Gabelli Global Small & Mid Cap Value Trust
GGZ- Exchange
- NYSE
- SEC CIK
- 0001585855
No open-market purchases or sales by Gabelli Global Small & Mid Cap Value Trust insiders were filed in the last 90 days; 41 institutions reported holding it in 13F filings for Q2 2026, worth $37.6M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Gabelli Global Small & Mid Cap Value Trust as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 34
- −1 vs. Q2 2021
- Shares held
- 2.27M
- +34.8K (+1.6%) vs. Q2 2021
- Total value
- $36.2M
- +$405.3K (+1.1%) vs. Q2 2021
- New holders
- 2
- 14 more added
- Sold out
- 3
- 9 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GGZ on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 41 | $37.6M |
| Q1 2026 | 42 | $27.6M |
| Q4 2025 | 47 | $28.1M |
| Q3 2025 | 43 | $27.3M |
| Q2 2025 | 37 | $24.8M |
| Q1 2025 | 42 | $23.0M |
| Q4 2024 | 39 | $23.2M |
| Q3 2024 | 38 | $22.2M |
| Q2 2024 | 40 | $28.6M |
| Q1 2024 | 38 | $21.5M |
| Q4 2023 | 38 | $20.6M |
| Q3 2023 | 38 | $24.8M |
| Q2 2023 | 40 | $28.6M |
| Q1 2023 | 38 | $26.6M |
| Q4 2022 | 37 | $25.8M |
| Q3 2022 | 35 | $17.7M |
| Q2 2022 | 38 | $21.0M |
| Q1 2022 | 36 | $29.9M |
| Q4 2021 | 38 | $34.6M |
| Q3 2021 | 34 | $36.2M |
| Q2 2021 | 36 | $35.8M |
| Q1 2021 | 38 | $31.5M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Gabelli Global Small & Mid Cap Value Trust; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Raymond James & Associates | 440,878 | $7.02M | 0.01% | +15,173+3.6% | Added |
| Bank of America Corp | 394,193 | $6.28M | 0.00% | +58,573+17.5% | Added |
| Morgan Stanley | 321,638 | $5.12M | 0.00% | +2,767+0.9% | Added |
| Private Management Group Inc | 188,477 | $3.00M | 0.13% | −1,799−0.9% | Reduced |
| Wells Fargo & Company | 137,389 | $2.19M | 0.00% | +7,224+5.5% | Added |
| Matisse Capital | 120,674 | $1.92M | 0.71% | −71,273−37.1% | Reduced |
| UBS Group AG | 90,981 | $1.45M | 0.00% | −319−0.3% | Reduced |
| Gabelli & Co Investment Advisers, Inc. | 86,856 | $1.38M | 0.17% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 73,654 | $1.17M | 0.34% | +1,053+1.5% | Added |
| Cornerstone Advisors, LLC | 65,816 | $1.05M | 0.06% | −25,445−27.9% | Reduced |
| Shaker Financial Services, LLC | 63,280 | $1.01M | 0.40% | +22,354+54.6% | Added |
| Raymond James Financial Services Advisors, Inc. | 51,311 | $817.0K | 0.00% | +11,432+28.7% | Added |
| CSS LLC | 50,995 | $812.0K | 0.04% | −2,000−3.8% | Reduced |
| Royal Bank of Canada | 43,726 | $697.0K | 0.00% | +2,249+5.4% | Added |
| Gamco Investors, Inc. Et Al | 33,830 | $539.0K | 0.00% | 00.0% | Unchanged |
| Stephens Inc | 25,449 | $405.0K | 0.01% | −525−2.0% | Reduced |
| American Portfolios Advisors | 25,353 | $403.9K | 0.02% | +625+2.5% | Added |
| Private Advisor Group, LLC | 21,240 | $338.0K | 0.00% | +6,325+42.4% | Added |
| 180 Wealth Advisors, LLC | 14,966 | $243.0K | 0.05% | −180−1.2% | Reduced |
| FNY Investment Advisers, LLC | 8,936 | $142.0K | 0.07% | +8,936 | New |
| Ancora Advisors, LLC | 5,000 | $80.0K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 2,820 | $44.0K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 2,502 | $39.0K | 0.00% | +1,381+123.2% | Added |
| North Star Investment Management Corp. | 450 | $7.00K | 0.00% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 337 | $5.00K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 250 | $4.00K | 0.00% | +200+400.0% | Added |
| Allworth Financial LP | 150 | $2.00K | 0.00% | +2+1.4% | Added |
| Harbour Investments, Inc. | 133 | $2.00K | 0.00% | +41+44.6% | Added |
| Focused Wealth Management, Inc | 55 | $1.00K | 0.00% | 00.0% | Unchanged |
| Capital Advisors, Ltd. LLC | 66 | $1.00K | 0.00% | 00.0% | Unchanged |
| First Command Bank | 44 | $0 | 0.00% | −21−32.3% | Reduced |
| First Command Financial Services, Inc. | 44 | $0 | 0.00% | −21−32.3% | Reduced |
| Patriot Financial Group Insurance Agency, LLC | 30 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −1,418−100.0% | Sold out |
| Joseph P. Lucia & Associates, LLC | 0 | $0 | 0.00% | −353−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −207−100.0% | Sold out |
| CWM, LLC | – | – | – | – | Not filed |