Guggenheim Active Allocation Fund
GUG- Exchange
- NYSE
- SEC CIK
- 0001864208
No open-market purchases or sales by Guggenheim Active Allocation Fund insiders were filed in the last 90 days; 46 institutions reported holding it in 13F filings for Q2 2026, worth $182.6M in total; no superinvestor holds it.
Q1 2026 vs. Q4 2025
How the institutions holding Guggenheim Active Allocation Fund changed between Q4 2025 and Q1 2026.
All holders in Q1 2026All holders in Q4 2025
| Measure | Q4 2025 | Of which not filed for Q1 2026 | Q1 2026 | Change |
|---|---|---|---|---|
| Holders | 53 | 1 | 44 | −8 |
| Shares | 10.8M | 14.1K | 10.6M | −215.8K (−2.0%) |
| Value | $165.2M | $216.9K | $160.8M | −$4.20M (−2.5%) |
1 institution that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so the changes leave them out.
New holders (4)
Institutions that held Guggenheim Active Allocation Fund at the end of Q1 2026 but not at the end of Q4 2025.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Citadel Advisors LLC | 30,181 | $459.4K | 0.00% |
| Independent Advisor Alliance | 18,590 | $282.9K | 0.00% |
| Farther Finance Advisors, LLC | 357 | $5.47K | 0.00% |
| Highline Wealth Partners LLC | 187 | $2.85K | 0.00% |
Sold out (12)
Institutions that held Guggenheim Active Allocation Fund at the end of Q4 2025 and filed for Q1 2026 without it.
| Institution | Shares, Q4 2025 | Value, Q4 2025 |
|---|---|---|
| Corrado Advisors, LLC | 180,342 | $2.76M |
| Kestra Advisory Services, LLC | 104,026 | $1.59M |
| Marex Group plc | 27,847 | $426.9K |
| Jane Street Group, LLC | 19,880 | $304.8K |
| Brinker Capital Investments, LLC | 15,212 | $233.2K |
| Commonwealth Equity Services, LLC | 15,133 | $232.0K |
| 1607 Capital Partners, LLC | 12,600 | $193.2K |
| U.S. Capital Wealth Advisors, LLC | 11,802 | $180.9K |
| XTX Topco Ltd | 10,861 | $166.5K |
| South State Corp. | 8,425 | $129.2K |
| Blue Bell Private Wealth Management, LLC | 500 | $7.67K |
| Central Trust Co | 1 | $16 |
Not filed for Q1 2026 yet (1)
Institutions that held Guggenheim Active Allocation Fund at the end of Q4 2025 and haven't filed a 13F for Q1 2026. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q4 2025 | Value, Q4 2025 |
|---|---|---|
| MGB Wealth Management, LLC | 14,146 | $216.9K |