Guggenheim Active Allocation Fund
GUG- Exchange
- NYSE
- SEC CIK
- 0001864208
No open-market purchases or sales by Guggenheim Active Allocation Fund insiders were filed in the last 90 days; 46 institutions reported holding it in 13F filings for Q2 2026, worth $182.6M in total; no superinvestor holds it.
Q1 2024 vs. Q4 2023
How the institutions holding Guggenheim Active Allocation Fund changed between Q4 2023 and Q1 2024.
All holders in Q1 2024All holders in Q4 2023
| Measure | Q4 2023 | Q1 2024 | Change |
|---|---|---|---|
| Holders | 44 | 50 | +6 |
| Shares | 9.79M | 8.26M | −1.52M (−15.6%) |
| Value | $143.5M | $121.3M | −$22.2M (−15.4%) |
New holders (14)
Institutions that held Guggenheim Active Allocation Fund at the end of Q1 2024 but not at the end of Q4 2023.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Landscape Capital Management, L.L.C. | 82,164 | $1.21M | 0.11% |
| Envestnet Asset Management Inc | 26,791 | $394.1K | 0.00% |
| CI Private Wealth, LLC | 24,484 | $353.3K | 0.00% |
| Cetera Investment Advisers | 20,455 | $300.9K | 0.00% |
| Wedbush Securities Inc | 16,077 | $236.0K | 0.01% |
| Concurrent Investment Advisors, LLC | 14,702 | $216.3K | 0.01% |
| US Bancorp | 12,485 | $183.7K | 0.00% |
| Equitable Holdings, Inc. | 12,370 | $182.0K | 0.00% |
| Wetherby Asset Management Inc | 11,232 | $165.2K | 0.01% |
| Raymond James Trust N.A. | 10,816 | $159.1K | 0.00% |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 2,208 | $32.5K | 0.00% |
| Signaturefd, LLC | 1,006 | $14.8K | 0.00% |
| Steward Partners Investment Advisory, LLC | 864 | $12.7K | 0.00% |
| FNY Investment Advisers, LLC | 400 | $5.00K | 0.00% |
Sold out (8)
Institutions that held Guggenheim Active Allocation Fund at the end of Q4 2023 and filed for Q1 2024 without it.
| Institution | Shares, Q4 2023 | Value, Q4 2023 |
|---|---|---|
| Penserra Capital Management LLC | 312,587 | $4.58M |
| AE Wealth Management LLC | 96,348 | $1.41M |
| Meteora Capital, LLC | 28,999 | $425.1K |
| Boothbay Fund Management, LLC | 20,836 | $305.5K |
| BancFirst Trust & Investment Management | 19,377 | $285.0K |
| Nomura Holdings Inc | 16,843 | $246.9K |
| Bank of New York Mellon Corp | 10,402 | $152.5K |
| LM Advisors LLC | 9,800 | $143.7K |