Investment Counsel Corp | 9,475 | $1.92M | 1.06% | −10,818−53.3% | Reduced |
| Advisory Services Network, LLC | 9,566 | $1.94M | 0.05% | +1,157+13.8% | Added |
| Daiwa Securities Group Inc. | 9,656 | $1.95M | 0.01% | +505+5.5% | Added |
| Public Sector Pension Investment Board | 9,754 | $1.97M | 0.01% | +1,175+13.7% | Added |
| Public Employees Retirement Association of Colorado | 9,798 | $1.98M | 0.01% | 00.0% | Unchanged |
| Caldwell Trust Co | 9,870 | $2.00M | 0.28% | −95−1.0% | Reduced |
| Nomura Holdings Inc | 9,959 | $2.02M | 0.02% | +9,959 | New |
| Retirement Capital Strategies | 10,111 | $2.05M | 0.99% | 00.0% | Unchanged |
| First Hawaiian Bank | 10,169 | $2.06M | 0.07% | +8,489+505.3% | Added |
| Silvant Capital Management LLC | 10,224 | $2.07M | 0.13% | −5,246−33.9% | Reduced |
| Principal Financial Group Inc | 10,285 | $2.08M | 0.00% | +21+0.2% | Added |
| Gateway Investment Advisers LLC | 10,324 | $2.09M | 0.03% | −8,289−44.5% | Reduced |
| Wealthfront Advisers LLC | 10,391 | $2.10M | 0.01% | +2,648+34.2% | Added |
| Gulf International Bank (UK) Ltd | 10,549 | $2.13M | 0.04% | −2,746−20.7% | Reduced |
| Symphony Financial, Ltd. Co. | 10,751 | $2.14M | 0.55% | 00.0% | Unchanged |
| Yorktown Management & Research Co Inc | 10,700 | $2.17M | 2.34% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 10,795 | $2.17M | 0.00% | +6,475+149.9% | Added |
| Xponance, Inc. | 10,884 | $2.20M | 0.03% | +18+0.2% | Added |
| DekaBank Deutsche Girozentrale | 11,337 | $2.24M | 0.01% | +350+3.2% | Added |
| Bridgeway Capital Management, LLC | 11,290 | $2.29M | 0.06% | 00.0% | Unchanged |
| Atria Investments LLC | 11,419 | $2.31M | 0.04% | −117−1.0% | Reduced |
| National Bank of Canada | 11,452 | $2.32M | 0.01% | −17,453−60.4% | Reduced |
| Triasima Portfolio Management inc. | 11,605 | $2.35M | 0.19% | +3,635+45.6% | Added |
| Tocqueville Asset Management L.P. | 11,614 | $2.35M | 0.04% | +31+0.3% | Added |
| Handelsbanken Fonder AB | 11,681 | $2.36M | 0.01% | 00.0% | Unchanged |
| TD Private Client Wealth LLC | 11,727 | $2.37M | 0.11% | −723−5.8% | Reduced |
| La Banque Postale Asset Management SA | 11,740 | $2.38M | 0.06% | −958−7.5% | Reduced |
| Catalyst Capital Advisors LLC | 11,950 | $2.42M | 0.07% | −10,300−46.3% | Reduced |
| Paragon Advisors, LLC | 12,102 | $2.45M | 0.83% | +12,102 | New |
| EFG Asset Management (Americas) Corp. | 12,304 | $2.49M | 0.60% | +2,328+23.3% | Added |
| Gerber Kawasaki Wealth & Investment Management | 12,501 | $2.53M | 0.20% | +5,235+72.0% | Added |
| CIBC World Markets Inc. | 12,623 | $2.56M | 0.01% | −14−0.1% | Reduced |
| Thames Capital Management LLC | 13,011 | $2.63M | 1.85% | +13,011 | New |
| Skandinaviska Enskilda Banken AB (publ) | 13,523 | $2.74M | 0.02% | −7,522−35.7% | Reduced |
| Mackenzie Financial Corp | 13,572 | $2.75M | 0.00% | +9,627+244.0% | Added |
| Interval Partners, LP | 13,842 | $2.80M | 0.16% | −6,158−30.8% | Reduced |
| Utah Retirement Systems | 14,117 | $2.86M | 0.04% | +54+0.4% | Added |
| CWM Advisors, LLC | 14,242 | $2.88M | 0.37% | +4,308+43.4% | Added |
| Oregon Public Employees Retirement Fund | 14,628 | $2.96M | 0.04% | +67+0.5% | Added |
| Jane Street Group, LLC | 14,830 | $3.00M | 0.01% | +12,629+573.8% | Added |
| Verdence Capital Advisors LLC | 14,837 | $3.00M | 0.36% | −1,146−7.2% | Reduced |
| Captrust Financial Advisors | 14,942 | $3.02M | 0.01% | −3,305−18.1% | Reduced |
| DnB Asset Management AS | 15,044 | $3.04M | 0.02% | +1,874+14.2% | Added |
| NewEdge Wealth, LLC | 15,188 | $3.07M | 0.12% | +271+1.8% | Added |
| Gradient Investments LLC | 15,581 | $3.15M | 0.09% | +128+0.8% | Added |
| Phoenix Holdings Ltd. | 15,951 | $3.23M | 0.07% | +2,910+22.3% | Added |
| Abner Herrman & Brock LLC | 16,225 | $3.28M | 0.50% | 00.0% | Unchanged |
| Segantii Capital Management Ltd | 16,500 | $3.34M | 0.15% | +16,500 | New |
| Banco Bilbao Vizcaya Argentaria, S.A. | 16,570 | $3.35M | 0.04% | +339+2.1% | Added |
| Nisa Investment Advisors, LLC | 16,624 | $3.37M | 0.03% | −8,008−32.5% | Reduced |
| Cornerstone Wealth Management, LLC | 16,670 | $3.37M | 0.33% | +16,670 | New |
| Tredje AP-fonden | 16,879 | $3.42M | 0.05% | +753+4.7% | Added |
| IFM Investors Pty Ltd | 16,942 | $3.43M | 0.05% | +246+1.5% | Added |
| Amalgamated Bank | 17,244 | $3.49M | 0.03% | −1,390−7.5% | Reduced |
| MML Investors Services, LLC | 17,543 | $3.55M | 0.03% | −7,526−30.0% | Reduced |
| Illinois Municipal Retirement Fund | 17,742 | $3.59M | 0.08% | 00.0% | Unchanged |
| Westpac Banking Corp | 18,257 | $3.70M | 0.05% | −473−2.5% | Reduced |
| Allianz Asset Management GmbH | 18,617 | $3.77M | 0.01% | +7,676+70.2% | Added |
| Mirae Asset Global Investments Co., Ltd. | 18,631 | $3.77M | 0.01% | +2,463+15.2% | Added |