LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q2 2021
Institutional positions in LPL Financial Holdings Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 419
- +24 vs. Q1 2021
- Shares held
- 76.0M
- −988.4K (−1.3%) vs. Q1 2021
- Total value
- $10.3B
- −$685.3M (−6.3%) vs. Q1 2021
- New holders
- 63
- 155 more added
- Sold out
- 39
- 141 more reduced
3 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Eqis Capital Management, Inc. | 7,949 | $1.07M | 0.08% | −2,461−23.6% | Reduced |
| Freedman Financial Associates, Inc. | 7,962 | $1.07M | 0.81% | +962+13.7% | Added |
| Pitcairn Co | 8,339 | $1.13M | 0.08% | −36−0.4% | Reduced |
| Pearl River Capital, LLC | 8,602 | $1.16M | 0.32% | +8,602 | New |
| Cipher Capital LP | 9,106 | $1.23M | 0.68% | +9,106 | New |
| Xponance, Inc. | 9,230 | $1.25M | 0.02% | +9,230 | New |
| Financial Advocates Investment Management | 9,240 | $1.25M | 0.09% | +188+2.1% | Added |
| First Republic Investment Management, Inc. | 9,329 | $1.26M | 0.00% | +6,975+296.3% | Added |
| Edgestream Partners, L.P. | 9,459 | $1.28M | 0.08% | +9,459 | New |
| State of Wisconsin Investment Board | 9,509 | $1.28M | 0.00% | −450−4.5% | Reduced |
| STRS Ohio | 9,580 | $1.29M | 0.00% | +710+8.0% | Added |
| Sheaff Brock Investment Advisors, LLC | 9,920 | $1.34M | 0.13% | +415+4.4% | Added |
| Retirement Capital Strategies | 10,041 | $1.35M | 0.52% | 00.0% | Unchanged |
| Illinois Municipal Retirement Fund | 10,094 | $1.36M | 0.06% | 00.0% | Unchanged |
| Shell Asset Management Co | 10,183 | $1.38M | 0.03% | +550+5.7% | Added |
| Picton Mahoney Asset Management | 10,215 | $1.38M | 0.05% | +10,215 | New |
| Teacher Retirement System of Texas | 10,433 | $1.41M | 0.01% | +1,553+17.5% | Added |
| Caldwell Trust Co | 11,350 | $1.53M | 0.20% | −357−3.0% | Reduced |
| Susquehanna International Group, LLP | 11,423 | $1.54M | 0.00% | +155+1.4% | Added |
| Engineers Gate Manager LP | 11,482 | $1.55M | 0.10% | +8,940+351.7% | Added |
| Dynamic Technology Lab Private Ltd | 11,570 | $1.56M | 0.16% | +11,570 | New |
| Public Employees Retirement Association of Colorado | 11,750 | $1.59M | 0.01% | 00.0% | Unchanged |
| Magnetar Financial LLC | 11,761 | $1.59M | 0.02% | +11,761 | New |
| Donoghue Forlines LLC | 12,251 | $1.65M | 0.31% | −876−6.7% | Reduced |
| Congress Asset Management Co | 12,654 | $1.71M | 0.01% | −10,611−45.6% | Reduced |
| CIBC World Markets Inc. | 12,819 | $1.73M | 0.01% | −399−3.0% | Reduced |
| Fulton Bank, N.A. | 13,132 | $1.77M | 0.08% | −100−0.8% | Reduced |
| HSBC Holdings PLC | 13,237 | $1.79M | 0.00% | +580+4.6% | Added |
| Heron Bay Capital Management | 13,358 | $1.80M | 1.00% | +1,185+9.7% | Added |
| Impax Asset Management Group plc | 13,677 | $1.85M | 0.01% | 00.0% | Unchanged |
| AlphaCrest Capital Management LLC | 13,684 | $1.85M | 0.08% | +10,614+345.7% | Added |
| Squarepoint Ops LLC | 14,058 | $1.90M | 0.01% | +500+3.7% | Added |
| Kalos Management, Inc. | 13,065 | $1.90M | 0.77% | +796+6.5% | Added |
| Bank of Nova Scotia | 14,393 | $1.94M | 0.00% | −203,000−93.4% | Reduced |
| Handelsbanken Fonder AB | 14,481 | $1.96M | 0.01% | 00.0% | Unchanged |
| Quadrature Capital Ltd | 14,738 | $1.99M | 0.08% | +14,738 | New |
| Oliver Luxxe Assets LLC | 14,792 | $2.00M | 0.55% | +1,252+9.2% | Added |
| Tributary Capital Management, LLC | 15,000 | $2.02M | 0.15% | −2,900−16.2% | Reduced |
| Utah Retirement Systems | 15,109 | $2.04M | 0.03% | 00.0% | Unchanged |
| Yorktown Management & Research Co Inc | 15,200 | $2.05M | 1.61% | −500−3.2% | Reduced |
| Dana Investment Advisors, Inc. | 15,853 | $2.14M | 0.09% | −88−0.6% | Reduced |
| Otter Creek Advisors, LLC | 15,896 | $2.15M | 2.00% | −17,415−52.3% | Reduced |
| Cornerstone Wealth Management, LLC | 16,373 | $2.21M | 0.23% | +38+0.2% | Added |
| Tocqueville Asset Management L.P. | 17,035 | $2.30M | 0.03% | +3,910+29.8% | Added |
| TD Private Client Wealth LLC | 17,094 | $2.31M | 0.10% | +178+1.1% | Added |
| NN Investment Partners Holdings N.V. | 17,639 | $2.38M | 0.01% | +5,265+42.5% | Added |
| Clark Capital Management Group, Inc. | 17,710 | $2.39M | 0.03% | −12,742−41.8% | Reduced |
| Kames Capital plc | 17,749 | $2.40M | 0.03% | −3,146−15.1% | Reduced |
| AXA S.A. | 19,000 | $2.56M | 0.01% | −117,800−86.1% | Reduced |
| Daiwa Securities Group Inc. | 19,507 | $2.63M | 0.02% | −2,916−13.0% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 20,149 | $2.72M | 0.01% | +20,149 | New |
| Private Advisor Group, LLC | 20,545 | $2.77M | 0.02% | −339−1.6% | Reduced |
| Commonwealth Equity Services, LLC | 20,929 | $2.83M | 0.01% | +7,891+60.5% | Added |
| Amalgamated Bank | 21,085 | $2.85M | 0.02% | +11,532+120.7% | Added |
| Bowling Portfolio Management LLC | 21,146 | $2.85M | 0.64% | +430+2.1% | Added |
| BI Asset Management Fondsmaeglerselskab A/S | 21,418 | $2.89M | 0.11% | −12,043−36.0% | Reduced |
| Arizona State Retirement System | 21,659 | $2.92M | 0.02% | −1,422−6.2% | Reduced |
| Winthrop Advisory Group LLC | 21,663 | $2.92M | 0.66% | 00.0% | Unchanged |
| APG Asset Management N.V. | 26,013 | $2.96M | 0.01% | +1,600+6.6% | Added |
| O'Shaughnessy Asset Management, LLC | 22,401 | $3.02M | 0.06% | +12,700+130.9% | Added |
| Bank of Montreal | 22,805 | $3.13M | 0.00% | −3,287−12.6% | Reduced |
| PFS Investments Inc. | 22,742 | $3.13M | 0.07% | +10,283+82.5% | Added |
| SG Americas Securities, LLC | 24,334 | $3.29M | 0.02% | +21,999+942.1% | Added |
| Globeflex Capital L P | 24,599 | $3.32M | 0.60% | −1,360−5.2% | Reduced |
| Westpac Banking Corp | 25,451 | $3.44M | 0.03% | −4,151−14.0% | Reduced |
| Bridgewater Associates, LP | 25,468 | $3.44M | 0.02% | +1,185+4.9% | Added |
| Foster Victor Wealth Advisors, LLC | 26,542 | $3.58M | 0.60% | +6,004+29.2% | Added |
| Vestmark Advisory Solutions, Inc. | 27,071 | $3.65M | 0.26% | +2,453+10.0% | Added |
| Advisor Group Holdings, Inc. | 27,579 | $3.73M | 0.01% | +3,498+14.5% | Added |
| Treasurer of the State of North Carolina | 27,703 | $3.74M | 0.02% | −1,090−3.8% | Reduced |
| Bullseye Asset Management LLC | 27,922 | $3.77M | 1.27% | 00.0% | Unchanged |
| Cubist Systematic Strategies, LLC | 28,004 | $3.78M | 0.04% | +23,218+485.1% | Added |
| York Capital Management Global Advisors, LLC | 28,819 | $3.89M | 0.44% | 00.0% | Unchanged |
| KWB Wealth | 27,389 | $3.89M | 0.75% | 00.0% | Unchanged |
| Snowden Capital Advisors LLC | 29,925 | $4.04M | 0.20% | +2,113+7.6% | Added |
| Principal Financial Group Inc | 30,000 | $4.05M | 0.00% | −117,544−79.7% | Reduced |
| Catalyst Capital Advisors LLC | 30,000 | $4.05M | 0.20% | 00.0% | Unchanged |
| Advantage Alpha Capital Partners LP | 30,422 | $4.11M | 0.79% | −2,993−9.0% | Reduced |
| Los Angeles Capital Management LLC | 31,965 | $4.32M | 0.02% | −3,445−9.7% | Reduced |
| Susquehanna Fundamental Investments, LLC | 32,089 | $4.33M | 0.08% | −100−0.3% | Reduced |
| Point72 Europe (London) LLP | 32,200 | $4.35M | 3.00% | +2,500+8.4% | Added |
| Truist Financial Corp | 32,308 | $4.36M | 0.01% | +4,457+16.0% | Added |
| ClariVest Asset Management LLC | 33,168 | $4.48M | 0.15% | −150.0% | Reduced |
| Pathstone Family Office, LLC | 34,510 | $4.66M | 0.14% | +4,830+16.3% | Added |
| Nomura Asset Management Co Ltd | 35,244 | $4.76M | 0.03% | +1,914+5.7% | Added |
| Capitolis Advisors LLC | 39,262 | $5.30M | 0.06% | +18,808+92.0% | Added |
| Brant Point Investment Management LLC | 40,000 | $5.40M | 0.93% | +20,000+100.0% | Added |
| Thrivent Financial for Lutherans | 40,236 | $5.43M | 0.01% | +40,236 | New |
| AQR Capital Management LLC | 42,686 | $5.76M | 0.01% | −4,773−10.1% | Reduced |
| Jane Street Group, LLC | 44,625 | $6.02M | 0.02% | +18,850+73.1% | Added |
| State of New Jersey Common Pension Fund D | 44,730 | $6.04M | 0.02% | −4,766−9.6% | Reduced |
| Rafferty Asset Management, LLC | 45,085 | $6.09M | 0.04% | +5,521+14.0% | Added |
| Qube Research & Technologies Ltd | 46,043 | $6.21M | 0.08% | +46,043 | New |
| Kennedy Capital Management, Inc. | 47,171 | $6.37M | 0.14% | −866−1.8% | Reduced |
| Northwestern Mutual Wealth Management Co | 47,500 | $6.41M | 0.01% | +43,661+1,137.3% | Added |
| Ameriprise Financial Inc | 47,564 | $6.42M | 0.00% | +44,526+1,465.6% | Added |
| Public Employees Retirement System of Ohio | 47,741 | $6.44M | 0.02% | +2,255+5.0% | Added |
| Russell Investments Group, Ltd. | 48,044 | $6.48M | 0.01% | −38,505−44.5% | Reduced |
| Janney Montgomery Scott LLC | 48,422 | $6.54M | 0.03% | +3,579+8.0% | Added |
| Paloma Partners Management Co | 49,392 | $6.67M | 0.18% | +37,956+331.9% | Added |