Flaherty & Crumrine Total Return Fund Inc
FLC- Exchange
- NYSE
- SEC CIK
- 0001245648
No open-market purchases or sales by Flaherty & Crumrine Total Return Fund Inc insiders were filed in the last 90 days; 50 institutions reported holding it in 13F filings for Q2 2026, worth $60.9M in total; no superinvestor holds it.
13F holders, Q1 2026
Institutional positions in Flaherty & Crumrine Total Return Fund Inc as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 51
- +8 vs. Q4 2025
- Shares held
- 3.52M
- +145.1K (+4.3%) vs. Q4 2025
- Total value
- $58.4M
- −$624.2K (−1.1%) vs. Q4 2025
- New holders
- 11
- 13 more added
- Sold out
- 3
- 17 more reduced
1 institution that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FLC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 50 | $60.9M |
| Q1 2026 | 51 | $58.4M |
| Q4 2025 | 44 | $59.1M |
| Q3 2025 | 45 | $55.8M |
| Q2 2025 | 49 | $46.1M |
| Q1 2025 | 46 | $43.4M |
| Q4 2024 | 43 | $42.5M |
| Q3 2024 | 35 | $29.6M |
| Q2 2024 | 37 | $26.3M |
| Q1 2024 | 41 | $25.3M |
| Q4 2023 | 36 | $22.5M |
| Q3 2023 | 32 | $18.1M |
| Q2 2023 | 31 | $16.0M |
| Q1 2023 | 33 | $15.8M |
| Q4 2022 | 33 | $18.1M |
| Q3 2022 | 27 | $16.6M |
| Q2 2022 | 30 | $19.2M |
| Q1 2022 | 31 | $18.6M |
| Q4 2021 | 36 | $28.2M |
| Q3 2021 | 39 | $30.5M |
| Q2 2021 | 37 | $30.0M |
| Q1 2021 | 37 | $32.6M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine Total Return Fund Inc; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sit Investment Associates Inc | 1,179,220 | $19.6M | 0.40% | +140,090+13.5% | Added |
| Bank of America Corp | 274,408 | $4.56M | 0.00% | −5,011−1.8% | Reduced |
| Advisors Asset Management, Inc. | 237,348 | $3.94M | 0.07% | −1,932−0.8% | Reduced |
| Noble Wealth Management PBC | 217,490 | $3.61M | 1.85% | +6,786+3.2% | Added |
| Sowell Financial Services LLC | 207,722 | $3.45M | 0.13% | +50.0% | Added |
| Hennion & Walsh Asset Management, Inc. | 199,205 | $3.31M | 0.11% | +40,421+25.5% | Added |
| LPL Financial LLC | 156,513 | $2.60M | 0.00% | +11,486+7.9% | Added |
| Smith Asset Management Co., LLC | 126,131 | $2.09M | 1.80% | −1,520−1.2% | Reduced |
| Invesco Ltd. | 124,767 | $2.07M | 0.00% | −1,404−1.1% | Reduced |
| Guggenheim Capital LLC | 96,006 | $1.59M | 0.01% | +24,292+33.9% | Added |
| Morgan Stanley | 93,004 | $1.54M | 0.00% | −2,545−2.7% | Reduced |
| Pathstone Holdings, LLC | 72,097 | $1.20M | 0.00% | −72,968−50.3% | Reduced |
| Fiera Capital Corp | 67,890 | $1.13M | 0.00% | −2,511−3.6% | Reduced |
| Closed-End Fund Advisors, Inc. | 45,067 | $748.1K | 0.76% | 00.0% | Unchanged |
| Wells Fargo & Company | 44,246 | $734.5K | 0.00% | +21,728+96.5% | Added |
| Independent Advisor Alliance | 44,242 | $734.4K | 0.01% | +44,242 | New |
| Colony Group, LLC | 43,105 | $715.5K | 0.00% | −439−1.0% | Reduced |
| Baird Financial Group, Inc. | 40,976 | $680.2K | 0.00% | −333−0.8% | Reduced |
| Ceera Investments, LLC | 33,670 | $558.9K | 0.25% | −1,900−5.3% | Reduced |
| Envestnet Asset Management Inc | 30,192 | $501.2K | 0.00% | +7,680+34.1% | Added |
| Cetera Investment Advisers | 28,839 | $478.7K | 0.00% | +9,014+45.5% | Added |
| Seamount Financial Group Inc | 20,790 | $345.1K | 0.16% | 00.0% | Unchanged |
| Mallini Complete Financial Planning LLC | 18,571 | $308.3K | 0.24% | +180+1.0% | Added |
| Advisor Group Holdings, Inc. | 17,142 | $284.6K | 0.00% | −2,178−11.3% | Reduced |
| Raymond James Financial Inc | 16,767 | $278.3K | 0.00% | +21+0.1% | Added |
| HighTower Advisors, LLC | 14,650 | $243.2K | 0.00% | +2,385+19.4% | Added |
| Kovack Advisors, Inc. | 12,946 | $217.2K | 0.01% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 12,560 | $208.5K | 0.01% | 00.0% | Unchanged |
| Wedbush Securities Inc | 12,530 | $208.0K | 0.01% | −2,420−16.2% | Reduced |
| Royal Bank of Canada | 7,520 | $125.0K | 0.00% | −165−2.1% | Reduced |
| UBS Group AG | 6,649 | $110.4K | 0.00% | −2,183−24.7% | Reduced |
| Rockefeller Capital Management L.P. | 2,868 | $47.6K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 2,674 | $44.4K | 0.00% | −117−4.2% | Reduced |
| Harbour Investments, Inc. | 1,709 | $28.4K | 0.00% | +1,709 | New |
| Geneos Wealth Management Inc. | 1,265 | $21.0K | 0.00% | +250+24.6% | Added |
| IFG Advisory, LLC | 1,030 | $17.1K | 0.05% | +1,030 | New |
| Rocky Mountain Advisers, LLC | 1,000 | $16.6K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 899 | $14.9K | 0.00% | +899 | New |
| Blue Bell Private Wealth Management, LLC | 732 | $12.2K | 0.00% | −200−21.5% | Reduced |
| GHP Investment Advisors, Inc. | 561 | $9.31K | 0.00% | +561 | New |
| Nalls Sherbakoff Group, LLC | 495 | $8.22K | 0.01% | 00.0% | Unchanged |
| Chung Wu Investment Group, LLC | 400 | $6.64K | 0.01% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 354 | $5.94K | 0.00% | +354 | New |
| GWM Advisors LLC | 345 | $5.73K | 0.00% | +345 | New |
| POM Investment Strategies, LLC | 319 | $5.29K | 0.01% | +319 | New |
| Northwestern Mutual Wealth Management Co | 309 | $5.13K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 253 | $4.25K | 0.00% | +253 | New |
| Highline Wealth Partners LLC | 170 | $2.82K | 0.00% | +170 | New |
| Sunbelt Securities, Inc. | 140 | $2.32K | 0.00% | 00.0% | Unchanged |
| Strategic Advocates LLC | 98 | $1.63K | 0.01% | −27,428−99.6% | Reduced |
| Jones Financial Companies LLLP | 68 | $1.11K | 0.00% | +68 | New |
| CNH Partners LLC | 0 | $0 | 0.00% | −30,394−100.0% | Sold out |
| Seven Mile Advisory | 0 | $0 | 0.00% | −13,163−100.0% | Sold out |
| Luminist Capital LLC | 0 | $0 | 0.00% | −414−100.0% | Sold out |
| Global Retirement Partners, LLC | – | – | – | – | Not filed |