Gabelli Global Small & Mid Cap Value Trust
GGZ- Exchange
- NYSE
- SEC CIK
- 0001585855
No open-market purchases or sales by Gabelli Global Small & Mid Cap Value Trust insiders were filed in the last 90 days; 41 institutions reported holding it in 13F filings for Q2 2026, worth $37.6M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Gabelli Global Small & Mid Cap Value Trust as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 38
- −2 vs. Q2 2023
- Shares held
- 2.39M
- +25.9K (+1.1%) vs. Q2 2023
- Total value
- $24.8M
- −$3.77M (−13.2%) vs. Q2 2023
- New holders
- 6
- 14 more added
- Sold out
- 8
- 8 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GGZ on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 41 | $37.6M |
| Q1 2026 | 42 | $27.6M |
| Q4 2025 | 47 | $28.1M |
| Q3 2025 | 43 | $27.3M |
| Q2 2025 | 37 | $24.8M |
| Q1 2025 | 42 | $23.0M |
| Q4 2024 | 39 | $23.2M |
| Q3 2024 | 38 | $24.4M |
| Q2 2024 | 40 | $28.6M |
| Q1 2024 | 38 | $29.7M |
| Q4 2023 | 38 | $24.8M |
| Q3 2023 | 38 | $24.8M |
| Q2 2023 | 40 | $28.6M |
| Q1 2023 | 38 | $26.6M |
| Q4 2022 | 37 | $25.8M |
| Q3 2022 | 35 | $17.7M |
| Q2 2022 | 38 | $21.0M |
| Q1 2022 | 36 | $29.9M |
| Q4 2021 | 38 | $34.6M |
| Q3 2021 | 34 | $36.2M |
| Q2 2021 | 36 | $35.8M |
| Q1 2021 | 38 | $34.9M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Gabelli Global Small & Mid Cap Value Trust; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Atlas Wealth LLC | 608,075 | $6.30M | 1.18% | −7,228−1.2% | Reduced |
| Morgan Stanley | 364,402 | $3.78M | 0.00% | −4,996−1.4% | Reduced |
| Private Management Group Inc | 294,991 | $3.06M | 0.13% | +32,139+12.2% | Added |
| Bank of America Corp | 265,924 | $2.75M | 0.00% | −2,869−1.1% | Reduced |
| Raymond James & Associates | 113,709 | $1.18M | 0.00% | −2,457−2.1% | Reduced |
| UBS Group AG | 87,203 | $903.4K | 0.00% | −1,784−2.0% | Reduced |
| Gabelli & Co Investment Advisers, Inc. | 82,711 | $856.9K | 0.14% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 76,065 | $788.0K | 0.21% | +1,140+1.5% | Added |
| Stephens Inc | 74,304 | $769.8K | 0.01% | +4,020+5.7% | Added |
| Wells Fargo & Company | 69,694 | $722.0K | 0.00% | −834−1.2% | Reduced |
| 180 Wealth Advisors, LLC | 52,174 | $540.5K | 0.12% | +3,964+8.2% | Added |
| CSS LLC | 47,604 | $493.2K | 0.04% | +703+1.5% | Added |
| Shaker Financial Services, LLC | 45,766 | $474.1K | 0.22% | +45,766 | New |
| Advisor Group Holdings, Inc. | 43,621 | $451.9K | 0.00% | +5,077+13.2% | Added |
| Silverlake Wealth Management LLC | 33,553 | $347.6K | 0.20% | +7,212+27.4% | Added |
| Gamco Investors, Inc. Et Al | 31,586 | $327.2K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 23,316 | $241.6K | 0.00% | −9,042−27.9% | Reduced |
| Cornerstone Advisors, LLC | 20,829 | $215.8K | 0.01% | −2,838−12.0% | Reduced |
| Commonwealth Equity Services, LLC | 12,609 | $131.0K | 0.00% | +7+0.1% | Added |
| Comerica Bank | 12,573 | $130.3K | 0.00% | +12,573 | New |
| CNH Partners LLC | 11,158 | $115.6K | 0.01% | +11,158 | New |
| Wolverine Asset Management LLC | 10,212 | $105.8K | 0.00% | +9,229+938.9% | Added |
| Ancora Advisors, LLC | 5,000 | $51.8K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 2,967 | $30.0K | 0.00% | +2,967 | New |
| Steward Partners Investment Advisory, LLC | 2,586 | $26.8K | 0.00% | +2,305+820.3% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 557 | $5.77K | 0.00% | +10+1.8% | Added |
| North Star Investment Management Corp. | 450 | $4.66K | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 400 | $4.14K | 0.00% | +400 | New |
| Allworth Financial LP | 269 | $2.79K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 106 | $1.10K | 0.00% | +1+1.0% | Added |
| Capital Advisors, Ltd. LLC | 66 | $1.00K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 63 | $653 | 0.00% | +1+1.6% | Added |
| Armstrong Advisory Group, Inc | 60 | $619 | 0.00% | +1+1.7% | Added |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 43 | $445 | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 36 | $373 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $176 | 0.00% | – | New |
| CWM, LLC | 33 | $0 | 0.00% | 00.0% | Unchanged |
| Ulland Investment Advisors, LLC | 20 | $0 | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 0 | $0 | 0.00% | −79,889−100.0% | Sold out |
| TD Waterhouse Canada Inc. | 0 | $0 | 0.00% | −340−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −165−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −115−100.0% | Sold out |
| Sunbelt Securities, Inc. | 0 | $0 | 0.00% | −95−100.0% | Sold out |
| Caldwell Sutter Capital, Inc. | 0 | $0 | 0.00% | −90−100.0% | Sold out |
| WealthPLAN Partners, LLC | 0 | $0 | 0.00% | −42−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |