ForgeRock, Inc.
FORGDelisted Aug 23, 2023- Industry
- Services-Prepackaged Software
- SEC CIK
- 0001543916
ForgeRock, Inc. was delisted on Aug 23, 2023; its insiders filed their last Form 4 on Aug 25, 2023; 137 institutions reported holding it in 13F filings for Q2 2023, worth $851.1M in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in ForgeRock, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 142
- +48 vs. Q3 2022
- Shares held
- 38.2M
- +14.0M (+58.1%) vs. Q3 2022
- Total value
- $868.9M
- +$518.3M (+147.8%) vs. Q3 2022
- New holders
- 74
- 44 more added
- Sold out
- 26
- 15 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FORG on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 137 | $851.1M |
| Q1 2023 | 143 | $882.4M |
| Q4 2022 | 142 | $868.9M |
| Q3 2022 | 95 | $400.9M |
| Q2 2022 | 80 | $611.3M |
| Q1 2022 | 68 | $451.9M |
| Q4 2021 | 53 | $660.4M |
| Q3 2021 | 67 | $676.5M |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding ForgeRock, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vivaldi Asset Management, LLC | 189,168 | $4.31M | 0.23% | +189,168 | New |
| Samson Rock Capital LLP | 200,000 | $4.55M | 3.91% | +134,042+203.2% | Added |
| EHP Funds Inc. | 200,000 | $4.55M | 0.96% | +200,000 | New |
| ETF Managers Group, LLC | 225,319 | $5.13M | 0.24% | +225,319 | New |
| Gabelli & Co Investment Advisers, Inc. | 236,250 | $5.38M | 1.15% | +236,250 | New |
| Taconic Capital Advisors LP | 250,000 | $5.69M | 0.21% | +250,000 | New |
| Candriam Luxembourg S.C.A. | 257,532 | $5.86M | 0.04% | +257,532 | New |
| HSBC Holdings PLC | 261,227 | $5.91M | 0.01% | +261,227 | New |
| JPMorgan Chase & Co | 269,166 | $6.13M | 0.00% | +252,636+1,528.3% | Added |
| Bamco Inc | 276,028 | $6.29M | 0.02% | −432,616−61.0% | Reduced |
| Credit Suisse AG | 284,853 | $6.49M | 0.01% | +284,684+168,452.1% | Added |
| Qube Research & Technologies Ltd | 296,845 | $6.76M | 0.04% | +296,845 | New |
| Woodline Partners LP | 298,894 | $6.81M | 0.09% | +298,894 | New |
| DLD Asset Management, LP | 300,000 | $6.83M | 0.71% | +300,000 | New |
| Marshall Wace, LLP | 333,278 | $7.59M | 0.02% | +200,275+150.6% | Added |
| Northern Trust Corp | 336,447 | $7.66M | 0.00% | +88,490+35.7% | Added |
| Armistice Capital, LLC | 378,000 | $8.61M | 0.23% | +378,000 | New |
| UBS Group AG | 378,528 | $8.62M | 0.00% | +362,267+2,227.8% | Added |
| Gabelli Funds LLC | 397,506 | $9.05M | 0.07% | +397,506 | New |
| Polar Asset Management Partners Inc. | 409,333 | $9.32M | 0.13% | +409,333 | New |
| Renaissance Technologies LLC | 434,200 | $9.89M | 0.01% | +434,200 | New |
| Magnetar Financial LLC | 487,619 | $11.1M | 0.19% | +487,619 | New |
| New York Life Investment Management LLC | 499,891 | $11.4M | 0.13% | +499,891 | New |
| Morgan Stanley | 506,515 | $11.5M | 0.00% | +404,179+395.0% | Added |
| Calamos Advisors LLC | 538,352 | $12.3M | 0.06% | +538,352 | New |
| Janus Henderson Group PLC | 563,124 | $12.8M | 0.01% | +563,124 | New |
| Water Island Capital LLC | 657,416 | $15.0M | 1.27% | +657,416 | New |
| Geode Capital Management, LLC | 663,738 | $15.1M | 0.00% | +147,629+28.6% | Added |
| Kim, LLC | 725,000 | $16.5M | 0.91% | +725,000 | New |
| Goldman Sachs Group Inc | 746,485 | $17.0M | 0.00% | +736,350+7,265.4% | Added |
| Alliancebernstein L.P. | 773,947 | $17.6M | 0.01% | +753,447+3,675.4% | Added |
| Kohlberg Kravis Roberts & Co. L.P. | 793,103 | $18.1M | 0.61% | 00.0% | Unchanged |
| State Street Corp | 805,154 | $18.3M | 0.00% | +232,454+40.6% | Added |
| Cooper Creek Partners Management LLC | 860,168 | $19.6M | 1.62% | −347,000−28.7% | Reduced |
| CNH Partners LLC | 930,205 | $21.2M | 0.54% | +930,205 | New |
| Wellington Management Group LLP | 937,628 | $21.3M | 0.00% | +21,583+2.4% | Added |
| Melqart Asset Management (UK) Ltd | 1,275,097 | $29.0M | 2.56% | +1,275,097 | New |
| Alpine Associates Management Inc. | 1,723,800 | $39.3M | 1.79% | +1,723,800 | New |
| FIL Ltd | 1,928,793 | $43.9M | 0.05% | +1,928,793 | New |
| BlackRock Inc. | 3,109,793 | $70.8M | 0.00% | +811,352+35.3% | Added |
| Vanguard Group Inc | 3,854,129 | $87.8M | 0.00% | +984,979+34.3% | Added |
| Riverwood Capital Management Ltd. | 4,567,950 | $104.0M | 66.13% | 00.0% | Unchanged |
| Edmond de Rothschild Holding S.A. | 0 | $0 | 0.00% | −1,649,764−100.0% | Sold out |
| Aperture Investors, LLC | 0 | $0 | 0.00% | −1,174,458−100.0% | Sold out |
| Light Street Capital Management, LLC | 0 | $0 | 0.00% | −1,111,589−100.0% | Sold out |
| Price T Rowe Associates Inc | 0 | $0 | 0.00% | −1,048,489−100.0% | Sold out |
| ArrowMark Colorado Holdings LLC | 0 | $0 | 0.00% | −468,379−100.0% | Sold out |
| Macquarie Group Ltd | 0 | $0 | 0.00% | −431,497−100.0% | Sold out |
| Cinctive Capital Management LP | 0 | $0 | 0.00% | −172,989−100.0% | Sold out |
| Washington Harbour Partners LP | 0 | $0 | 0.00% | −127,176−100.0% | Sold out |
| CenterBook Partners LP | 0 | $0 | 0.00% | −110,431−100.0% | Sold out |
| Stanley-Laman Group, Ltd. | 0 | $0 | 0.00% | −99,441−100.0% | Sold out |
| North Run Capital, LP | 0 | $0 | 0.00% | −42,909−100.0% | Sold out |
| EJF Capital LLC | 0 | $0 | 0.00% | −30,000−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −29,982−100.0% | Sold out |
| Jacobs Levy Equity Management, Inc | 0 | $0 | 0.00% | −28,572−100.0% | Sold out |
| UBS Oconnor LLC | 0 | $0 | 0.00% | −28,199−100.0% | Sold out |
| M&T Bank Corp | 0 | $0 | 0.00% | −24,436−100.0% | Sold out |
| Point72 Asset Management, L.P. | 0 | $0 | 0.00% | −19,800−100.0% | Sold out |
| G2 Investment Partners Management LLC | 0 | $0 | 0.00% | −19,757−100.0% | Sold out |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −15,626−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −13,551−100.0% | Sold out |
| Alpha Paradigm Partners, LLC | 0 | $0 | 0.00% | −7,678−100.0% | Sold out |
| Point72 Hong Kong Ltd | 0 | $0 | 0.00% | −2,781−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −1,648−100.0% | Sold out |
| Allspring Global Investments Holdings, LLC | 0 | $0 | 0.00% | −1,225−100.0% | Sold out |
| Wells Fargo & Company | 0 | $0 | 0.00% | −415−100.0% | Sold out |
| Raffa Wealth Management, LLC | 0 | $0 | 0.00% | −11−100.0% | Sold out |
| Meritech Capital Associates IV, L.L.C. | – | – | – | – | Not filed |