Kansas City Southern
KSUDelisted Dec 14, 2021- Industry
- Railroads, Line-Haul Operating
- SEC CIK
- 0000054480
Kansas City Southern was delisted on Dec 14, 2021; its insiders filed their last Form 4 on Dec 15, 2021; 735 institutions reported holding it in 13F filings for Q3 2021, worth $22.0B in total; 3 superinvestors held it, including Gates Foundation Trust and Maverick Capital.
13F holders, Q3 2021
Institutional positions in Kansas City Southern as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
KSU is no longer listed, so this page shows Q3 2021. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 735
- −32 vs. Q2 2021
- Shares held
- 81.4M
- +1.17M (+1.5%) vs. Q2 2021
- Total value
- $22.0B
- −$692.8M (−3.0%) vs. Q2 2021
- New holders
- 52
- 214 more added
- Sold out
- 84
- 299 more reduced
8 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting KSU on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $294 |
| Q1 2026 | 2 | $1.13M |
| Q4 2025 | 1 | $294 |
| Q3 2025 | 1 | $294 |
| Q2 2025 | 1 | $294 |
| Q1 2025 | 1 | $294 |
| Q4 2024 | 2 | $483.3K |
| Q3 2024 | 1 | $294 |
| Q2 2024 | 1 | $294 |
| Q1 2024 | 1 | $294 |
| Q4 2023 | 1 | $294 |
| Q3 2023 | 1 | $294 |
| Q2 2023 | 1 | $294 |
| Q1 2023 | 1 | $294 |
| Q4 2022 | 1 | $294 |
| Q3 2022 | 1 | $0 |
| Q2 2022 | 1 | $0 |
| Q1 2022 | 2 | $1.46M |
| Q4 2021 | 4 | $598.0K |
| Q3 2021 | 735 | $22.0B |
| Q2 2021 | 775 | $22.8B |
| Q1 2021 | 786 | $21.1B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Kansas City Southern; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Assenagon Asset Management S.A. | 55,625 | $15.1M | 0.06% | −31,864−36.4% | Reduced |
| Chevy Chase Trust Holdings, Inc. | 56,718 | $15.3M | 0.05% | −2,092−3.6% | Reduced |
| Public Employees Retirement System of Ohio | 59,917 | $16.2M | 0.06% | −1,329−2.2% | Reduced |
| Standard Life Aberdeen plc | 60,791 | $16.7M | 0.04% | −18,226−23.1% | Reduced |
| Kornitzer Capital Management Inc | 62,106 | $16.8M | 0.26% | −85,961−58.1% | Reduced |
| Equitec Proprietary Markets, LLC | 63,289 | $17.1M | 9.08% | +12,489+24.6% | Added |
| Natixis | 66,106 | $17.9M | 0.06% | −106,887−61.8% | Reduced |
| HSBC Holdings PLC | 66,239 | $18.0M | 0.02% | −49,296−42.7% | Reduced |
| CNH Partners LLC | 67,151 | $18.2M | 0.52% | 00.0% | Unchanged |
| Mn Services Vermogensbeheer B.V. | 67,331 | $18.2M | 0.12% | +700+1.1% | Added |
| Cbre Clarion Securities LLC | 68,386 | $18.5M | 0.33% | −45,744−40.1% | Reduced |
| Cullen/Frost Bankers, Inc. | 69,327 | $18.8M | 0.38% | −7,253−9.5% | Reduced |
| Mariner, LLC | 70,396 | $19.1M | 0.10% | −2,047−2.8% | Reduced |
| Spring Creek Capital LLC | 72,800 | $19.7M | 0.97% | −30,200−29.3% | Reduced |
| Thrivent Financial for Lutherans | 74,259 | $20.1M | 0.04% | −70,759−48.8% | Reduced |
| DekaBank Deutsche Girozentrale | 73,987 | $20.2M | 0.06% | +1,232+1.7% | Added |
| Hunter Perkins Capital Management, LLC | 77,475 | $21.0M | 4.27% | 00.0% | Unchanged |
| Prudential Financial Inc | 78,225 | $21.5M | 0.03% | −906−1.1% | Reduced |
| B.S. Pension Fund Trustee Ltd acting for the British Steel Pension Fund | 80,000 | $21.7M | 5.29% | 00.0% | Unchanged |
| Bank of Montreal | 80,016 | $21.9M | 0.01% | −10,191−11.3% | Reduced |
| PGGM Investments | 81,020 | $21.9M | 0.11% | −38,294−32.1% | Reduced |
| Cohen Klingenstein LLC | 87,100 | $23.6M | 1.03% | −17,000−16.3% | Reduced |
| Harvest Management LLC | 88,152 | $23.9M | 20.99% | +44,152+100.3% | Added |
| Gabelli & Co Investment Advisers, Inc. | 88,463 | $23.9M | 2.90% | +28,176+46.7% | Added |
| DLD Asset Management, LP | 90,100 | $24.4M | 1.94% | +20,100+28.7% | Added |
| Hosking Partners LLP | 90,539 | $24.5M | 0.61% | −10,166−10.1% | Reduced |
| M&G Investment Management Ltd | 97,474 | $26.4M | 0.13% | +50,375+107.0% | Added |
| New York State Teachers Retirement System | 98,790 | $26.7M | 0.06% | −348−0.4% | Reduced |
| Capitolis Advisors LLC | 89,960 | $26.8M | 0.24% | −66,005−42.3% | Reduced |
| The PNC Financial Services Group, Inc. | 98,926 | $26.8M | 0.02% | −306,399−75.6% | Reduced |
| Quinn Opportunity Partners LLC | 99,170 | $26.8M | 1.72% | −4,400−4.2% | Reduced |
| Caisse de Depot Et Placement du Quebec | 100,000 | $27.1M | 0.06% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 100,185 | $27.1M | 0.05% | −27,767−21.7% | Reduced |
| Alyeska Investment Group, L.P. | 101,904 | $27.6M | 0.34% | −173,096−62.9% | Reduced |
| Ameriprise Financial Inc | 106,615 | $28.9M | 0.01% | +4,309+4.2% | Added |
| Gofen & Glossberg LLC | 113,745 | $30.8M | 0.72% | −1,225−1.1% | Reduced |
| Principal Financial Group Inc | 114,640 | $31.0M | 0.02% | +1,147+1.0% | Added |
| IndexIQ Advisors LLC | 114,724 | $31.0M | 1.03% | −1,007−0.9% | Reduced |
| Neuberger Berman Group LLC | 119,042 | $32.2M | 0.03% | +24,803+26.3% | Added |
| Manufacturers Life Insurance Company, The | 84,669 | $32.6M | 0.03% | −3,055−3.5% | Reduced |
| Bartlett & Co. LLC | 121,117 | $32.8M | 0.63% | −2,569−2.1% | Reduced |
| Melqart Asset Management (UK) Ltd | 121,250 | $32.8M | 1.66% | +121,250 | New |
| Bartlett & Co. Wealth Management LLC | 121,117 | $32.8M | 0.63% | −2,569−2.1% | Reduced |
| Bardin Hill Management Partners LP | 122,094 | $33.0M | 5.36% | +104,325+587.1% | Added |
| Raymond James Financial Services Advisors, Inc. | 123,765 | $33.5M | 0.07% | −37,451−23.2% | Reduced |
| Royal Bank of Canada | 126,184 | $34.2M | 0.01% | −101,210−44.5% | Reduced |
| State Board of Administration of Florida Retirement System | 128,807 | $34.9M | 0.07% | −6,026−4.5% | Reduced |
| Canada Pension Plan Investment Board | 130,537 | $35.3M | 0.04% | −47,893−26.8% | Reduced |
| Weiss Multi-Strategy Advisers LLC | 131,847 | $35.7M | 0.78% | −70,323−34.8% | Reduced |
| New York State Common Retirement Fund | 133,150 | $36.0M | 0.04% | −2,718−2.0% | Reduced |
| P Schoenfeld Asset Management LP | 136,700 | $37.0M | 2.60% | +72,700+113.6% | Added |
| National Pension Service | 142,268 | $38.5M | 0.07% | −9,323−6.2% | Reduced |
| Picton Mahoney Asset Management | 143,829 | $38.9M | 1.50% | +17,500+13.9% | Added |
| Rhumbline Advisers | 144,644 | $39.1M | 0.05% | −2,464−1.7% | Reduced |
| Vivaldi Asset Management, LLC | 155,948 | $42.2M | 6.40% | +94,864+155.3% | Added |
| California State Teachers Retirement System | 158,859 | $43.0M | 0.06% | −14,030−8.1% | Reduced |
| State of Wisconsin Investment Board | 166,474 | $45.1M | 0.09% | +73,708+79.5% | Added |
| Carlson Capital L P | 166,500 | $45.1M | 2.39% | +58,500+54.2% | Added |
| Barclays PLC | 167,334 | $45.3M | 0.03% | −1,096,613−86.8% | Reduced |
| Price T Rowe Associates Inc | 171,463 | $46.4M | 0.00% | −6,442−3.6% | Reduced |
| Pinnacle Associates Ltd | 172,282 | $46.6M | 0.86% | −5,139−2.9% | Reduced |
| LMR Partners LLP | 180,100 | $48.7M | 0.68% | +61,047+51.3% | Added |
| Voloridge Investment Management, LLC | 184,088 | $49.8M | 0.32% | −72,599−28.3% | Reduced |
| Deutsche Bank AG | 185,781 | $50.3M | 0.02% | −243,216−56.7% | Reduced |
| Boussard & Gavaudan Investment Management LLP | 190,209 | $51.5M | 4.80% | −42,008−18.1% | Reduced |
| Citigroup Inc | 197,441 | $53.4M | 0.05% | −106,212−35.0% | Reduced |
| Governors Lane LP | 202,800 | $54.9M | 4.47% | +37,903+23.0% | Added |
| Capstone Investment Advisors, LLC | 203,989 | $55.2M | 0.98% | +203,989 | New |
| California Public Employees Retirement System | 204,550 | $55.4M | 0.04% | −622−0.3% | Reduced |
| Scharf Investments, LLC | 208,412 | $56.4M | 1.78% | −25,730−11.0% | Reduced |
| Wells Fargo & Company | 228,732 | $61.9M | 0.01% | −200,825−46.8% | Reduced |
| Verition Fund Management LLC | 235,788 | $63.8M | 0.97% | +228,363+3,075.6% | Added |
| Fisher Asset Management, LLC | 239,094 | $64.7M | 0.04% | −2,216−0.9% | Reduced |
| Man Group plc | 246,423 | $66.7M | 0.24% | +45,878+22.9% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 260,597 | $70.5M | 0.04% | −12,422−4.5% | Reduced |
| Goldman Sachs Group Inc | 270,359 | $73.2M | 0.02% | +84,896+45.8% | Added |
| Hudson Bay Capital Management LP | 271,542 | $73.5M | 1.03% | −243,556−47.3% | Reduced |
| Twin Securities, Inc. | 273,375 | $74.0M | 50.57% | +228,637+511.1% | Added |
| Hunting Hill Global Capital, LLC | 282,024 | $76.3M | 28.14% | +184,235+188.4% | Added |
| Nuveen Asset Management, LLC | 288,999 | $78.2M | 0.02% | −241,647−45.5% | Reduced |
| Raymond James & Associates | 298,681 | $80.8M | 0.07% | −29,057−8.9% | Reduced |
| UBS Group AG | 302,677 | $81.9M | 0.03% | +119,792+65.5% | Added |
| Versor Investments LP | 334,816 | $90.6M | 2.79% | +33,098+11.0% | Added |
| Adage Capital Partners GP, L.L.C. | 336,200 | $91.0M | 0.18% | +36,500+12.2% | Added |
| Grantham, Mayo, Van Otterloo & Co. LLC | 358,185 | $96.9M | 0.48% | −153,041−29.9% | Reduced |
| Swiss National Bank | 359,488 | $97.3M | 0.06% | −10,900−2.9% | Reduced |
| Alliancebernstein L.P. | 376,355 | $101.9M | 0.04% | +21,475+6.1% | Added |
| UBS Asset Management Americas Inc | 400,914 | $108.5M | 0.04% | −1,267−0.3% | Reduced |
| Tudor Investment Corp Et Al | 407,194 | $110.2M | 2.26% | +183,893+82.4% | Added |
| Invesco Ltd. | 407,967 | $110.4M | 0.03% | −215,429−34.6% | Reduced |
| Charles Schwab Investment Management Inc | 419,183 | $113.4M | 0.04% | +3,942+0.9% | Added |
| American Century Companies Inc | 422,242 | $114.3M | 0.08% | +412,619+4,287.8% | Added |
| Parametric Portfolio Associates LLC | 436,101 | $118.0M | 0.07% | −483−0.1% | Reduced |
| Water Island Capital LLC | 455,788 | $123.4M | 7.72% | +158,037+53.1% | Added |
| Taconic Capital Advisors LP | 457,205 | $123.7M | 4.65% | −441,295−49.1% | Reduced |
| Credit Suisse AG | 466,000 | $126.1M | 0.10% | −51,303−9.9% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 477,293 | $129.2M | 0.33% | +78,256+19.6% | Added |
| D. E. Shaw & Co., Inc. | 483,763 | $130.9M | 0.17% | +395,600+448.7% | Added |
| Amundi | 484,811 | $131.2M | 0.09% | +19,245+4.1% | Added |
| Citadel Advisors LLC | 497,483 | $134.6M | 0.15% | −184,864−27.1% | Reduced |