First Trust/Abrdn Global Opportunity Income Fund
FAMDelisted Sep 23, 2024- SEC CIK
- 0001302624
First Trust/Abrdn Global Opportunity Income Fund was delisted on Sep 23, 2024; its insiders filed their last Form 4 on Dec 29, 2021; 38 institutions reported holding it in 13F filings for Q2 2024, worth $25.0M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in First Trust/Abrdn Global Opportunity Income Fund as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 39
- −6 vs. Q2 2021
- Shares held
- 2.18M
- −547.7K (−20.0%) vs. Q2 2021
- Total value
- $22.1M
- −$5.67M (−20.4%) vs. Q2 2021
- New holders
- 1
- 16 more added
- Sold out
- 7
- 12 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FAM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 1 | $71.8K |
| Q2 2024 | 38 | $25.0M |
| Q1 2024 | 37 | $27.6M |
| Q4 2023 | 37 | $22.3M |
| Q3 2023 | 35 | $18.9M |
| Q2 2023 | 34 | $21.8M |
| Q1 2023 | 35 | $21.4M |
| Q4 2022 | 39 | $17.5M |
| Q3 2022 | 33 | $12.0M |
| Q2 2022 | 34 | $13.3M |
| Q1 2022 | 35 | $16.3M |
| Q4 2021 | 32 | $19.2M |
| Q3 2021 | 39 | $22.1M |
| Q2 2021 | 45 | $27.8M |
| Q1 2021 | 46 | $36.9M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding First Trust/Abrdn Global Opportunity Income Fund; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| LPL Financial LLC | 377,537 | $3.82M | 0.00% | +13,495+3.7% | Added |
| Shaker Financial Services, LLC | 245,827 | $2.49M | 1.00% | −15,673−6.0% | Reduced |
| Oxbow Advisors, LLC | 192,620 | $1.95M | 0.20% | −2,765−1.4% | Reduced |
| Guggenheim Capital LLC | 178,436 | $1.81M | 0.01% | +9,738+5.8% | Added |
| Advisor Group Holdings, Inc. | 167,856 | $1.70M | 0.00% | +30,061+21.8% | Added |
| Mid Atlantic Financial Management Inc | 137,709 | $1.40M | 0.09% | +25,400+22.6% | Added |
| UBS Group AG | 107,955 | $1.09M | 0.00% | +2,643+2.5% | Added |
| Royal Bank of Canada | 106,986 | $1.08M | 0.00% | −1,599−1.5% | Reduced |
| Fiera Capital Corp | 96,157 | $974.0K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 63,402 | $642.0K | 0.00% | −16,341−20.5% | Reduced |
| Oppenheimer & Co Inc | 54,120 | $548.0K | 0.01% | +2,632+5.1% | Added |
| Ameriprise Financial Inc | 48,488 | $491.0K | 0.00% | +7,783+19.1% | Added |
| Raymond James & Associates | 35,071 | $355.0K | 0.00% | +7,857+28.9% | Added |
| Morgan Stanley | 32,895 | $333.0K | 0.00% | +7,731+30.7% | Added |
| Sit Investment Associates Inc | 26,634 | $270.0K | 0.01% | −65,535−71.1% | Reduced |
| Parametric Portfolio Associates LLC | 25,715 | $260.0K | 0.00% | +165+0.6% | Added |
| Capital Investment Advisors, LLC | 24,121 | $244.0K | 0.01% | −1,513−5.9% | Reduced |
| Dynamic Advisor Solutions LLC | 23,862 | $242.0K | 0.02% | +38+0.2% | Added |
| National Asset Management, Inc. | 23,315 | $237.0K | 0.01% | 00.0% | Unchanged |
| Proequities, Inc. | 23,284 | $236.0K | 0.01% | +1,080+4.9% | Added |
| Advisors Asset Management, Inc. | 21,182 | $215.0K | 0.00% | −38,408−64.5% | Reduced |
| Cetera Investment Advisers | 18,727 | $190.0K | 0.00% | +259+1.4% | Added |
| Spire Wealth Management | 17,244 | $175.0K | 0.00% | +399+2.4% | Added |
| Hilltop Holdings Inc. | 15,170 | $154.0K | 0.02% | 00.0% | Unchanged |
| Bank of America Corp | 14,804 | $150.0K | 0.00% | −719−4.6% | Reduced |
| Advisory Services Network, LLC | 14,316 | $145.0K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 13,814 | $140.0K | 0.00% | +13,814 | New |
| Steward Partners Investment Advisory, LLC | 13,690 | $139.0K | 0.00% | +857+6.7% | Added |
| Naples Global Advisors, LLC | 13,225 | $134.0K | 0.02% | 00.0% | Unchanged |
| Cascadia Advisory Services, LLC | 12,150 | $123.0K | 0.02% | 00.0% | Unchanged |
| SeaCrest Wealth Management, LLC | 11,435 | $116.0K | 0.01% | −2,758−19.4% | Reduced |
| MONECO Advisors, LLC | 11,280 | $114.0K | 0.04% | −670−5.6% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 11,261 | $114.0K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 2,615 | $26.0K | 0.00% | −260−9.0% | Reduced |
| US Bancorp | 656 | $7.00K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 500 | $5.07K | 0.00% | 00.0% | Unchanged |
| Pinnacle Bancorp, Inc. | 302 | $3.00K | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 256 | $2.00K | 0.00% | +6+2.4% | Added |
| Citigroup Inc | 5 | $0 | 0.00% | −48−90.6% | Reduced |
| Karpus Management, Inc. | 0 | $0 | 0.00% | −464,399−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −17,633−100.0% | Sold out |
| RDA Financial Network | 0 | $0 | 0.00% | −11,900−100.0% | Sold out |
| Carolinas Wealth Consulting LLC | 0 | $0 | 0.00% | −6,524−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −4,000−100.0% | Sold out |
| WealthShield Partners, LLC | 0 | $0 | 0.00% | −3,700−100.0% | Sold out |
| Northern Trust Corp | 0 | $0 | 0.00% | −17,215−100.0% | Sold out |