Kansas City Southern
KSUDelisted Dec 14, 2021- Industry
- Railroads, Line-Haul Operating
- SEC CIK
- 0000054480
Kansas City Southern was delisted on Dec 14, 2021; its insiders filed their last Form 4 on Dec 15, 2021; 735 institutions reported holding it in 13F filings for Q3 2021, worth $22.0B in total; 3 superinvestors held it, including Gates Foundation Trust and Maverick Capital.
13F holders, Q2 2021
Institutional positions in Kansas City Southern as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 775
- −5 vs. Q1 2021
- Shares held
- 80.3M
- +1.11M (+1.4%) vs. Q1 2021
- Total value
- $22.8B
- +$1.86B (+8.9%) vs. Q1 2021
- New holders
- 110
- 195 more added
- Sold out
- 115
- 322 more reduced
6 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting KSU on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $294 |
| Q1 2026 | 2 | $1.13M |
| Q4 2025 | 1 | $294 |
| Q3 2025 | 1 | $294 |
| Q2 2025 | 1 | $294 |
| Q1 2025 | 1 | $294 |
| Q4 2024 | 2 | $483.3K |
| Q3 2024 | 1 | $294 |
| Q2 2024 | 1 | $294 |
| Q1 2024 | 1 | $294 |
| Q4 2023 | 1 | $294 |
| Q3 2023 | 1 | $294 |
| Q2 2023 | 1 | $294 |
| Q1 2023 | 1 | $294 |
| Q4 2022 | 1 | $294 |
| Q3 2022 | 1 | $0 |
| Q2 2022 | 1 | $0 |
| Q1 2022 | 2 | $1.46M |
| Q4 2021 | 4 | $598.0K |
| Q3 2021 | 735 | $22.0B |
| Q2 2021 | 775 | $22.8B |
| Q1 2021 | 786 | $21.1B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Kansas City Southern; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Pinnacle Associates Ltd | 177,421 | $50.3M | 0.91% | +1,436+0.8% | Added |
| Price T Rowe Associates Inc | 177,905 | $50.4M | 0.00% | −317,804−64.1% | Reduced |
| Canada Pension Plan Investment Board | 178,430 | $50.6M | 0.06% | +16,967+10.5% | Added |
| UBS Group AG | 182,885 | $51.8M | 0.02% | −200,006−52.2% | Reduced |
| Goldman Sachs Group Inc | 185,463 | $52.6M | 0.01% | −109,786−37.2% | Reduced |
| Man Group plc | 200,545 | $56.8M | 0.20% | +176,849+746.3% | Added |
| Weiss Multi-Strategy Advisers LLC | 202,170 | $57.3M | 1.31% | +127,892+172.2% | Added |
| CIBC World Markets Corp | 203,751 | $57.7M | 0.40% | +185,716+1,029.8% | Added |
| California Public Employees Retirement System | 205,172 | $58.1M | 0.04% | −32,980−13.8% | Reduced |
| Tudor Investment Corp Et Al | 223,301 | $63.3M | 1.29% | +174,301+355.7% | Added |
| Royal Bank of Canada | 227,394 | $64.4M | 0.02% | +2,673+1.2% | Added |
| Boussard & Gavaudan Investment Management LLP | 232,217 | $65.7M | 7.00% | +232,217 | New |
| Two Sigma Investments, LP | 232,386 | $65.9M | 0.18% | +202,448+676.2% | Added |
| Scharf Investments, LLC | 234,142 | $66.3M | 2.01% | −335,637−58.9% | Reduced |
| Fisher Asset Management, LLC | 241,310 | $68.4M | 0.04% | −151,621−38.6% | Reduced |
| Voloridge Investment Management, LLC | 256,687 | $72.7M | 0.50% | +81,137+46.2% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 273,019 | $77.4M | 0.05% | −62,691−18.7% | Reduced |
| Alyeska Investment Group, L.P. | 275,000 | $77.9M | 0.90% | +275,000 | New |
| Sand Grove Capital Management LLP | 278,356 | $78.9M | 7.47% | +278,356 | New |
| Water Island Capital LLC | 297,751 | $84.4M | 4.46% | +205,878+224.1% | Added |
| Adage Capital Partners GP, L.L.C. | 299,700 | $84.9M | 0.17% | −29,313−8.9% | Reduced |
| Versor Investments LP | 301,718 | $85.5M | 3.01% | +17,136+6.0% | Added |
| Citigroup Inc | 303,653 | $86.0M | 0.08% | +15,291+5.3% | Added |
| PSquared Asset Management AG | 319,200 | $90.5M | 6.49% | +319,200 | New |
| Raymond James & Associates | 327,738 | $92.9M | 0.08% | −364,738−52.7% | Reduced |
| Kayne Anderson Rudnick Investment Management LLC | 330,752 | $93.7M | 0.23% | −154,879−31.9% | Reduced |
| Alliancebernstein L.P. | 354,880 | $100.6M | 0.04% | −389,753−52.3% | Reduced |
| Segantii Capital Management Ltd | 363,731 | $103.1M | 3.26% | +363,731 | New |
| Swiss National Bank | 370,388 | $105.0M | 0.06% | +10,424+2.9% | Added |
| Sculptor Capital LP | 380,221 | $107.7M | 0.93% | +380,221 | New |
| Mirae Asset Global Investments Co., Ltd. | 399,037 | $113.1M | 0.32% | +141,398+54.9% | Added |
| UBS Asset Management Americas Inc | 402,181 | $114.0M | 0.05% | −63,712−13.7% | Reduced |
| The PNC Financial Services Group, Inc. | 405,325 | $114.9M | 0.10% | −51,624−11.3% | Reduced |
| Charles Schwab Investment Management Inc | 415,241 | $117.7M | 0.04% | +8,497+2.1% | Added |
| Deutsche Bank AG | 428,997 | $121.6M | 0.06% | +200,446+87.7% | Added |
| Wells Fargo & Company | 429,557 | $121.7M | 0.03% | −1,011,365−70.2% | Reduced |
| Parametric Portfolio Associates LLC | 436,584 | $123.7M | 0.07% | +1,967+0.5% | Added |
| Alpine Associates Management Inc. | 442,100 | $125.3M | 3.44% | +316,972+253.3% | Added |
| Balyasny Asset Management LLC | 452,398 | $128.2M | 0.70% | +452,398 | New |
| Amundi | 465,566 | $131.9M | 0.09% | +465,566 | New |
| Farallon Capital Management, L.L.C. | 486,000 | $137.7M | 0.66% | +246,000+102.5% | Added |
| FMR LLC | 502,994 | $142.5M | 0.01% | −10,087−2.0% | Reduced |
| Grantham, Mayo, Van Otterloo & Co. LLC | 511,226 | $144.9M | 0.72% | +367,482+255.7% | Added |
| Hudson Bay Capital Management LP | 515,098 | $146.0M | 1.83% | +357,303+226.4% | Added |
| Credit Suisse AG | 517,303 | $147.4M | 0.12% | −136,531−20.9% | Reduced |
| Nuveen Asset Management, LLC | 530,646 | $150.4M | 0.04% | −387,683−42.2% | Reduced |
| Westchester Capital Management, LLC | 555,902 | $157.5M | 4.00% | +367,842+195.6% | Added |
| Magnetar Financial LLC | 609,478 | $172.7M | 1.76% | −204,226−25.1% | Reduced |
| Invesco Ltd. | 623,396 | $176.7M | 0.04% | −277,162−30.8% | Reduced |
| Chilton Investment Co LLC | 643,206 | $182.3M | 4.58% | −68,639−9.6% | Reduced |
| TIG Advisors, LLC | 679,735 | $192.6M | 6.67% | +516,408+316.2% | Added |
| Citadel Advisors LLC | 682,347 | $193.4M | 0.20% | +481,652+240.0% | Added |
| Bank of New York Mellon Corp | 709,744 | $201.1M | 0.04% | −4,670−0.7% | Reduced |
| Norges Bank | 810,534 | $229.7M | 0.05% | −137,753−14.5% | Reduced |
| Bank of Nova Scotia | 814,632 | $230.8M | 0.43% | +620,919+320.5% | Added |
| Millennium Management LLC | 842,704 | $238.8M | 0.31% | +172,263+25.7% | Added |
| Legal & General Group Plc | 877,355 | $248.6M | 0.08% | +27,650+3.3% | Added |
| Taconic Capital Advisors LP | 898,500 | $254.6M | 8.22% | +638,500+245.6% | Added |
| Bank of America Corp | 944,541 | $267.7M | 0.03% | −19,581−2.0% | Reduced |
| HBK Investments L P | 1,000,000 | $283.4M | 2.72% | +469,922+88.7% | Added |
| Franklin Resources Inc | 1,032,407 | $292.6M | 0.11% | +268,939+35.2% | Added |
| Northern Trust Corp | 1,046,666 | $296.6M | 0.05% | −26,142−2.4% | Reduced |
| Morgan Stanley | 1,177,624 | $333.7M | 0.04% | −213,048−15.3% | Reduced |
| UBS Oconnor LLC | 1,258,013 | $356.5M | 3.19% | +608,013+93.5% | Added |
| Barclays PLC | 1,263,947 | $358.2M | 0.29% | +1,083,614+600.9% | Added |
| Dimensional Fund Advisors LP | 1,292,514 | $366.3M | 0.12% | −4590.0% | Reduced |
| JPMorgan Chase & Co | 1,483,682 | $420.4M | 0.05% | +813,178+121.3% | Added |
| Geode Capital Management, LLC | 1,575,223 | $445.1M | 0.06% | +46,787+3.1% | Added |
| Parnassus Investments | 1,889,605 | $535.5M | 1.17% | −568,923−23.1% | Reduced |
| Pentwater Capital Management LP | 2,065,050 | $585.2M | 6.01% | +1,545,050+297.1% | Added |
| Davidson Kempner Capital Management LP | 2,291,749 | $649.4M | 5.06% | +2,062,449+899.5% | Added |
| Massachusetts Financial Services Co | 3,277,099 | $928.6M | 0.27% | −2,783,077−45.9% | Reduced |
| State Street Corp | 3,966,291 | $1.13B | 0.06% | −142,650−3.5% | Reduced |
| BlackRock Inc. | 7,637,777 | $2.16B | 0.06% | +238,986+3.2% | Added |
| Vanguard Group Inc | 9,477,714 | $2.69B | 0.07% | −35,579−0.4% | Reduced |
| Sustainable Growth Advisers, LP | 0 | $0 | 0.00% | −708,187−100.0% | Sold out |
| Cohen & Steers, Inc. | 0 | $0 | 0.00% | −510,873−100.0% | Sold out |
| Rothschild & Co Asset Management US Inc. | 0 | $0 | 0.00% | −439,062−100.0% | Sold out |
| Ardevora Asset Management LLP | 0 | $0 | 0.00% | −260,723−100.0% | Sold out |
| TOMS Capital Investment Management LP | 0 | $0 | 0.00% | −205,864−100.0% | Sold out |
| Falcon Edge Capital, LP | 0 | $0 | 0.00% | −143,076−100.0% | Sold out |
| Argent Capital Management LLC | 0 | $0 | 0.00% | −129,695−100.0% | Sold out |
| 1832 Asset Management L.P. | 0 | $0 | 0.00% | −114,818−100.0% | Sold out |
| Scout Investments, Inc. | 0 | $0 | 0.00% | −111,321−100.0% | Sold out |
| Point72 Asset Management, L.P. | 0 | $0 | 0.00% | −110,731−100.0% | Sold out |
| Castleark Management LLC | 0 | $0 | 0.00% | −98,350−100.0% | Sold out |
| RWC Asset Management LLP | 0 | $0 | 0.00% | −94,349−100.0% | Sold out |
| Capstone Investment Advisors, LLC | 0 | $0 | 0.00% | −91,914−100.0% | Sold out |
| Employees Retirement System of Texas | 0 | $0 | 0.00% | −91,582−100.0% | Sold out |
| Duff & Phelps Investment Management Co | 0 | $0 | 0.00% | −89,320−100.0% | Sold out |
| Artemis Investment Management LLP | 0 | $0 | 0.00% | −67,540−100.0% | Sold out |
| Sandbar Asset Management LLP | 0 | $0 | 0.00% | −66,775−100.0% | Sold out |
| Shellback Capital, LP | 0 | $0 | 0.00% | −50,000−100.0% | Sold out |
| Worldquant Millennium Advisors LLC | 0 | $0 | 0.00% | −49,068−100.0% | Sold out |
| Adams Diversified Equity Fund, Inc. | 0 | $0 | 0.00% | −48,300−100.0% | Sold out |
| Wealthstreet Investment Advisors, LLC | 0 | $0 | 0.00% | −37,611−100.0% | Sold out |
| Kiwi Wealth Investments Limited Partnership | 0 | $0 | 0.00% | −34,786−100.0% | Sold out |
| Zimmer Partners, LP | 0 | $0 | 0.00% | −30,000−100.0% | Sold out |
| NFJ Investment Group, LLC | 0 | $0 | 0.00% | −28,119−100.0% | Sold out |
| Boston Common Asset Management, LLC | 0 | $0 | 0.00% | −25,230−100.0% | Sold out |