Guggenheim Active Allocation Fund
GUG- Exchange
- NYSE
- SEC CIK
- 0001864208
No open-market purchases or sales by Guggenheim Active Allocation Fund insiders were filed in the last 90 days; 46 institutions reported holding it in 13F filings for Q2 2026, worth $182.6M in total; no superinvestor holds it.
Q4 2023 vs. Q3 2023
How the institutions holding Guggenheim Active Allocation Fund changed between Q3 2023 and Q4 2023.
All holders in Q4 2023All holders in Q3 2023
| Measure | Q3 2023 | Of which not filed for Q4 2023 | Q4 2023 | Change |
|---|---|---|---|---|
| Holders | 41 | 1 | 44 | +4 |
| Shares | 8.42M | 18.5K | 9.79M | +1.38M (+16.5%) |
| Value | $113.7M | $250.0K | $143.5M | +$30.0M (+26.5%) |
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so the changes leave them out.
New holders (8)
Institutions that held Guggenheim Active Allocation Fund at the end of Q4 2023 but not at the end of Q3 2023.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Pathstone Holdings, LLC | 148,513 | $2.18M | 0.01% |
| AE Wealth Management LLC | 96,348 | $1.41M | 0.01% |
| BancFirst Trust & Investment Management | 19,377 | $285.0K | 0.13% |
| Commonwealth Equity Services, LLC | 18,214 | $267.0K | 0.00% |
| Nomura Holdings Inc | 16,843 | $246.9K | 0.00% |
| Bank of New York Mellon Corp | 10,402 | $152.5K | 0.00% |
| LM Advisors LLC | 9,800 | $143.7K | 0.03% |
| Blue Bell Private Wealth Management, LLC | 4,200 | $61.6K | 0.01% |
Sold out (4)
Institutions that held Guggenheim Active Allocation Fund at the end of Q3 2023 and filed for Q4 2023 without it.
| Institution | Shares, Q3 2023 | Value, Q3 2023 |
|---|---|---|
| Logan Stone Capital, LLC | 27,239 | $367.7K |
| Atlas Wealth LLC | 27,228 | $367.6K |
| Pinebridge Investments, L.P. | 21,838 | $294.8K |
| Wedbush Securities Inc | 12,007 | $162.0K |
Not filed for Q4 2023 yet (1)
Institutions that held Guggenheim Active Allocation Fund at the end of Q3 2023 and haven't filed a 13F for Q4 2023. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q3 2023 | Value, Q3 2023 |
|---|---|---|
| Advisor Partners II, LLC | 18,516 | $250.0K |