Flaherty & Crumrine Total Return Fund Inc
FLC- Exchange
- NYSE
- SEC CIK
- 0001245648
No open-market purchases or sales by Flaherty & Crumrine Total Return Fund Inc insiders were filed in the last 90 days; 50 institutions reported holding it in 13F filings for Q2 2026, worth $60.9M in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in Flaherty & Crumrine Total Return Fund Inc as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 45
- −4 vs. Q2 2025
- Shares held
- 3.13M
- +414.2K (+15.2%) vs. Q2 2025
- Total value
- $55.8M
- +$9.71M (+21.1%) vs. Q2 2025
- New holders
- 5
- 18 more added
- Sold out
- 9
- 12 more reduced
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FLC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 50 | $60.9M |
| Q1 2026 | 51 | $58.4M |
| Q4 2025 | 44 | $59.1M |
| Q3 2025 | 45 | $55.8M |
| Q2 2025 | 49 | $46.1M |
| Q1 2025 | 46 | $43.4M |
| Q4 2024 | 43 | $42.5M |
| Q3 2024 | 35 | $29.6M |
| Q2 2024 | 37 | $26.3M |
| Q1 2024 | 41 | $25.3M |
| Q4 2023 | 36 | $22.5M |
| Q3 2023 | 32 | $18.1M |
| Q2 2023 | 31 | $16.0M |
| Q1 2023 | 33 | $15.8M |
| Q4 2022 | 33 | $18.1M |
| Q3 2022 | 27 | $16.6M |
| Q2 2022 | 30 | $19.2M |
| Q1 2022 | 31 | $18.6M |
| Q4 2021 | 36 | $28.2M |
| Q3 2021 | 39 | $30.5M |
| Q2 2021 | 37 | $30.0M |
| Q1 2021 | 37 | $32.6M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine Total Return Fund Inc; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sit Investment Associates Inc | 972,369 | $17.3M | 0.35% | +303,280+45.3% | Added |
| Bank of America Corp | 274,361 | $4.89M | 0.00% | −4,114−1.5% | Reduced |
| Advisors Asset Management, Inc. | 237,278 | $4.23M | 0.07% | +53,087+28.8% | Added |
| Noble Wealth Management PBC | 212,577 | $3.79M | 2.02% | +212,577 | New |
| Sowell Financial Services LLC | 209,609 | $3.74M | 0.14% | +1,228+0.6% | Added |
| Invesco Ltd. | 146,597 | $2.61M | 0.00% | +980+0.7% | Added |
| Smith Asset Management Co., LLC | 130,618 | $2.33M | 1.98% | −2,205−1.7% | Reduced |
| LPL Financial LLC | 129,652 | $2.31M | 0.00% | +6,021+4.9% | Added |
| Pathstone Holdings, LLC | 119,566 | $2.13M | 0.01% | +9,104+8.2% | Added |
| Hennion & Walsh Asset Management, Inc. | 101,158 | $1.80M | 0.07% | +23,780+30.7% | Added |
| Morgan Stanley | 89,465 | $1.59M | 0.00% | +245+0.3% | Added |
| CNH Partners LLC | 52,568 | $936.8K | 0.02% | −23,129−30.6% | Reduced |
| Kovitz Investment Group Partners, LLC | 45,227 | $806.0K | 0.00% | −3,713−7.6% | Reduced |
| Guggenheim Capital LLC | 41,787 | $744.6K | 0.01% | −1,054−2.5% | Reduced |
| Baird Financial Group, Inc. | 41,623 | $741.7K | 0.00% | +283+0.7% | Added |
| Fiera Capital Corp | 32,843 | $585.3K | 0.00% | +32,843 | New |
| Strategic Advocates LLC | 31,865 | $567.8K | 0.15% | −22,823−41.7% | Reduced |
| Ceera Investments, LLC | 29,730 | $529.8K | 0.17% | +6,560+28.3% | Added |
| Seamount Financial Group Inc | 20,790 | $370.5K | 0.17% | 00.0% | Unchanged |
| Wells Fargo & Company | 20,551 | $366.2K | 0.00% | +1,735+9.2% | Added |
| Envestnet Asset Management Inc | 19,675 | $350.6K | 0.00% | −4,053−17.1% | Reduced |
| HighTower Advisors, LLC | 19,157 | $341.4K | 0.00% | −578−2.9% | Reduced |
| Mallini Complete Financial Planning LLC | 18,235 | $324.9K | 0.26% | +162+0.9% | Added |
| Advisor Group Holdings, Inc. | 18,062 | $318.2K | 0.00% | +866+5.0% | Added |
| Raymond James Financial Inc | 17,742 | $316.2K | 0.00% | +13+0.1% | Added |
| Cetera Investment Advisers | 15,374 | $274.0K | 0.00% | +3,673+31.4% | Added |
| Wedbush Securities Inc | 15,050 | $268.0K | 0.01% | +5,050+50.5% | Added |
| Seven Mile Advisory | 12,915 | $230.1K | 0.04% | +12,915 | New |
| Koshinski Asset Management, Inc. | 12,560 | $223.8K | 0.02% | 00.0% | Unchanged |
| Capital Investment Advisors, LLC | 10,170 | $181.2K | 0.00% | +10,170 | New |
| Royal Bank of Canada | 7,552 | $135.0K | 0.00% | −4,016−34.7% | Reduced |
| UBS Group AG | 7,140 | $127.2K | 0.00% | −1,391−16.3% | Reduced |
| The PNC Financial Services Group, Inc. | 5,300 | $94.4K | 0.00% | −5,300−50.0% | Reduced |
| Rockefeller Capital Management L.P. | 3,215 | $57.3K | 0.00% | +3,215 | New |
| CWM, LLC | 2,907 | $52.0K | 0.00% | −514−15.0% | Reduced |
| Geneos Wealth Management Inc. | 1,015 | $18.1K | 0.00% | 00.0% | Unchanged |
| Rocky Mountain Advisers, LLC | 1,000 | $17.8K | 0.01% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 932 | $16.6K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 766 | $13.7K | 0.00% | 00.0% | Unchanged |
| Nalls Sherbakoff Group, LLC | 495 | $8.82K | 0.01% | 00.0% | Unchanged |
| Ameritas Advisory Services, LLC | 486 | $8.67K | 0.00% | +4+0.8% | Added |
| Luminist Capital LLC | 414 | $7.38K | 0.01% | 00.0% | Unchanged |
| Chung Wu Investment Group, LLC | 400 | $7.13K | 0.01% | 00.0% | Unchanged |
| Tortoise Investment Management, LLC | 176 | $3.14K | 0.00% | +3+1.7% | Added |
| Sunbelt Securities, Inc. | 140 | $2.50K | 0.00% | 00.0% | Unchanged |
| Matisse Capital | 0 | $0 | 0.00% | −76,304−100.0% | Sold out |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −48,682−100.0% | Sold out |
| Kovack Advisors, Inc. | 0 | $0 | 0.00% | −21,183−100.0% | Sold out |
| Pathway Financial Advisers, LLC | 0 | $0 | 0.00% | −16,785−100.0% | Sold out |
| Wetherby Asset Management Inc | 0 | $0 | 0.00% | −11,464−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −11,141−100.0% | Sold out |
| GWM Advisors LLC | 0 | $0 | 0.00% | −10,248−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −4,193−100.0% | Sold out |
| Traub Capital Management LLC | 0 | $0 | 0.00% | −683−100.0% | Sold out |