John Hancock Preferred Income Fund III
HPS- Exchange
- NYSE
- SEC CIK
- 0001215913
No open-market purchases or sales by John Hancock Preferred Income Fund III insiders were filed in the last 90 days; 68 institutions reported holding it in 13F filings for Q2 2026, worth $63.1M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in John Hancock Preferred Income Fund III as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 59
- 0 vs. Q2 2021
- Shares held
- 3.22M
- −154.6K (−4.6%) vs. Q2 2021
- Total value
- $60.6M
- −$4.32M (−6.7%) vs. Q2 2021
- New holders
- 5
- 17 more added
- Sold out
- 5
- 18 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HPS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 68 | $63.1M |
| Q1 2026 | 60 | $60.2M |
| Q4 2025 | 64 | $61.2M |
| Q3 2025 | 63 | $65.8M |
| Q2 2025 | 67 | $56.3M |
| Q1 2025 | 61 | $58.2M |
| Q4 2024 | 72 | $60.6M |
| Q3 2024 | 61 | $63.0M |
| Q2 2024 | 61 | $58.2M |
| Q1 2024 | 60 | $52.2M |
| Q4 2023 | 68 | $47.8M |
| Q3 2023 | 66 | $44.5M |
| Q2 2023 | 63 | $47.3M |
| Q1 2023 | 66 | $49.3M |
| Q4 2022 | 61 | $47.3M |
| Q3 2022 | 58 | $47.2M |
| Q2 2022 | 56 | $48.6M |
| Q1 2022 | 60 | $55.4M |
| Q4 2021 | 59 | $61.1M |
| Q3 2021 | 59 | $60.6M |
| Q2 2021 | 60 | $65.6M |
| Q1 2021 | 63 | $66.7M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding John Hancock Preferred Income Fund III; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 2 | $0 | 0.00% | +1+100.0% | Added |
| Arkadios Wealth Advisors | 145 | $2.00K | 0.00% | −1,082−88.2% | Reduced |
| Core Wealth Advisors, Inc. | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| Ellis Investment Partners, LLC | 319 | $5.00K | 0.00% | +6+1.9% | Added |
| Federation des caisses Desjardins du Quebec | 300 | $5.62K | 0.00% | 00.0% | Unchanged |
| Joseph P. Lucia & Associates, LLC | 400 | $7.00K | 0.00% | 00.0% | Unchanged |
| Estabrook Capital Management | 509 | $9.53K | 0.00% | +509 | New |
| Brown Brothers Harriman & Co | 590 | $11.0K | 0.00% | +590 | New |
| The PNC Financial Services Group, Inc. | 661 | $12.0K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 764 | $14.0K | 0.00% | 00.0% | Unchanged |
| Deutsche Bank AG | 1,006 | $19.0K | 0.00% | 00.0% | Unchanged |
| Addison Advisors LLC | 1,012 | $19.0K | 0.02% | 00.0% | Unchanged |
| Key Financial Inc | 1,342 | $25.0K | 0.01% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 1,370 | $26.0K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 1,449 | $27.0K | 0.00% | −5,119−77.9% | Reduced |
| CoreFirst Bank & Trust | 1,500 | $28.0K | 0.02% | 00.0% | Unchanged |
| Allworth Financial LP | 2,000 | $37.0K | 0.00% | 00.0% | Unchanged |
| Herold Advisors, Inc. | 1,986 | $37.0K | 0.01% | +1,986 | New |
| Northwestern Mutual Wealth Management Co | 2,891 | $54.0K | 0.00% | +259+9.8% | Added |
| Steward Partners Investment Advisory, LLC | 3,122 | $58.0K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 3,275 | $61.0K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 5,600 | $104.0K | 0.05% | +3,100+124.0% | Added |
| Rockefeller Capital Management L.P. | 6,600 | $123.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 10,561 | $197.6K | 0.01% | +2,079+24.5% | Added |
| Harbour Investments, Inc. | 10,973 | $206.0K | 0.01% | −43−0.4% | Reduced |
| Cetera Advisor Networks LLC | 11,105 | $208.0K | 0.00% | +11,105 | New |
| Cambridge Investment Research Advisors, Inc. | 11,658 | $218.0K | 0.00% | +11,658 | New |
| Sigma Planning Corp | 12,786 | $239.0K | 0.01% | +500+4.1% | Added |
| Old National Bancorp | 15,789 | $296.0K | 0.01% | −48−0.3% | Reduced |
| HighTower Advisors, LLC | 16,446 | $309.0K | 0.00% | −801−4.6% | Reduced |
| Lazard Asset Management LLC | – | $318.0K | 0.00% | – | – |
| Raymond James & Associates | 18,568 | $348.0K | 0.00% | +2,847+18.1% | Added |
| Stratos Wealth Partners, LTD. | 20,961 | $393.0K | 0.01% | −1,224−5.5% | Reduced |
| Wells Fargo & Company | 21,148 | $396.0K | 0.00% | −964−4.4% | Reduced |
| Mid Atlantic Financial Management Inc | 21,826 | $409.0K | 0.03% | +1,400+6.9% | Added |
| Nwam LLC | 22,712 | $425.0K | 0.04% | +11,356+100.0% | Added |
| Guggenheim Capital LLC | 23,109 | $433.0K | 0.00% | −8,936−27.9% | Reduced |
| Arkfeld Wealth Strategies, L.L.C. | 23,000 | $437.0K | 0.26% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 23,969 | $449.0K | 0.00% | −12,976−35.1% | Reduced |
| Wedbush Securities Inc | 24,324 | $456.0K | 0.02% | +1,600+7.0% | Added |
| Janney Montgomery Scott LLC | 27,942 | $523.0K | 0.00% | +6,528+30.5% | Added |
| LPL Financial LLC | 34,952 | $655.0K | 0.00% | +448+1.3% | Added |
| Live Oak Private Wealth LLC | 38,630 | $724.0K | 0.15% | 00.0% | Unchanged |
| Philadelphia Trust Co | 42,300 | $792.0K | 0.06% | +10,000+31.0% | Added |
| Selway Asset Management | 43,650 | $818.0K | 0.45% | −850−1.9% | Reduced |
| Burney Co | 45,900 | $860.0K | 0.04% | −1,431−3.0% | Reduced |
| Sowell Financial Services LLC | 46,633 | $873.0K | 0.06% | +3,700+8.6% | Added |
| Bank of America Corp | 50,749 | $950.0K | 0.00% | −1,509−2.9% | Reduced |
| Fiera Capital Corp | 50,870 | $953.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 52,632 | $986.0K | 0.00% | −3,024−5.4% | Reduced |
| Change Path, LLC | 56,424 | $1.06M | 0.06% | −5,921−9.5% | Reduced |
| Advisor Group Holdings, Inc. | 59,018 | $1.10M | 0.00% | +4,267+7.8% | Added |
| Commonwealth Equity Services, LLC | 85,800 | $1.61M | 0.00% | +4,515+5.6% | Added |
| Ameriprise Financial Inc | 140,623 | $2.63M | 0.00% | −3,832−2.7% | Reduced |
| Cohen & Steers, Inc. | 145,393 | $2.72M | 0.01% | −92,477−38.9% | Reduced |
| Invesco Ltd. | 283,777 | $5.32M | 0.00% | +5,402+1.9% | Added |
| Morgan Stanley | 492,083 | $9.22M | 0.00% | −59,455−10.8% | Reduced |
| UBS Group AG | 550,498 | $10.3M | 0.00% | −18,257−3.2% | Reduced |
| Spectrum Asset Management, Inc. | 646,421 | $12.1M | 21.93% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −16,193−100.0% | Sold out |
| Newbridge Financial Services Group, Inc. | 0 | $0 | 0.00% | −3,396−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −276−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Western Wealth Management, LLC | – | – | – | – | Not filed |