Kansas City Southern
KSUDelisted Dec 14, 2021- Industry
- Railroads, Line-Haul Operating
- SEC CIK
- 0000054480
Kansas City Southern was delisted on Dec 14, 2021; its insiders filed their last Form 4 on Dec 15, 2021; 735 institutions reported holding it in 13F filings for Q3 2021, worth $22.0B in total; 3 superinvestors held it, including Gates Foundation Trust and Maverick Capital.
13F holders, Q2 2021
Institutional positions in Kansas City Southern as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 775
- −5 vs. Q1 2021
- Shares held
- 80.3M
- +1.11M (+1.4%) vs. Q1 2021
- Total value
- $22.8B
- +$1.86B (+8.9%) vs. Q1 2021
- New holders
- 110
- 195 more added
- Sold out
- 115
- 322 more reduced
6 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting KSU on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $294 |
| Q1 2026 | 2 | $1.13M |
| Q4 2025 | 1 | $294 |
| Q3 2025 | 1 | $294 |
| Q2 2025 | 1 | $294 |
| Q1 2025 | 1 | $294 |
| Q4 2024 | 2 | $483.3K |
| Q3 2024 | 1 | $294 |
| Q2 2024 | 1 | $294 |
| Q1 2024 | 1 | $294 |
| Q4 2023 | 1 | $294 |
| Q3 2023 | 1 | $294 |
| Q2 2023 | 1 | $294 |
| Q1 2023 | 1 | $294 |
| Q4 2022 | 1 | $294 |
| Q3 2022 | 1 | $0 |
| Q2 2022 | 1 | $0 |
| Q1 2022 | 2 | $1.46M |
| Q4 2021 | 4 | $598.0K |
| Q3 2021 | 735 | $22.0B |
| Q2 2021 | 775 | $22.8B |
| Q1 2021 | 786 | $21.1B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Kansas City Southern; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | 232 | $66.0K | 0.00% | 00.0% | Unchanged |
| Sonora Investment Management, LLC | 236 | $67.0K | 0.01% | 00.0% | Unchanged |
| Glen Eagle Advisors, LLC | 248 | $70.3K | 0.02% | −17−6.4% | Reduced |
| HM Payson & Co | 251 | $71.0K | 0.00% | 00.0% | Unchanged |
| Optimum Investment Advisors | 275 | $78.0K | 0.02% | −200−42.1% | Reduced |
| Harvest Fund Management Co., Ltd | 282 | $80.0K | 0.01% | 00.0% | Unchanged |
| Key Financial Inc | 301 | $81.0K | 0.05% | +100+49.8% | Added |
| Massmutual Trust Co FSB | 291 | $82.0K | 0.00% | +272+1,431.6% | Added |
| Penserra Capital Management LLC | 295 | $83.0K | 0.00% | +64+27.7% | Added |
| MUFG Americas Holdings Corp | 299 | $85.0K | 0.00% | −85−22.1% | Reduced |
| Covington Capital Management | 300 | $85.0K | 0.00% | −2−0.7% | Reduced |
| GPS Wealth Strategies Group, LLC | 300 | $85.0K | 0.02% | 00.0% | Unchanged |
| Eagle Bay Advisors LLC | 304 | $87.0K | 0.07% | +304 | New |
| FourThought Financial, LLC | 319 | $90.0K | 0.01% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 324 | $92.0K | 0.01% | 00.0% | Unchanged |
| Berman Capital Advisors, LLC | 373 | $105.0K | 0.02% | +120+47.4% | Added |
| Deseret Mutual Benefit Administrators | 418 | $118.0K | 0.03% | +418 | New |
| Duncker Streett & Co Inc | 450 | $128.0K | 0.02% | −200−30.8% | Reduced |
| Freedman Financial Associates, Inc. | 450 | $128.0K | 0.10% | 00.0% | Unchanged |
| Valley National Advisers Inc | 466 | $132.0K | 0.02% | 00.0% | Unchanged |
| Atwood & Palmer Inc | 500 | $142.0K | 0.01% | −500−50.0% | Reduced |
| Signaturefd, LLC | 502 | $142.0K | 0.01% | −201−28.6% | Reduced |
| Norway Savings Bank | 500 | $142.0K | 0.07% | 00.0% | Unchanged |
| JTC Employer Solutions Trusteee Ltd | 519 | $147.0K | 0.02% | +519 | New |
| HC Financial Advisors Inc | 521 | $148.0K | 0.09% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 531 | $150.0K | 0.02% | +29+5.8% | Added |
| Gables Capital Management Inc. | 550 | $156.0K | 0.11% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 581 | $164.5K | 0.00% | +146+33.6% | Added |
| Meeder Asset Management Inc | 588 | $167.0K | 0.01% | −7,887−93.1% | Reduced |
| Parallel Advisors, LLC | 588 | $167.0K | 0.01% | +41+7.5% | Added |
| Federated Hermes, Inc. | 656 | $186.0K | 0.00% | −14,714−95.7% | Reduced |
| First Financial Corp | 660 | $187.0K | 0.12% | 00.0% | Unchanged |
| Howe & Rusling Inc | 708 | $201.0K | 0.03% | −6,771−90.5% | Reduced |
| Simmons Bank | 709 | $201.0K | 0.01% | +709 | New |
| ClearBridge Investments Ltd | 716 | $203.0K | 0.01% | −64−8.2% | Reduced |
| Mattern Wealth Management LLC | 763 | $203.0K | 0.06% | 00.0% | Unchanged |
| Alexandria Capital, LLC | 720 | $204.0K | 0.02% | +720 | New |
| Premier Asset Management LLC | 725 | $205.0K | 0.03% | +725 | New |
| Hall Capital Management Co Inc | 730 | $207.0K | 0.13% | +730 | New |
| Patton Albertson Miller Group, LLC | 745 | $211.0K | 0.05% | +745 | New |
| Roanoke Asset Management Corp | 750 | $213.0K | 0.07% | +750 | New |
| CVA Family Office, LLC | 760 | $215.0K | 0.06% | +750+7,500.0% | Added |
| CAPROCK Group, Inc. | 764 | $217.0K | 0.02% | +764 | New |
| LCNB Corp | 776 | $220.0K | 0.11% | 00.0% | Unchanged |
| Sage Mountain Advisors LLC | 780 | $221.0K | 0.04% | +9+1.2% | Added |
| Proequities, Inc. | 783 | $222.0K | 0.01% | +100+14.6% | Added |
| BBR Partners, LLC | 795 | $225.0K | 0.02% | −5−0.6% | Reduced |
| ETF Portfolio Partners, Inc. | 800 | $227.0K | 0.09% | 00.0% | Unchanged |
| Lafayette Investments, Inc. | 800 | $227.0K | 0.06% | +800 | New |
| KCM Investment Advisors LLC | 808 | $229.0K | 0.01% | 00.0% | Unchanged |
| Latitude Advisors, LLC | 820 | $232.0K | 0.17% | −22−2.6% | Reduced |
| Argent Trust Co | 844 | $239.0K | 0.02% | −135−13.8% | Reduced |
| Two Sigma Securities, LLC | 860 | $244.0K | 0.06% | −58−6.3% | Reduced |
| Valeo Financial Advisors, LLC | 859 | $244.0K | 0.02% | +94+12.3% | Added |
| International Assets Investment Management, LLC | 867 | $246.0K | 0.05% | −727−45.6% | Reduced |
| Reilly Financial Advisors, LLC | 875 | $248.0K | 0.02% | −225−20.5% | Reduced |
| Bryn Mawr Trust Co | 876 | $248.0K | 0.01% | +876 | New |
| Tokio Marine Asset Management Co Ltd | 884 | $250.0K | 0.02% | +884 | New |
| Ethic Inc. | 885 | $251.0K | 0.03% | +84+10.5% | Added |
| Boston Family Office LLC | 898 | $254.0K | 0.02% | 00.0% | Unchanged |
| Bath Savings Trust Co | 900 | $255.0K | 0.03% | 00.0% | Unchanged |
| Cubic Asset Management, LLC | 900 | $255.0K | 0.06% | 00.0% | Unchanged |
| American Portfolios Advisors | 900 | $255.2K | 0.01% | −2,869−76.1% | Reduced |
| Kestra Advisory Services, LLC | 902 | $256.0K | 0.00% | −279−23.6% | Reduced |
| Country Trust Bank | 906 | $257.0K | 0.01% | 00.0% | Unchanged |
| Empirical Finance, LLC | 914 | $259.0K | 0.04% | −69−7.0% | Reduced |
| Meiji Yasuda Asset Management Co Ltd. | 924 | $262.0K | 0.01% | −30−3.1% | Reduced |
| Frontier Wealth Management LLC | 927 | $263.0K | 0.02% | −100−9.7% | Reduced |
| People's United Financial, Inc. | 941 | $267.0K | 0.01% | −3−0.3% | Reduced |
| Checchi Capital Advisers, LLC | 948 | $269.0K | 0.03% | +12+1.3% | Added |
| Tower Research Capital LLC (TRC) | 962 | $273.0K | 0.01% | −5,956−86.1% | Reduced |
| Veriti Management LLC | 963 | $273.0K | 0.04% | +963 | New |
| Bigelow Investment Advisors, LLC | 971 | $275.0K | 0.13% | 00.0% | Unchanged |
| Ieq Capital, LLC | 988 | $280.0K | 0.01% | +190+23.8% | Added |
| Dorsey & Whitney Trust CO LLC | 994 | $282.0K | 0.03% | +1+0.1% | Added |
| Columbia Trust Co 01012016 | 1,000 | $283.0K | 0.16% | −500−33.3% | Reduced |
| First Midwest Bank Trust Division | 1,000 | $283.0K | 0.04% | 00.0% | Unchanged |
| Pittenger & Anderson Inc | 1,000 | $283.0K | 0.01% | 00.0% | Unchanged |
| Conway Capital Management, Inc. | 1,000 | $283.4K | 0.19% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 1,004 | $284.0K | 0.03% | −1,407−58.4% | Reduced |
| Aldebaran Financial Inc. | 1,000 | $285.0K | 0.25% | 00.0% | Unchanged |
| Lido Advisors, LLC | 1,006 | $286.0K | 0.01% | +166+19.8% | Added |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 1,014 | $287.0K | 0.02% | −316−23.8% | Reduced |
| Accurate Wealth Management, LLC | 1,022 | $290.0K | 0.25% | +1,022 | New |
| Atlas Capital Advisors LLC | 1,026 | $290.7K | 0.05% | 00.0% | Unchanged |
| Sentry Investment Management LLC | 1,032 | $292.0K | 0.07% | 00.0% | Unchanged |
| Intellectus Partners, LLC | 1,036 | $294.0K | 0.07% | −1,469−58.6% | Reduced |
| Thomas White International Ltd | 1,040 | $295.0K | 0.04% | 00.0% | Unchanged |
| Pendal Group Limited | 1,060 | $300.0K | 0.00% | −1,165−52.4% | Reduced |
| Gateway Investment Advisers LLC | 1,058 | $300.0K | 0.00% | −36−3.3% | Reduced |
| Conning Inc. | 1,061 | $301.0K | 0.01% | −115−9.8% | Reduced |
| Advisors Asset Management, Inc. | 1,064 | $302.0K | 0.00% | −1,263−54.3% | Reduced |
| MACRO Consulting Group | 1,063 | $302.0K | 0.16% | −398−27.2% | Reduced |
| Signature Estate & Investment Advisors LLC | 1,070 | $303.0K | 0.01% | 00.0% | Unchanged |
| Moors & Cabot, Inc. | 1,090 | $309.0K | 0.02% | −246−18.4% | Reduced |
| Toroso Investments, LLC | 1,094 | $310.0K | 0.01% | +1,094 | New |
| Insight Advisors, LLC | 1,173 | $312.0K | 0.10% | −325−21.7% | Reduced |
| Forte Capital LLC | 1,113 | $315.0K | 0.04% | +100+9.9% | Added |
| Parametrica Management Ltd | 1,114 | $316.0K | 0.23% | +1,114 | New |
| Freestone Capital Holdings, LLC | 1,118 | $317.0K | 0.02% | −546−32.8% | Reduced |