LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q3 2021
Institutional positions in LPL Financial Holdings Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 423
- +9 vs. Q2 2021
- Shares held
- 76.9M
- +923.6K (+1.2%) vs. Q2 2021
- Total value
- $12.1B
- +$1.80B (+17.5%) vs. Q2 2021
- New holders
- 57
- 161 more added
- Sold out
- 48
- 137 more reduced
5 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Nuveen Asset Management, LLC | 968,689 | $151.9M | 0.05% | +490,955+102.8% | Added |
| Alliancebernstein L.P. | 974,141 | $152.7M | 0.06% | −85,436−8.1% | Reduced |
| Dimensional Fund Advisors LP | 994,871 | $156.0M | 0.05% | +6,702+0.7% | Added |
| Frontier Capital Management Co LLC | 997,723 | $156.4M | 1.23% | −65,938−6.2% | Reduced |
| American Century Companies Inc | 1,052,798 | $165.0M | 0.11% | −10,862−1.0% | Reduced |
| Geode Capital Management, LLC | 1,112,007 | $174.3M | 0.02% | −188,587−14.5% | Reduced |
| Westfield Capital Management Co LP | 1,176,494 | $184.4M | 1.11% | +191,330+19.4% | Added |
| State Street Corp | 1,198,204 | $187.8M | 0.01% | −1,081−0.1% | Reduced |
| Artisan Partners Limited Partnership | 1,268,525 | $198.9M | 0.24% | +182,071+16.8% | Added |
| Bank of New York Mellon Corp | 1,477,203 | $231.6M | 0.05% | +355,040+31.6% | Added |
| Southpoint Capital Advisors LP | 1,500,000 | $235.1M | 5.02% | 00.0% | Unchanged |
| Invesco Ltd. | 1,925,717 | $301.9M | 0.08% | −88,448−4.4% | Reduced |
| Eagle Asset Management Inc | 1,937,595 | $303.7M | 1.37% | +70,622+3.8% | Added |
| FMR LLC | 1,990,712 | $312.1M | 0.02% | +135,382+7.3% | Added |
| Clarkston Capital Partners, LLC | 2,286,647 | $358.5M | 6.44% | +1,958+0.1% | Added |
| Kayne Anderson Rudnick Investment Management LLC | 2,297,356 | $360.1M | 0.87% | +150,473+7.0% | Added |
| Wells Fargo & Company | 2,520,811 | $395.2M | 0.09% | +6,233+0.2% | Added |
| Samlyn Capital, LLC | 2,600,827 | $407.7M | 5.97% | +54,622+2.1% | Added |
| Wellington Management Group LLP | 3,028,512 | $474.7M | 0.08% | +159,694+5.6% | Added |
| BlackRock Inc. | 3,623,193 | $568.0M | 0.02% | −140,679−3.7% | Reduced |
| Vanguard Group Inc | 6,903,463 | $1.08B | 0.03% | −195,031−2.7% | Reduced |
| Janus Henderson Group PLC | 7,812,267 | $1.22B | 0.54% | −109,508−1.4% | Reduced |
| Gerber Kawasaki Wealth & Investment Management | 2 | – | – | +2 | New |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −385,929−100.0% | Sold out |
| Jacobs Levy Equity Management, Inc | 0 | $0 | 0.00% | −141,614−100.0% | Sold out |
| Jupiter Asset Management Ltd | 0 | $0 | 0.00% | −101,097−100.0% | Sold out |
| SPX Equities Gestao de Recursos Ltda | 0 | $0 | 0.00% | −100,350−100.0% | Sold out |
| Paloma Partners Management Co | 0 | $0 | 0.00% | −49,392−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −46,043−100.0% | Sold out |
| Nomura Asset Management Co Ltd | 0 | $0 | 0.00% | −35,244−100.0% | Sold out |
| York Capital Management Global Advisors, LLC | 0 | $0 | 0.00% | −28,819−100.0% | Sold out |
| APG Asset Management N.V. | 0 | $0 | 0.00% | −26,013−100.0% | Sold out |
| BI Asset Management Fondsmaeglerselskab A/S | 0 | $0 | 0.00% | −21,418−100.0% | Sold out |
| Healthcare of Ontario Pension Plan Trust Fund | 0 | $0 | 0.00% | −20,149−100.0% | Sold out |
| AXA S.A. | 0 | $0 | 0.00% | −19,000−100.0% | Sold out |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −14,738−100.0% | Sold out |
| Donoghue Forlines LLC | 0 | $0 | 0.00% | −12,251−100.0% | Sold out |
| Magnetar Financial LLC | 0 | $0 | 0.00% | −11,761−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −11,570−100.0% | Sold out |
| Campbell & CO Investment Adviser LLC | 0 | $0 | 0.00% | −7,080−100.0% | Sold out |
| Teza Capital Management LLC | 0 | $0 | 0.00% | −6,912−100.0% | Sold out |
| PDT Partners, LLC | 0 | $0 | 0.00% | −6,900−100.0% | Sold out |
| Point72 Hong Kong Ltd | 0 | $0 | 0.00% | −6,324−100.0% | Sold out |
| Centiva Capital, LP | 0 | $0 | 0.00% | −5,884−100.0% | Sold out |
| SummerHaven Investment Management, LLC | 0 | $0 | 0.00% | −5,559−100.0% | Sold out |
| Twinbeech Capital LP | 0 | $0 | 0.00% | −5,518−100.0% | Sold out |
| Kemnay Advisory Services Inc. | 0 | $0 | 0.00% | −5,486−100.0% | Sold out |
| Prelude Capital Management, LLC | 0 | $0 | 0.00% | −5,377−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −5,248−100.0% | Sold out |
| Blueshift Asset Management, LLC | 0 | $0 | 0.00% | −5,119−100.0% | Sold out |
| Sciencast Management LP | 0 | $0 | 0.00% | −4,737−100.0% | Sold out |
| Echo Street Capital Management LLC | 0 | $0 | 0.00% | −4,062−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −3,434−100.0% | Sold out |
| Quantamental Technologies LLC | 0 | $0 | 0.00% | −3,402−100.0% | Sold out |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −3,032−100.0% | Sold out |
| NorthCoast Asset Management LLC | 0 | $0 | 0.00% | −2,683−100.0% | Sold out |
| Capula Management Ltd | 0 | $0 | 0.00% | −2,676−100.0% | Sold out |
| Winton Group Ltd | 0 | $0 | 0.00% | −2,135−100.0% | Sold out |
| Qtron Investments LLC | 0 | $0 | 0.00% | −2,127−100.0% | Sold out |
| Gotham Asset Management, LLC | 0 | $0 | 0.00% | −1,925−100.0% | Sold out |
| Ensign Peak Advisors, Inc | 0 | $0 | 0.00% | −1,695−100.0% | Sold out |
| Creative Planning | 0 | $0 | 0.00% | −1,017−100.0% | Sold out |
| Twin Tree Management, LP | 0 | $0 | 0.00% | −855−100.0% | Sold out |
| Exos Asset Management LLC | 0 | $0 | 0.00% | −393−100.0% | Sold out |
| FourThought Financial, LLC | 0 | $0 | 0.00% | −124−100.0% | Sold out |
| Solstein Capital, LLC | 0 | $0 | 0.00% | −65−100.0% | Sold out |
| Reilly Financial Advisors, LLC | 0 | $0 | 0.00% | −27−100.0% | Sold out |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 0 | $0 | 0.00% | −14−100.0% | Sold out |
| CX Institutional | 0 | $0 | 0.00% | −12−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −5−100.0% | Sold out |
| Patriot Financial Group Insurance Agency, LLC | 0 | $0 | 0.00% | −6−100.0% | Sold out |
| Cipher Capital LP | – | – | – | – | Not filed |
| Pictet Asset Management Ltd | – | – | – | – | Not filed |
| CWM, LLC | – | – | – | – | Not filed |
| First Horizon Corp | – | – | – | – | Not filed |
| Castleview Partners, LLC | – | – | – | – | Not filed |