Guggenheim Active Allocation Fund
GUG- Exchange
- NYSE
- SEC CIK
- 0001864208
No open-market purchases or sales by Guggenheim Active Allocation Fund insiders were filed in the last 90 days; 46 institutions reported holding it in 13F filings for Q2 2026, worth $182.6M in total; no superinvestor holds it.
Q4 2025 vs. Q3 2025
How the institutions holding Guggenheim Active Allocation Fund changed between Q3 2025 and Q4 2025.
All holders in Q4 2025All holders in Q3 2025
| Measure | Q3 2025 | Of which not filed for Q4 2025 | Q4 2025 | Change |
|---|---|---|---|---|
| Holders | 51 | 1 | 53 | +3 |
| Shares | 10.5M | 11.2K | 10.8M | +351.0K (+3.4%) |
| Value | $163.1M | $175.2K | $165.2M | +$2.29M (+1.4%) |
1 institution that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so the changes leave them out.
New holders (9)
Institutions that held Guggenheim Active Allocation Fund at the end of Q4 2025 but not at the end of Q3 2025.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Colony Group, LLC | 142,693 | $2.19M | 0.00% |
| Closed-End Fund Advisors, Inc. | 110,396 | $1.69M | 1.00% |
| Marex Group plc | 27,847 | $426.9K | 0.00% |
| Jane Street Group, LLC | 19,880 | $304.8K | 0.00% |
| Cambridge Investment Research Advisors, Inc. | 15,027 | $230.0K | 0.00% |
| 1607 Capital Partners, LLC | 12,600 | $193.2K | 0.01% |
| High Net Worth Advisory Group LLC | 12,373 | $189.7K | 0.04% |
| XTX Topco Ltd | 10,861 | $166.5K | 0.00% |
| Central Trust Co | 1 | $16 | 0.00% |
Sold out (6)
Institutions that held Guggenheim Active Allocation Fund at the end of Q3 2025 and filed for Q4 2025 without it.
| Institution | Shares, Q3 2025 | Value, Q3 2025 |
|---|---|---|
| Kovitz Investment Group Partners, LLC | 160,263 | $2.50M |
| Creative Planning | 13,900 | $216.8K |
| Nordwand Advisors, LLC | 11,500 | $179.4K |
| Walleye Capital LLC | 11,497 | $179.4K |
| Morse Asset Management, Inc | 1,310 | $20.4K |
| GWM Advisors LLC | 150 | $2.34K |
Not filed for Q4 2025 yet (1)
Institutions that held Guggenheim Active Allocation Fund at the end of Q3 2025 and haven't filed a 13F for Q4 2025. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q3 2025 | Value, Q3 2025 |
|---|---|---|
| Wetherby Asset Management Inc | 11,232 | $175.2K |