ForgeRock, Inc.
FORGDelisted Aug 23, 2023- Industry
- Services-Prepackaged Software
- SEC CIK
- 0001543916
ForgeRock, Inc. was delisted on Aug 23, 2023; its insiders filed their last Form 4 on Aug 25, 2023; 137 institutions reported holding it in 13F filings for Q2 2023, worth $851.1M in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in ForgeRock, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 95
- +15 vs. Q2 2022
- Shares held
- 27.6M
- −941.5K (−3.3%) vs. Q2 2022
- Total value
- $400.9M
- −$210.4M (−34.4%) vs. Q2 2022
- New holders
- 25
- 31 more added
- Sold out
- 10
- 25 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FORG on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 137 | $851.1M |
| Q1 2023 | 143 | $882.4M |
| Q4 2022 | 142 | $868.9M |
| Q3 2022 | 95 | $400.9M |
| Q2 2022 | 80 | $611.3M |
| Q1 2022 | 68 | $451.9M |
| Q4 2021 | 53 | $660.4M |
| Q3 2021 | 67 | $676.5M |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding ForgeRock, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Lazard Asset Management LLC | 67 | $0 | 0.00% | +67 | New |
| Ellevest, Inc. | 11 | $0 | 0.00% | +11 | New |
| Raffa Wealth Management, LLC | 11 | $160 | 0.00% | +11 | New |
| Nisa Investment Advisors, LLC | 27 | $1.00K | 0.00% | +27 | New |
| Credit Suisse AG | 169 | $2.00K | 0.00% | +135+397.1% | Added |
| Signaturefd, LLC | 221 | $3.00K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 232 | $3.00K | 0.00% | +232 | New |
| Wells Fargo & Company | 415 | $6.00K | 0.00% | −265−39.0% | Reduced |
| Allspring Global Investments Holdings, LLC | 1,225 | $17.0K | 0.00% | +1,225 | New |
| Advisor Group Holdings, Inc. | 1,264 | $18.0K | 0.00% | −4−0.3% | Reduced |
| Group One Trading, L.P. | 1,648 | $24.0K | 0.00% | −2,894−63.7% | Reduced |
| Dark Forest Capital Management LP | 1,703 | $25.0K | 0.00% | +1,406+473.4% | Added |
| Metropolitan Life Insurance Co | 1,774 | $25.8K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 1,947 | $27.0K | 0.00% | +1,343+222.4% | Added |
| Ameritas Investment Partners, Inc. | 2,100 | $30.0K | 0.00% | 00.0% | Unchanged |
| Point72 Hong Kong Ltd | 2,781 | $40.0K | 0.00% | +2,781 | New |
| Barclays PLC | 2,946 | $43.0K | 0.00% | −116−3.8% | Reduced |
| Legal & General Group Plc | 3,393 | $49.0K | 0.00% | +774+29.6% | Added |
| Bogart Wealth, LLC | 3,492 | $51.0K | 0.00% | 00.0% | Unchanged |
| Amalgamated Bank | 4,475 | $65.0K | 0.00% | +311+7.5% | Added |
| Tower Research Capital LLC (TRC) | 4,490 | $65.0K | 0.00% | +3,998+812.6% | Added |
| Bank of America Corp | 6,368 | $92.0K | 0.00% | +6,367+636,700.0% | Added |
| STRS Ohio | 6,500 | $94.0K | 0.00% | 00.0% | Unchanged |
| SG Americas Securities, LLC | 7,065 | $103.0K | 0.00% | +7,065 | New |
| Alpha Paradigm Partners, LLC | 7,678 | $112.0K | 0.05% | +7,678 | New |
| Goldman Sachs Group Inc | 10,135 | $147.0K | 0.00% | −5,453−35.0% | Reduced |
| Commonwealth Equity Services, LLC | 10,500 | $152.0K | 0.00% | 00.0% | Unchanged |
| Mirae Asset Global Investments Co., Ltd. | 11,546 | $168.0K | 0.00% | +11,546 | New |
| Voya Investment Management LLC | 11,678 | $169.7K | 0.00% | +1,116+10.6% | Added |
| Trexquant Investment LP | 11,821 | $172.0K | 0.01% | +11,821 | New |
| California State Teachers Retirement System | 11,940 | $173.0K | 0.00% | +16+0.1% | Added |
| Susquehanna International Group, LLP | 11,953 | $174.0K | 0.00% | +11,953 | New |
| Invesco Ltd. | 12,131 | $176.0K | 0.00% | +1,448+13.6% | Added |
| Jane Street Group, LLC | 12,422 | $180.0K | 0.00% | +12,422 | New |
| Blair William & Co | 12,762 | $185.0K | 0.00% | −111−0.9% | Reduced |
| Deutsche Bank AG | 12,812 | $186.0K | 0.00% | −946−6.9% | Reduced |
| US Bancorp | 13,551 | $197.0K | 0.00% | +32+0.2% | Added |
| Cubist Systematic Strategies, LLC | 13,978 | $203.0K | 0.00% | +13,978 | New |
| American International Group, Inc. | 14,361 | $209.0K | 0.00% | +1,310+10.0% | Added |
| MetLife Investment Management | 15,289 | $222.1K | 0.00% | 00.0% | Unchanged |
| Quadrature Capital Ltd | 15,626 | $227.0K | 0.01% | +15,626 | New |
| UBS Group AG | 16,261 | $236.0K | 0.00% | −6,300−27.9% | Reduced |
| JPMorgan Chase & Co | 16,530 | $240.0K | 0.00% | −43,479−72.5% | Reduced |
| G2 Investment Partners Management LLC | 19,757 | $287.0K | 0.09% | −30,243−60.5% | Reduced |
| Point72 Asset Management, L.P. | 19,800 | $288.0K | 0.00% | −840,234−97.7% | Reduced |
| New York State Common Retirement Fund | 20,138 | $293.0K | 0.00% | +20,138 | New |
| Alliancebernstein L.P. | 20,500 | $298.0K | 0.00% | +20,500 | New |
| M&T Bank Corp | 24,436 | $356.0K | 0.00% | −480−1.9% | Reduced |
| Citigroup Inc | 25,757 | $374.0K | 0.00% | −17,923−41.0% | Reduced |
| UBS Oconnor LLC | 28,199 | $410.0K | 0.00% | −26,801−48.7% | Reduced |
| Jacobs Levy Equity Management, Inc | 28,572 | $415.0K | 0.00% | +28,572 | New |
| EJF Capital LLC | 30,000 | $436.0K | 0.09% | +5,000+20.0% | Added |
| Dynamic Technology Lab Private Ltd | 29,982 | $436.0K | 0.04% | +29,982 | New |
| Ameriprise Financial Inc | 35,729 | $519.0K | 0.00% | +35,729 | New |
| Rhumbline Advisers | 39,075 | $568.0K | 0.00% | +4,705+13.7% | Added |
| Kestra Advisory Services, LLC | 39,689 | $577.0K | 0.01% | +160.0% | Added |
| North Run Capital, LP | 42,909 | $623.0K | 1.27% | +16,799+64.3% | Added |
| Integrated Advisors Network LLC | 49,300 | $716.0K | 0.05% | 00.0% | Unchanged |
| Fred Alger Management, LLC | 57,107 | $830.0K | 0.00% | 00.0% | Unchanged |
| Samson Rock Capital LLP | 65,958 | $958.0K | 0.72% | +65,958 | New |
| Charles Schwab Investment Management Inc | 79,180 | $1.15M | 0.00% | +5,269+7.1% | Added |
| Nuveen Asset Management, LLC | 87,668 | $1.27M | 0.00% | +26,375+43.0% | Added |
| Great West Life Assurance Co | 89,835 | $1.30M | 0.00% | −44,450−33.1% | Reduced |
| Summit Wealth & Retirement Planning, Inc. | 96,942 | $1.41M | 0.56% | 00.0% | Unchanged |
| Stanley-Laman Group, Ltd. | 99,441 | $1.45M | 0.27% | +99,441 | New |
| Morgan Stanley | 102,336 | $1.49M | 0.00% | −73,610−41.8% | Reduced |
| CenterBook Partners LP | 110,431 | $1.60M | 0.31% | +110,431 | New |
| Washington Harbour Partners LP | 127,176 | $1.85M | 1.81% | −20,603−13.9% | Reduced |
| Bank of New York Mellon Corp | 129,515 | $1.88M | 0.00% | −14,591−10.1% | Reduced |
| Marshall Wace, LLP | 133,003 | $1.93M | 0.00% | −177,678−57.2% | Reduced |
| Davy Global Fund Management Ltd | 134,888 | $1.95M | 0.44% | +16,302+13.7% | Added |
| Tudor Investment Corp Et Al | 144,887 | $2.10M | 0.05% | +144,887 | New |
| Mutual of America Capital Management LLC | 159,456 | $2.32M | 0.03% | +63,489+66.2% | Added |
| UBS Asset Management Americas Inc | 170,544 | $2.48M | 0.00% | −25,956−13.2% | Reduced |
| Cinctive Capital Management LP | 172,989 | $2.51M | 0.12% | +172,989 | New |
| Herald Investment Management Ltd | 175,000 | $2.54M | 0.63% | +95,000+118.8% | Added |
| Weiss Multi-Strategy Advisers LLC | 230,000 | $3.34M | 0.09% | +70,000+43.8% | Added |
| Northern Trust Corp | 247,957 | $3.60M | 0.00% | +10,761+4.5% | Added |
| FMR LLC | 430,048 | $6.25M | 0.00% | −35,861−7.7% | Reduced |
| Macquarie Group Ltd | 431,497 | $6.27M | 0.01% | −88,815−17.1% | Reduced |
| ArrowMark Colorado Holdings LLC | 468,379 | $6.81M | 0.08% | +7,331+1.6% | Added |
| Geode Capital Management, LLC | 516,109 | $7.50M | 0.00% | +16,481+3.3% | Added |
| State Street Corp | 572,700 | $8.32M | 0.00% | +41,054+7.7% | Added |
| Bamco Inc | 708,644 | $10.3M | 0.03% | 00.0% | Unchanged |
| Kohlberg Kravis Roberts & Co. L.P. | 793,103 | $11.5M | 0.23% | 00.0% | Unchanged |
| Wellington Management Group LLP | 916,045 | $13.3M | 0.00% | −11,311−1.2% | Reduced |
| Price T Rowe Associates Inc | 1,048,489 | $15.2M | 0.00% | −1,457,025−58.2% | Reduced |
| Light Street Capital Management, LLC | 1,111,589 | $16.2M | 4.11% | −554,985−33.3% | Reduced |
| Aperture Investors, LLC | 1,174,458 | $17.1M | 2.80% | +545,374+86.7% | Added |
| Cooper Creek Partners Management LLC | 1,207,168 | $17.5M | 1.84% | +566,778+88.5% | Added |
| Edmond de Rothschild Holding S.A. | 1,649,764 | $24.0M | 0.64% | +180,306+12.3% | Added |
| BlackRock Inc. | 2,298,441 | $33.4M | 0.00% | +58,875+2.6% | Added |
| Vanguard Group Inc | 2,869,150 | $41.7M | 0.00% | +629,536+28.1% | Added |
| Meritech Capital Associates IV, L.L.C. | 3,463,200 | $50.3M | 96.97% | 00.0% | Unchanged |
| Riverwood Capital Management Ltd. | 4,567,950 | $66.4M | 36.56% | 00.0% | Unchanged |
| ETF Managers Group, LLC | 0 | $0 | 0.00% | −318,432−100.0% | Sold out |
| J. Goldman & Co LP | 0 | $0 | 0.00% | −117,606−100.0% | Sold out |
| EAM Global Investors LLC | 0 | $0 | 0.00% | −82,567−100.0% | Sold out |
| EAM Investors, LLC | 0 | $0 | 0.00% | −56,503−100.0% | Sold out |
| Advisory Research Inc | 0 | $0 | 0.00% | −27,782−100.0% | Sold out |