LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q3 2022
Institutional positions in LPL Financial Holdings Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 583
- +54 vs. Q2 2022
- Shares held
- 78.7M
- −3.03M (−3.7%) vs. Q2 2022
- Total value
- $17.2B
- +$2.11B (+14.0%) vs. Q2 2022
- New holders
- 93
- 202 more added
- Sold out
- 39
- 218 more reduced
5 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Financial Management Professionals, Inc. | 446 | $97.0K | 0.02% | +446 | New |
| Tyler-Stone Wealth Management | 418 | $91.0K | 0.07% | +13+3.2% | Added |
| Gables Capital Management Inc. | 400 | $87.0K | 0.07% | 00.0% | Unchanged |
| Central Trust Co | 391 | $85.0K | 0.00% | 00.0% | Unchanged |
| Tobam | 386 | $84.0K | 0.01% | 00.0% | Unchanged |
| Penserra Capital Management LLC | 381 | $83.0K | 0.00% | +8+2.1% | Added |
| Money Concepts Capital Corp | 347 | $76.0K | 0.00% | +165+90.7% | Added |
| Capital Analysts, LLC | 326 | $71.0K | 0.00% | −73−18.3% | Reduced |
| Covestor Ltd | 326 | $71.0K | 0.06% | −46−12.4% | Reduced |
| Alta Advisers Ltd | 300 | $66.0K | 0.04% | +300 | New |
| Smithfield Trust Co | 300 | $65.0K | 0.00% | −370−55.2% | Reduced |
| Ellevest, Inc. | 223 | $49.0K | 0.00% | −203−47.7% | Reduced |
| Benjamin Edwards Inc | 225 | $49.0K | 0.01% | +41+22.3% | Added |
| Federation des caisses Desjardins du Quebec | 222 | $48.5K | 0.00% | −350−61.2% | Reduced |
| Sandy Spring Bank | 218 | $48.0K | 0.00% | −82−27.3% | Reduced |
| Assetmark, Inc | 218 | $48.0K | 0.00% | +13+6.3% | Added |
| Allworth Financial LP | 215 | $47.0K | 0.00% | −61−22.1% | Reduced |
| Whittier Trust Co of Nevada Inc | 203 | $44.0K | 0.00% | +13+6.8% | Added |
| Fred Alger Management, LLC | 200 | $44.0K | 0.00% | +200 | New |
| Jackson, Grant Investment Advisers, Inc. | 181 | $40.0K | 0.02% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 155 | $34.0K | 0.03% | +1+0.6% | Added |
| Private Trust Co NA | 150 | $33.0K | 0.01% | +40+36.4% | Added |
| Johnson Financial Group, Inc. | 142 | $31.0K | 0.00% | +71+100.0% | Added |
| Covington Capital Management | 133 | $29.0K | 0.00% | 00.0% | Unchanged |
| Riverview Trust Co | 113 | $25.0K | 0.02% | 00.0% | Unchanged |
| Advocacy Wealth Management Services, LLC | 103 | $25.0K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 108 | $24.0K | 0.00% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 81 | $18.0K | 0.00% | −6−6.9% | Reduced |
| Clearstead Advisors, LLC | 83 | $18.0K | 0.00% | 00.0% | Unchanged |
| IAG Wealth Partners, LLC | 83 | $18.0K | 0.01% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 74 | $16.0K | 0.00% | 00.0% | Unchanged |
| Clean Yield Group | 75 | $16.0K | 0.01% | +12+19.0% | Added |
| West Oak Capital, LLC | 75 | $16.0K | 0.01% | +75 | New |
| Spire Wealth Management | 68 | $15.0K | 0.00% | −59−46.5% | Reduced |
| TCI Wealth Advisors, Inc. | 69 | $15.0K | 0.00% | +6+9.5% | Added |
| TD Waterhouse Canada Inc. | 59 | $14.0K | 0.00% | 00.0% | Unchanged |
| FinTrust Capital Advisors, LLC | 56 | $14.0K | 0.00% | +23+69.7% | Added |
| Leonteq Securities AG | 55 | $12.0K | 0.00% | +55 | New |
| NVWM, LLC | 54 | $12.0K | 0.00% | 00.0% | Unchanged |
| Bell Investment Advisors, Inc | 54 | $12.0K | 0.00% | +8+17.4% | Added |
| Bogart Wealth, LLC | 57 | $12.0K | 0.00% | +57 | New |
| Fifth Third Bancorp | 52 | $11.0K | 0.00% | −116−69.0% | Reduced |
| HM Payson & Co | 50 | $11.0K | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 49 | $11.0K | 0.00% | 00.0% | Unchanged |
| Schubert & Co | 52 | $11.0K | 0.01% | +14+36.8% | Added |
| Glassman Wealth Services | 36 | $8.00K | 0.00% | +1+2.9% | Added |
| CVA Family Office, LLC | 30 | $7.00K | 0.00% | 00.0% | Unchanged |
| Trust Co of Vermont | 33 | $7.00K | 0.00% | +33 | New |
| Ten Capital Wealth Advisors, LLC | 32 | $7.00K | 0.00% | +32 | New |
| Washington Trust Co | 26 | $6.00K | 0.00% | −1−3.7% | Reduced |
| Earnest Partners LLC | 29 | $6.00K | 0.00% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 29 | $6.00K | 0.00% | 00.0% | Unchanged |
| Almanack Investment Partners, LLC. | 28 | $6.00K | 0.00% | +28 | New |
| Aua Capital Management, LLC | 24 | $5.00K | 0.00% | −6−20.0% | Reduced |
| Crewe Advisors LLC | 25 | $5.00K | 0.00% | 00.0% | Unchanged |
| Investment Research & Advisory Group, Inc. | 23 | $5.00K | 0.00% | 00.0% | Unchanged |
| Standard Family Office LLC | 24 | $5.00K | 0.00% | 00.0% | Unchanged |
| TD Ameritrade Investment Management, LLC | 24 | $5.00K | 0.00% | +24 | New |
| Center for Financial Planning, Inc. | 22 | $5.00K | 0.00% | +22 | New |
| CNB Bank | 19 | $4.00K | 0.00% | 00.0% | Unchanged |
| Disciplined Investments, LLC | 20 | $4.00K | 0.00% | 00.0% | Unchanged |
| Altshuler Shaham Ltd | 19 | $4.00K | 0.00% | +19 | New |
| Parkside Financial Bank & Trust | 14 | $3.00K | 0.00% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 13 | $3.00K | 0.00% | +2+18.2% | Added |
| Lee Financial Co | 13 | $3.00K | 0.00% | 00.0% | Unchanged |
| Bartlett & Co. LLC | 12 | $3.00K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 15 | $3.00K | 0.00% | +2+15.4% | Added |
| Ronald Blue Trust, Inc. | 17 | $3.00K | 0.00% | +4+30.8% | Added |
| Cribstone Capital Management, LLC | 12 | $3.00K | 0.00% | +12 | New |
| Rosenberg Matthew Hamilton | 12 | $3.00K | 0.00% | +12 | New |
| SJS Investment Consulting Inc. | 13 | $3.00K | 0.00% | +13 | New |
| Bartlett & Co. Wealth Management LLC | 12 | $2.62K | 0.00% | 00.0% | Unchanged |
| Loomis Sayles & Co L P | 9 | $2.00K | 0.00% | 00.0% | Unchanged |
| Meeder Asset Management Inc | 8 | $2.00K | 0.00% | 00.0% | Unchanged |
| Whittier Trust Co | 8 | $2.00K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 7 | $2.00K | 0.00% | 00.0% | Unchanged |
| Capital Advisors, Ltd. LLC | 9 | $2.00K | 0.00% | +9 | New |
| Stonebridge Capital Advisors LLC | 8 | $2.00K | 0.00% | +8 | New |
| Raffa Wealth Management, LLC | 5 | $1.09K | 0.00% | 00.0% | Unchanged |
| Moisand Fitzgerald Tamayo, LLC | 6 | $1.00K | 0.00% | −23−79.3% | Reduced |
| Institutional & Family Asset Management, LLC | 6 | $1.00K | 0.00% | 00.0% | Unchanged |
| Householder Group Estate & Retirement Specialist, LLC | 9 | $1.00K | 0.00% | +9 | New |
| Larson Financial Group LLC | 1 | $0 | 0.00% | +1 | New |
| Maverick Capital LtdSuperinvestorMaverick Capital | 0 | $0 | 0.00% | −201,371−100.0% | Sold out |
| Hudson Bay Capital Management LP | 0 | $0 | 0.00% | −40,000−100.0% | Sold out |
| Distillate Capital Partners LLC | 0 | $0 | 0.00% | −33,826−100.0% | Sold out |
| Vident Investment Advisory, LLC | 0 | $0 | 0.00% | −33,822−100.0% | Sold out |
| Rafferty Asset Management, LLC | 0 | $0 | 0.00% | −25,285−100.0% | Sold out |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −24,200−100.0% | Sold out |
| Capital Fund Management S.A. | 0 | $0 | 0.00% | −19,103−100.0% | Sold out |
| Impax Asset Management Group plc | 0 | $0 | 0.00% | −13,245−100.0% | Sold out |
| Gillson Capital LP | 0 | $0 | 0.00% | −10,890−100.0% | Sold out |
| Point72 Asset Management, L.P. | 0 | $0 | 0.00% | −10,800−100.0% | Sold out |
| Parallax Volatility Advisers, L.P. | 0 | $0 | 0.00% | −10,653−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −9,034−100.0% | Sold out |
| Boston Private Wealth LLC | 0 | $0 | 0.00% | −6,303−100.0% | Sold out |
| Cordatus Wealth Management LLC | 0 | $0 | 0.00% | −6,123−100.0% | Sold out |
| Maryland State Retirement & Pension System | 0 | $0 | 0.00% | −6,006−100.0% | Sold out |
| Walleye Trading LLC | 0 | $0 | 0.00% | −5,276−100.0% | Sold out |
| Cinctive Capital Management LP | 0 | $0 | 0.00% | −4,824−100.0% | Sold out |