Gabelli Global Small & Mid Cap Value Trust
GGZ- Exchange
- NYSE
- SEC CIK
- 0001585855
No open-market purchases or sales by Gabelli Global Small & Mid Cap Value Trust insiders were filed in the last 90 days; 41 institutions reported holding it in 13F filings for Q2 2026, worth $37.6M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Gabelli Global Small & Mid Cap Value Trust as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 38
- −2 vs. Q2 2023
- Shares held
- 2.39M
- +25.9K (+1.1%) vs. Q2 2023
- Total value
- $24.8M
- −$3.77M (−13.2%) vs. Q2 2023
- New holders
- 6
- 14 more added
- Sold out
- 8
- 8 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GGZ on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 41 | $37.6M |
| Q1 2026 | 42 | $27.6M |
| Q4 2025 | 47 | $28.1M |
| Q3 2025 | 43 | $27.3M |
| Q2 2025 | 37 | $24.8M |
| Q1 2025 | 42 | $23.0M |
| Q4 2024 | 39 | $23.2M |
| Q3 2024 | 38 | $22.2M |
| Q2 2024 | 40 | $28.6M |
| Q1 2024 | 38 | $21.5M |
| Q4 2023 | 38 | $20.6M |
| Q3 2023 | 38 | $24.8M |
| Q2 2023 | 40 | $28.6M |
| Q1 2023 | 38 | $26.6M |
| Q4 2022 | 37 | $25.8M |
| Q3 2022 | 35 | $17.7M |
| Q2 2022 | 38 | $21.0M |
| Q1 2022 | 36 | $29.9M |
| Q4 2021 | 38 | $34.6M |
| Q3 2021 | 34 | $36.2M |
| Q2 2021 | 36 | $35.8M |
| Q1 2021 | 38 | $31.5M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Gabelli Global Small & Mid Cap Value Trust; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CWM, LLC | 33 | $0 | 0.00% | 00.0% | Unchanged |
| Ulland Investment Advisors, LLC | 20 | $0 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $176 | 0.00% | – | New |
| GWM Advisors LLC | 36 | $373 | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 43 | $445 | 0.00% | 00.0% | Unchanged |
| Armstrong Advisory Group, Inc | 60 | $619 | 0.00% | +1+1.7% | Added |
| Focused Wealth Management, Inc | 63 | $653 | 0.00% | +1+1.6% | Added |
| Capital Advisors, Ltd. LLC | 66 | $1.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 106 | $1.10K | 0.00% | +1+1.0% | Added |
| Allworth Financial LP | 269 | $2.79K | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 400 | $4.14K | 0.00% | +400 | New |
| North Star Investment Management Corp. | 450 | $4.66K | 0.00% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 557 | $5.77K | 0.00% | +10+1.8% | Added |
| Steward Partners Investment Advisory, LLC | 2,586 | $26.8K | 0.00% | +2,305+820.3% | Added |
| NBC Securities, Inc. | 2,967 | $30.0K | 0.00% | +2,967 | New |
| Ancora Advisors, LLC | 5,000 | $51.8K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 10,212 | $105.8K | 0.00% | +9,229+938.9% | Added |
| CNH Partners LLC | 11,158 | $115.6K | 0.01% | +11,158 | New |
| Comerica Bank | 12,573 | $130.3K | 0.00% | +12,573 | New |
| Commonwealth Equity Services, LLC | 12,609 | $131.0K | 0.00% | +7+0.1% | Added |
| Cornerstone Advisors, LLC | 20,829 | $215.8K | 0.01% | −2,838−12.0% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 23,316 | $241.6K | 0.00% | −9,042−27.9% | Reduced |
| Gamco Investors, Inc. Et Al | 31,586 | $327.2K | 0.00% | 00.0% | Unchanged |
| Silverlake Wealth Management LLC | 33,553 | $347.6K | 0.20% | +7,212+27.4% | Added |
| Advisor Group Holdings, Inc. | 43,621 | $451.9K | 0.00% | +5,077+13.2% | Added |
| Shaker Financial Services, LLC | 45,766 | $474.1K | 0.22% | +45,766 | New |
| CSS LLC | 47,604 | $493.2K | 0.04% | +703+1.5% | Added |
| 180 Wealth Advisors, LLC | 52,174 | $540.5K | 0.12% | +3,964+8.2% | Added |
| Wells Fargo & Company | 69,694 | $722.0K | 0.00% | −834−1.2% | Reduced |
| Stephens Inc | 74,304 | $769.8K | 0.01% | +4,020+5.7% | Added |
| Blue Bell Private Wealth Management, LLC | 76,065 | $788.0K | 0.21% | +1,140+1.5% | Added |
| Gabelli & Co Investment Advisers, Inc. | 82,711 | $856.9K | 0.14% | 00.0% | Unchanged |
| UBS Group AG | 87,203 | $903.4K | 0.00% | −1,784−2.0% | Reduced |
| Raymond James & Associates | 113,709 | $1.18M | 0.00% | −2,457−2.1% | Reduced |
| Bank of America Corp | 265,924 | $2.75M | 0.00% | −2,869−1.1% | Reduced |
| Private Management Group Inc | 294,991 | $3.06M | 0.13% | +32,139+12.2% | Added |
| Morgan Stanley | 364,402 | $3.78M | 0.00% | −4,996−1.4% | Reduced |
| Atlas Wealth LLC | 608,075 | $6.30M | 1.18% | −7,228−1.2% | Reduced |
| Royal Bank of Canada | 0 | $0 | 0.00% | −79,889−100.0% | Sold out |
| TD Waterhouse Canada Inc. | 0 | $0 | 0.00% | −340−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −165−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −115−100.0% | Sold out |
| Sunbelt Securities, Inc. | 0 | $0 | 0.00% | −95−100.0% | Sold out |
| Caldwell Sutter Capital, Inc. | 0 | $0 | 0.00% | −90−100.0% | Sold out |
| WealthPLAN Partners, LLC | 0 | $0 | 0.00% | −42−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |