Guggenheim Active Allocation Fund
GUG- Exchange
- NYSE
- SEC CIK
- 0001864208
No open-market purchases or sales by Guggenheim Active Allocation Fund insiders were filed in the last 90 days; 46 institutions reported holding it in 13F filings for Q2 2026, worth $182.6M in total; no superinvestor holds it.
Q1 2025 vs. Q4 2024
How the institutions holding Guggenheim Active Allocation Fund changed between Q4 2024 and Q1 2025.
All holders in Q1 2025All holders in Q4 2024
| Measure | Q4 2024 | Of which not filed for Q1 2025 | Q1 2025 | Change |
|---|---|---|---|---|
| Holders | 57 | 1 | 51 | −5 |
| Shares | 9.19M | 11.2K | 9.53M | +353.3K (+3.9%) |
| Value | $136.6M | $167.0K | $143.6M | +$7.20M (+5.3%) |
1 institution that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so the changes leave them out.
New holders (6)
Institutions that held Guggenheim Active Allocation Fund at the end of Q1 2025 but not at the end of Q4 2024.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Millennium Management LLC | 14,602 | $220.1K | 0.00% |
| Truist Financial Corp | 10,853 | $163.6K | 0.00% |
| Elequin Capital LP | 4,408 | $66.4K | 0.01% |
| TSFG, LLC | 1,734 | $26.0K | 0.01% |
| Allworth Financial LP | 1,000 | $14.9K | 0.00% |
| CWM, LLC | 124 | $2.00K | 0.00% |
Sold out (11)
Institutions that held Guggenheim Active Allocation Fund at the end of Q4 2024 and filed for Q1 2025 without it.
| Institution | Shares, Q4 2024 | Value, Q4 2024 |
|---|---|---|
| Penserra Capital Management LLC | 320,814 | $4.77M |
| Marex Group plc | 31,739 | $472.0K |
| National Asset Management, Inc. | 16,563 | $246.3K |
| Independent Advisor Alliance | 16,103 | $239.5K |
| Arete Wealth Advisors, LLC | 15,529 | $231.0K |
| Landscape Capital Management, L.L.C. | 11,839 | $176.0K |
| Comerica Bank | 2,200 | $32.7K |
| Bessemer Group Inc | 1,106 | $16.0K |
| Northwestern Mutual Wealth Management Co | 750 | $11.2K |
| Provenance Wealth Advisors, LLC | 361 | $5.37K |
| FMR LLC | 167 | $2.48K |
Not filed for Q1 2025 yet (1)
Institutions that held Guggenheim Active Allocation Fund at the end of Q4 2024 and haven't filed a 13F for Q1 2025. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q4 2024 | Value, Q4 2024 |
|---|---|---|
| Wetherby Asset Management Inc | 11,232 | $167.0K |