LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q1 2022
Institutional positions in LPL Financial Holdings Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 481
- +48 vs. Q4 2021
- Shares held
- 78.2M
- +1.41M (+1.8%) vs. Q4 2021
- Total value
- $14.3B
- +$2.00B (+16.3%) vs. Q4 2021
- New holders
- 91
- 177 more added
- Sold out
- 43
- 157 more reduced
2 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Snowden Capital Advisors LLC | 4,394 | $802.0K | 0.03% | +2,419+122.5% | Added |
| EverSource Wealth Advisors, LLC | 4,449 | $813.0K | 0.21% | +2,301+107.1% | Added |
| Ci Investments Inc. | 4,564 | $834.0K | 0.00% | −1,898−29.4% | Reduced |
| Enterprise Financial Services Corp | 4,595 | $839.0K | 0.14% | −1,129−19.7% | Reduced |
| Logan Capital Management Inc | 4,600 | $840.0K | 0.04% | 00.0% | Unchanged |
| Mitsubishi UFJ Trust & Banking Corp | 4,602 | $841.0K | 0.00% | −786−14.6% | Reduced |
| Baird Financial Group, Inc. | 4,642 | $848.0K | 0.00% | +20+0.4% | Added |
| Brookfield Asset Management Inc. | 4,717 | $862.0K | 0.00% | +4,717 | New |
| Mirabella Financial Services LLP | 4,735 | $865.0K | 0.10% | +4,735 | New |
| American Trust | 4,739 | $866.0K | 0.06% | +314+7.1% | Added |
| Kestra Advisory Services, LLC | 4,773 | $872.0K | 0.01% | −120−2.5% | Reduced |
| Financial Advocates Investment Management | 4,800 | $877.0K | 0.06% | +44+0.9% | Added |
| Advisor OS, LLC | 4,858 | $888.0K | 0.26% | +488+11.2% | Added |
| AdvisorShares Investments LLC | 5,043 | $921.0K | 0.15% | +5,043 | New |
| LVW Advisors, LLC | 5,047 | $922.0K | 0.16% | −510−9.2% | Reduced |
| Axxcess Wealth Management, LLC | 5,091 | $930.0K | 0.07% | +2,254+79.5% | Added |
| Tudor Investment Corp Et Al | 5,135 | $938.0K | 0.02% | +666+14.9% | Added |
| Pictet Asset Management SA | 5,141 | $939.0K | 0.00% | +32+0.6% | Added |
| MetLife Investment Management | 5,151 | $941.0K | 0.01% | +5,151 | New |
| Raymond James Trust N.A. | 5,200 | $950.0K | 0.03% | −134−2.5% | Reduced |
| Maven Securities LTD | 5,205 | $951.0K | 0.20% | −1,900−26.7% | Reduced |
| Cerity Partners LLC | 5,228 | $955.0K | 0.01% | +5,228 | New |
| Fulton Bank, N.A. | 5,261 | $961.0K | 0.04% | −6,087−53.6% | Reduced |
| Kestra Private Wealth Services, LLC | 5,289 | $966.0K | 0.05% | −224−4.1% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 5,320 | $972.0K | 0.00% | +5,320 | New |
| MML Investors Services, LLC | 5,520 | $1.01M | 0.01% | +1,248+29.2% | Added |
| AlphaCrest Capital Management LLC | 5,590 | $1.02M | 0.06% | −10,422−65.1% | Reduced |
| Tributary Capital Management, LLC | 5,700 | $1.04M | 0.08% | −6,900−54.8% | Reduced |
| Aureus Asset Management, LLC | 5,905 | $1.08M | 0.07% | 00.0% | Unchanged |
| Capital Asset Advisory Services LLC | 5,913 | $1.08M | 0.11% | +854+16.9% | Added |
| Maryland State Retirement & Pension System | 6,006 | $1.10M | 0.03% | 00.0% | Unchanged |
| Wolverine Trading, LLC | 5,977 | $1.11M | 0.03% | +5,977 | New |
| Virginia Retirement Systems Et Al | 6,100 | $1.11M | 0.01% | −1,300−17.6% | Reduced |
| Phoenix Holdings Ltd. | 6,055 | $1.13M | 0.02% | −670−10.0% | Reduced |
| JustInvest LLC | 6,208 | $1.13M | 0.05% | +2,174+53.9% | Added |
| Samson Rock Capital LLP | 6,277 | $1.15M | 1.07% | +6,277 | New |
| Old Mission Capital LLC | 6,398 | $1.17M | 0.03% | +6,398 | New |
| Prudential Financial Inc | 6,576 | $1.20M | 0.00% | +126+2.0% | Added |
| Oppenheimer Asset Management Inc. | 6,619 | $1.21M | 0.02% | −10−0.2% | Reduced |
| Van Leeuwen & Company, LLC | 6,622 | $1.21M | 0.89% | −701−9.6% | Reduced |
| Bank of Montreal | 6,549 | $1.22M | 0.00% | +4,181+176.6% | Added |
| ProShare Advisors LLC | 6,826 | $1.25M | 0.00% | −72−1.0% | Reduced |
| Brown Brothers Harriman & Co | 6,931 | $1.27M | 0.01% | +1,931+38.6% | Added |
| Prescott Group Capital Management, L.L.C. | 7,000 | $1.28M | 0.33% | 00.0% | Unchanged |
| Great West Life Assurance Co | 6,663 | $1.29M | 0.00% | +704+11.8% | Added |
| STRS Ohio | 7,457 | $1.36M | 0.00% | −603−7.5% | Reduced |
| Nicholas Investment Partners, LP | 7,474 | $1.36M | 0.10% | +4,736+173.0% | Added |
| Congress Wealth Management LLC | 7,487 | $1.37M | 0.03% | +493+7.0% | Added |
| Neuberger Berman Group LLC | 7,512 | $1.37M | 0.00% | +525+7.5% | Added |
| Clark Capital Management Group, Inc. | 7,773 | $1.42M | 0.02% | +7,773 | New |
| Canada Pension Plan Investment Board | 7,800 | $1.43M | 0.00% | +7,800 | New |
| Sumitomo Life Insurance Co | 7,835 | $1.43M | 0.04% | −205−2.5% | Reduced |
| Freedman Financial Associates, Inc. | 7,962 | $1.47M | 1.01% | 00.0% | Unchanged |
| TrimTabs Asset Management, LLC | 8,137 | $1.49M | 0.50% | +208+2.6% | Added |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 8,290 | $1.51M | 0.00% | +1,156+16.2% | Added |
| PDT Partners, LLC | 8,329 | $1.52M | 0.13% | +8,329 | New |
| Point72 Hong Kong Ltd | 8,479 | $1.55M | 0.14% | +8,479 | New |
| Shell Asset Management Co | 8,551 | $1.56M | 0.04% | −1,271−12.9% | Reduced |
| Pitcairn Co | 8,579 | $1.57M | 0.14% | +410+5.0% | Added |
| King Luther Capital Management Corp | 8,630 | $1.58M | 0.01% | +200+2.4% | Added |
| Deutsche Bank AG | 8,791 | $1.61M | 0.00% | −206−2.3% | Reduced |
| Flynn Zito Capital Management, LLC | 8,912 | $1.63M | 1.38% | 00.0% | Unchanged |
| Xponance, Inc. | 9,028 | $1.65M | 0.03% | +102+1.1% | Added |
| SG Americas Securities, LLC | 9,604 | $1.75M | 0.02% | +7,009+270.1% | Added |
| Sciencast Management LP | 9,659 | $1.78M | 0.41% | +9,659 | New |
| Public Employees Retirement Association of Colorado | 9,798 | $1.79M | 0.01% | −1,877−16.1% | Reduced |
| NewEdge Wealth, LLC | 10,000 | $1.83M | 0.08% | +1,295+14.9% | Added |
| Caldwell Trust Co | 10,534 | $1.92M | 0.23% | −180−1.7% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 10,801 | $1.97M | 0.01% | −34−0.3% | Reduced |
| Verition Fund Management LLC | 10,818 | $1.98M | 0.04% | −1,781−14.1% | Reduced |
| Bokf, NA | 10,967 | $2.00M | 0.03% | +641+6.2% | Added |
| Symphony Financial, Ltd. Co. | 10,627 | $2.00M | 0.47% | +10,627 | New |
| Retirement Capital Strategies | 10,041 | $2.02M | 0.81% | 00.0% | Unchanged |
| Eagle Rock Investment Company, LLC | 11,076 | $2.02M | 0.43% | +11,076 | New |
| Sheaff Brock Investment Advisors, LLC | 11,261 | $2.06M | 0.18% | +735+7.0% | Added |
| HSBC Holdings PLC | 11,359 | $2.12M | 0.00% | −4,023−26.2% | Reduced |
| Handelsbanken Fonder AB | 11,681 | $2.13M | 0.01% | −2,400−17.0% | Reduced |
| Eqis Capital Management, Inc. | 11,727 | $2.14M | 0.19% | +509+4.5% | Added |
| Atria Investments LLC | 11,971 | $2.19M | 0.04% | +1,348+12.7% | Added |
| National Bank of Canada | 12,100 | $2.21M | 0.01% | −1,679−12.2% | Reduced |
| Bamco Inc | 12,100 | $2.21M | 0.01% | +1,600+15.2% | Added |
| Yorktown Management & Research Co Inc | 12,200 | $2.23M | 1.89% | −5,500−31.1% | Reduced |
| FDx Advisors, Inc. | 12,281 | $2.24M | 0.08% | +1,430+13.2% | Added |
| Twin Tree Management, LP | 12,728 | $2.33M | 0.05% | +12,728 | New |
| CIBC World Markets Inc. | 12,733 | $2.33M | 0.01% | +23+0.2% | Added |
| Illinois Municipal Retirement Fund | 12,796 | $2.34M | 0.07% | 00.0% | Unchanged |
| Impax Asset Management Group plc | 13,245 | $2.42M | 0.01% | −68−0.5% | Reduced |
| Oliver Luxxe Assets LLC | 13,260 | $2.42M | 0.61% | −2,503−15.9% | Reduced |
| Bridgewater Associates, LP | 13,442 | $2.46M | 0.01% | −1,846−12.1% | Reduced |
| Kames Capital plc | 13,454 | $2.46M | 0.04% | −4,697−25.9% | Reduced |
| Congress Asset Management Co | 13,569 | $2.48M | 0.02% | +534+4.1% | Added |
| Utah Retirement Systems | 14,209 | $2.60M | 0.03% | −200−1.4% | Reduced |
| Dana Investment Advisors, Inc. | 14,691 | $2.68M | 0.12% | −757−4.9% | Reduced |
| Tocqueville Asset Management L.P. | 15,071 | $2.75M | 0.04% | −20.0% | Reduced |
| First Republic Investment Management, Inc. | 15,485 | $2.83M | 0.01% | +6,629+74.9% | Added |
| Daiwa Securities Group Inc. | 15,544 | $2.84M | 0.02% | −1,801−10.4% | Reduced |
| Aquila Investment Management LLC | 16,000 | $2.92M | 1.66% | 00.0% | Unchanged |
| Teacher Retirement System of Texas | 16,273 | $2.97M | 0.02% | +693+4.4% | Added |
| Cornerstone Wealth Management, LLC | 16,688 | $3.05M | 0.30% | +185+1.1% | Added |
| Principal Financial Group Inc | 16,805 | $3.07M | 0.00% | −2,482−12.9% | Reduced |