LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q3 2022
Institutional positions in LPL Financial Holdings Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 583
- +54 vs. Q2 2022
- Shares held
- 78.7M
- −3.03M (−3.7%) vs. Q2 2022
- Total value
- $17.2B
- +$2.11B (+14.0%) vs. Q2 2022
- New holders
- 93
- 202 more added
- Sold out
- 39
- 218 more reduced
5 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Clark Capital Management Group, Inc. | 7,925 | $1.73M | 0.02% | +39+0.5% | Added |
| Arrowstreet Capital, Limited Partnership | 8,052 | $1.76M | 0.00% | +8,052 | New |
| Sheaff Brock Investment Advisors, LLC | 8,059 | $1.76M | 0.21% | −3,131−28.0% | Reduced |
| Tower Research Capital LLC (TRC) | 8,061 | $1.76M | 0.03% | +7,796+2,941.9% | Added |
| JustInvest LLC | 8,102 | $1.77M | 0.08% | +316+4.1% | Added |
| Sumitomo Life Insurance Co | 8,137 | $1.78M | 0.08% | +218+2.8% | Added |
| Nicholas Investment Partners, LP | 8,399 | $1.83M | 0.17% | 00.0% | Unchanged |
| Congress Wealth Management LLC | 8,487 | $1.85M | 0.05% | +605+7.7% | Added |
| DekaBank Deutsche Girozentrale | 8,700 | $1.87M | 0.01% | +824+10.5% | Added |
| EFG Asset Management (Americas) Corp. | 8,768 | $1.92M | 0.48% | +8,768 | New |
| Macquarie Group Ltd | 8,822 | $1.93M | 0.00% | +1,735+24.5% | Added |
| Flynn Zito Capital Management, LLC | 8,912 | $1.95M | 1.93% | +8,912 | New |
| Aquila Investment Management LLC | 9,000 | $1.97M | 1.47% | 00.0% | Unchanged |
| Nissay Asset Management Corp | 9,054 | $1.98M | 0.02% | +321+3.7% | Added |
| Fifth Lane Capital, LP | 9,059 | $1.98M | 1.12% | +9,059 | New |
| Eqis Capital Management, Inc. | 9,112 | $1.99M | 0.23% | +209+2.3% | Added |
| Strategic Global Advisors, LLC | 9,149 | $2.00M | 0.33% | +9,149 | New |
| CWM Advisors, LLC | 9,405 | $2.06M | 0.29% | +7,765+473.5% | Added |
| Xponance, Inc. | 9,417 | $2.06M | 0.04% | −10.0% | Reduced |
| King Luther Capital Management Corp | 9,706 | $2.12M | 0.01% | +2,451+33.8% | Added |
| PEAK6 Investments LLC | 9,785 | $2.14M | 0.08% | −13,868−58.6% | Reduced |
| Public Employees Retirement Association of Colorado | 9,798 | $2.14M | 0.01% | 00.0% | Unchanged |
| LGT Fund Management Co Ltd. | 10,000 | $2.19M | 1.03% | 00.0% | Unchanged |
| Crestline Management, LP | 10,000 | $2.19M | 0.30% | +10,000 | New |
| Retirement Capital Strategies | 10,041 | $2.19M | 1.00% | 00.0% | Unchanged |
| Neuberger Berman Group LLC | 10,111 | $2.21M | 0.00% | +416+4.3% | Added |
| Caldwell Trust Co | 10,137 | $2.21M | 0.33% | −287−2.8% | Reduced |
| Symphony Financial, Ltd. Co. | 10,627 | $2.30M | 0.75% | 00.0% | Unchanged |
| Kames Capital plc | 10,657 | $2.33M | 0.05% | −3,484−24.6% | Reduced |
| Prudential Financial Inc | 10,757 | $2.33M | 0.00% | +1,337+14.2% | Added |
| Lincoln National Corp | 10,943 | $2.39M | 0.06% | +1,621+17.4% | Added |
| Allianz Asset Management GmbH | 11,001 | $2.40M | 0.01% | −43,512−79.8% | Reduced |
| Eagle Rock Investment Company, LLC | 11,107 | $2.43M | 0.63% | +115+1.0% | Added |
| PDT Partners, LLC | 11,116 | $2.43M | 0.37% | −12,731−53.4% | Reduced |
| Alcosta Capital Management, Inc. | 11,190 | $2.44M | 2.40% | +11,190 | New |
| Teacher Retirement System of Texas | 11,423 | $2.50M | 0.02% | −914−7.4% | Reduced |
| National Bank of Canada | 11,632 | $2.53M | 0.01% | −170−1.4% | Reduced |
| Handelsbanken Fonder AB | 11,681 | $2.55M | 0.02% | 00.0% | Unchanged |
| Dark Forest Capital Management LP | 11,908 | $2.60M | 0.47% | +11,908 | New |
| Two Sigma Advisers, LP | 12,000 | $2.62M | 0.01% | −3,400−22.1% | Reduced |
| Yorktown Management & Research Co Inc | 12,000 | $2.62M | 3.40% | 00.0% | Unchanged |
| FDx Advisors, Inc. | 12,146 | $2.65M | 0.12% | −429−3.4% | Reduced |
| Dana Investment Advisors, Inc. | 12,350 | $2.70M | 0.15% | −1,541−11.1% | Reduced |
| Bokf, NA | 12,497 | $2.73M | 0.06% | +1,643+15.1% | Added |
| NWK Group, Inc. | 12,584 | $2.75M | 2.13% | +12,584 | New |
| Dynamic Technology Lab Private Ltd | 12,601 | $2.75M | 0.27% | +9,021+252.0% | Added |
| Skandinaviska Enskilda Banken AB (publ) | 12,775 | $2.79M | 0.02% | +665+5.5% | Added |
| Gyon Technologies Capital Management, LP | 12,875 | $2.81M | 0.88% | +12,875 | New |
| Daiwa Securities Group Inc. | 13,030 | $2.85M | 0.02% | −2,647−16.9% | Reduced |
| DnB Asset Management AS | 13,164 | $2.88M | 0.02% | +13,164 | New |
| Gulf International Bank (UK) Ltd | 13,230 | $2.89M | 0.05% | 00.0% | Unchanged |
| Atria Investments LLC | 13,480 | $2.94M | 0.07% | +980+7.8% | Added |
| CIBC World Markets Inc. | 13,718 | $3.00M | 0.01% | +985+7.7% | Added |
| MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH | 13,856 | $3.03M | 0.18% | +11,406+465.6% | Added |
| Nomura Holdings Inc | 13,952 | $3.05M | 0.03% | −1,979−12.4% | Reduced |
| Tocqueville Asset Management L.P. | 14,070 | $3.07M | 0.06% | 00.0% | Unchanged |
| Gradient Investments LLC | 14,078 | $3.08M | 0.09% | −12,202−46.4% | Reduced |
| Empowered Funds, LLC | 14,122 | $3.08M | 0.30% | +14,122 | New |
| IFM Investors Pty Ltd | 14,195 | $3.10M | 0.06% | +575+4.2% | Added |
| Utah Retirement Systems | 14,209 | $3.10M | 0.05% | 00.0% | Unchanged |
| Formuepleje A/S | 14,522 | $3.17M | 0.26% | +14,522 | New |
| Banco Bilbao Vizcaya Argentaria, S.A. | 15,094 | $3.30M | 0.05% | +15,094 | New |
| BI Asset Management Fondsmaeglerselskab A/S | 15,248 | $3.33M | 0.17% | +15,248 | New |
| Boothbay Fund Management, LLC | 15,604 | $3.41M | 0.12% | +15,604 | New |
| Congress Asset Management Co | 15,683 | $3.43M | 0.04% | +1,599+11.4% | Added |
| Mirae Asset Global Investments Co., Ltd. | 15,689 | $3.43M | 0.01% | +5,501+54.0% | Added |
| Tredje AP-fonden | 15,711 | $3.43M | 0.07% | +15,711 | New |
| O'Shaughnessy Asset Management, LLC | 16,123 | $3.52M | 0.07% | +1,358+9.2% | Added |
| EFG Asset Management (North America) Corp. | 16,726 | $3.65M | 0.84% | +16,726 | New |
| Toronto Dominion Bank | 16,818 | $3.67M | 0.01% | −1,047−5.9% | Reduced |
| ProShare Advisors LLC | 16,902 | $3.69M | 0.01% | +11,239+198.5% | Added |
| Cornerstone Wealth Management, LLC | 17,047 | $3.73M | 0.41% | +313+1.9% | Added |
| Verdence Capital Advisors LLC | 17,250 | $3.77M | 0.52% | −70.0% | Reduced |
| NewEdge Wealth, LLC | 17,608 | $3.85M | 0.18% | +1,099+6.7% | Added |
| TD Private Client Wealth LLC | 17,904 | $3.91M | 0.20% | −633−3.4% | Reduced |
| Otter Creek Advisors, LLC | 17,948 | $3.92M | 3.81% | −1,668−8.5% | Reduced |
| Heron Bay Capital Management | 18,153 | $3.97M | 2.70% | +1,000+5.8% | Added |
| Amalgamated Bank | 18,321 | $4.00M | 0.04% | −2,552−12.2% | Reduced |
| Captrust Financial Advisors | 18,487 | $4.04M | 0.02% | −2,041−9.9% | Reduced |
| Bridgewater Associates, LP | 18,971 | $4.14M | 0.02% | +12,547+195.3% | Added |
| Public Sector Pension Investment Board | 19,127 | $4.18M | 0.04% | +19,127 | New |
| Illinois Municipal Retirement Fund | 19,686 | $4.30M | 0.11% | 00.0% | Unchanged |
| HSBC Holdings PLC | 19,957 | $4.37M | 0.01% | +3,179+18.9% | Added |
| Chase Investment Counsel Corp | 20,280 | $4.43M | 2.80% | −189−0.9% | Reduced |
| Candriam Luxembourg S.C.A. | 20,283 | $4.43M | 0.03% | +20,283 | New |
| Bowling Portfolio Management LLC | 20,386 | $4.45M | 1.22% | −241−1.2% | Reduced |
| Point72 Europe (London) LLP | 20,676 | $4.52M | 1.44% | −18,000−46.5% | Reduced |
| Winthrop Advisory Group LLC | 21,063 | $4.60M | 0.99% | −250−1.2% | Reduced |
| Andra AP-fonden | 21,100 | $4.61M | 0.15% | −500−2.3% | Reduced |
| MML Investors Services, LLC | 21,532 | $4.70M | 0.04% | +5,212+31.9% | Added |
| Jupiter Asset Management Ltd | 21,741 | $4.75M | 0.07% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 21,826 | $4.77M | 0.01% | −302−1.4% | Reduced |
| Jane Street Group, LLC | 21,916 | $4.79M | 0.01% | +15,775+256.9% | Added |
| Arizona State Retirement System | 21,956 | $4.80M | 0.05% | −387−1.7% | Reduced |
| Susquehanna Fundamental Investments, LLC | 22,210 | $4.85M | 0.08% | +22,210 | New |
| Bullseye Asset Management LLC | 22,527 | $4.92M | 2.86% | −242−1.1% | Reduced |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 22,580 | $4.93M | 0.02% | +1,943+9.4% | Added |
| Private Advisor Group, LLC | 22,602 | $4.94M | 0.06% | −3,504−13.4% | Reduced |
| Catalyst Capital Advisors LLC | 23,000 | $5.03M | 0.19% | −550−2.3% | Reduced |
| Ensign Peak Advisors, Inc | 24,010 | $5.25M | 0.01% | +4,710+24.4% | Added |