Skip to main content

Ellington Financial Inc.

EFC
Exchange
NYSE
Industry
Real Estate
SEC CIK
0001411342

No open-market purchases or sales by Ellington Financial Inc. insiders were filed in the last 90 days; 248 institutions reported holding it in 13F filings for Q2 2026, worth $875.2M in total; no superinvestor holds it.

Other share classesEFC.PBEFC.PCEFC.PD

13F holders, Q3 2022

Institutional positions in Ellington Financial Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
135
+1 vs. Q2 2022
Shares held
33.1M
−195.5K (−0.6%) vs. Q2 2022
Total value
$377.2M
−$112.1M (−22.9%) vs. Q2 2022
New holders
13
56 more added
Sold out
12
39 more reduced

2 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting EFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2022: 135 institutions
Q1 2021: 99 institutionsQ2 2021: 117 institutionsQ3 2021: 124 institutionsQ4 2021: 135 institutionsQ1 2022: 137 institutionsQ2 2022: 136 institutionsQ3 2022: 135 institutionsQ4 2022: 146 institutionsQ1 2023: 141 institutionsQ2 2023: 151 institutionsQ3 2023: 159 institutionsQ4 2023: 166 institutionsQ1 2024: 158 institutionsQ2 2024: 160 institutionsQ3 2024: 188 institutionsQ4 2024: 198 institutionsQ1 2025: 207 institutionsQ2 2025: 206 institutionsQ3 2025: 230 institutionsQ4 2025: 251 institutionsQ1 2026: 237 institutionsQ2 2026: 248 institutions
Value heldQ3 2022: $377.2M
Q1 2021: $431.5MQ2 2021: $524.8MQ3 2021: $574.2MQ4 2021: $584.9MQ1 2022: $599.2MQ2 2022: $489.3MQ3 2022: $377.2MQ4 2022: $402.1MQ1 2023: $423.8MQ2 2023: $477.8MQ3 2023: $454.7MQ4 2023: $558.4MQ1 2024: $500.2MQ2 2024: $574.3MQ3 2024: $623.2MQ4 2024: $580.7MQ1 2025: $638.2MQ2 2025: $652.7MQ3 2025: $665.8MQ4 2025: $741.1MQ1 2026: $741.0MQ2 2026: $875.2M
Institutions holding EFC and their total value by quarter
QuarterHoldersValue
Q2 2026248$875.2M
Q1 2026237$741.0M
Q4 2025251$741.1M
Q3 2025230$665.8M
Q2 2025206$652.7M
Q1 2025207$638.2M
Q4 2024198$580.7M
Q3 2024188$623.2M
Q2 2024160$574.3M
Q1 2024158$500.2M
Q4 2023166$558.4M
Q3 2023159$454.7M
Q2 2023151$477.8M
Q1 2023141$423.8M
Q4 2022146$402.1M
Q3 2022135$377.2M
Q2 2022136$489.3M
Q1 2022137$599.2M
Q4 2021135$584.9M
Q3 2021124$574.2M
Q2 2021117$524.8M
Q1 202199$431.5M

Institutions, Q3 2022

Shares, value and share of portfolio for each institution holding Ellington Financial Inc.; share changes are against Q2 2022.

Institutions holding EFC in Q3 2022
InstitutionSharesValue% of portfolioChange in sharesAction
Covestor Ltd20$00.00%−250−92.6%Reduced
Rockefeller Capital Management L.P.10$00.00%−100−90.9%Reduced
Farmers & Merchants Investments Inc39$00.00%+39New
Versant Capital Management, Inc59$1.00K0.00%−75−56.0%Reduced
CWM, LLC86$1.00K0.00%+52+152.9%Added
Parkside Financial Bank & Trust141$2.00K0.00%+141New
Simplex Trading, LLC241$2.00K0.00%+241New
Almanack Investment Partners, LLC.150$2.00K0.00%+150New
Crewe Advisors LLC181$2.00K0.00%+181New
Global Retirement Partners, LLC295$4.00K0.00%−1,010−77.4%Reduced
Macquarie Group Ltd0$4.00K0.00%−360−100.0%Reduced
Lindbrook Capital, LLC1,000$11.0K0.00%00.0%Unchanged
PSI Advisors, LLC950$11.0K0.01%+300+46.2%Added
Meeder Asset Management Inc1,443$16.0K0.00%+268+22.8%Added
Proequities, Inc.2,000$23.0K0.00%00.0%Unchanged
The PNC Financial Services Group, Inc.2,682$30.0K0.00%+2,180+434.3%Added
TD Private Client Wealth LLC2,782$31.6K0.00%+1,350+94.3%Added
FMR LLC2,827$32.0K0.00%−522−15.6%Reduced
Private Trust Co NA3,035$35.0K0.01%00.0%Unchanged
TD Waterhouse Canada Inc.2,750$37.0K0.00%00.0%Unchanged
Metropolitan Life Insurance Co3,390$38.5K0.00%00.0%Unchanged
Tower Research Capital LLC (TRC)3,690$42.0K0.00%+1,220+49.4%Added
Ameritas Investment Partners, Inc.4,162$47.0K0.00%00.0%Unchanged
KBC Group NV4,531$52.0K0.00%00.0%Unchanged
Fifth Third Bancorp5,076$58.0K0.00%00.0%Unchanged
IFP Advisors, Inc3,706$65.0K0.00%00.0%Unchanged
Group One Trading, L.P.5,844$66.0K0.00%−273−4.5%Reduced
Russell Investments Group, Ltd.6,658$75.0K0.00%00.0%Unchanged
Zurcher Kantonalbank (Zurich Cantonalbank)7,245$82.0K0.00%00.0%Unchanged
Allspring Global Investments Holdings, LLC7,762$88.0K0.00%−63,371−89.1%Reduced
Optimum Investment Advisors9,300$106.0K0.06%−1,425−13.3%Reduced
Spire Wealth Management9,300$106.0K0.01%00.0%Unchanged
Belpointe Asset Management LLC9,585$109.0K0.01%+635+7.1%Added
Cambridge Investment Research Advisors, Inc.10,063$114.0K0.00%+28+0.3%Added
HSBC Holdings PLC10,787$124.0K0.00%−4,076−27.4%Reduced
HighTower Advisors, LLC10,937$125.0K0.00%−129−1.2%Reduced
Commonwealth Equity Services, LLC11,055$125.0K0.00%+11,055New
Raymond James & Associates11,092$126.0K0.00%−9,779−46.9%Reduced
Bahl & Gaynor Inc12,500$142.0K0.00%00.0%Unchanged
Seelaus Asset Management LLC12,500$142.0K0.11%00.0%Unchanged
Victory Capital Management Inc12,576$143.0K0.00%−9−0.1%Reduced
STRS Ohio12,600$143.0K0.00%00.0%Unchanged
Gyon Technologies Capital Management, LP13,320$151.0K0.05%+13,320New
LPL Financial LLC13,572$154.0K0.00%+1,175+9.5%Added
CenterBook Partners LP13,539$154.0K0.03%+1,559+13.0%Added
Teachers Retirement System of the State of Kentucky13,629$155.0K0.00%+13,629New
Barclays PLC14,971$169.0K0.00%−2,686−15.2%Reduced
Everence Capital Management Inc15,050$171.0K0.02%00.0%Unchanged
New York State Teachers Retirement System15,100$172.0K0.00%00.0%Unchanged
Cresset Asset Management, LLC15,055$172.0K0.00%+55+0.4%Added
Winton Group Ltd15,470$176.0K0.01%−97,801−86.3%Reduced
Arizona State Retirement System15,502$176.0K0.00%+709+4.8%Added
Sigma Planning Corp16,198$184.0K0.01%+4,031+33.1%Added
PEAK6 Investments LLC17,450$198.0K0.01%−7,769−30.8%Reduced
Citadel Advisors LLC17,626$200.0K0.00%+17,626New
Chicago Partners Investment Group LLC14,986$201.0K0.01%−1,917−11.3%Reduced
Oregon Public Employees Retirement Fund18,644$212.0K0.00%00.0%Unchanged
TownSquare Capital, LLC21,657$246.0K0.01%+5,976+38.1%Added
Manufacturers Life Insurance Company, The21,838$248.3K0.00%−432−1.9%Reduced
Activest Wealth Management22,000$250.0K0.08%+22,000New
Squarepoint Ops LLC22,916$261.0K0.00%+22,916New
Maryland State Retirement & Pension System23,394$266.0K0.02%+427+1.9%Added
Deutsche Bank AG24,742$281.0K0.00%−6,966−22.0%Reduced
Susquehanna International Group, LLP24,779$282.0K0.00%+5,720+30.0%Added
Amalgamated Bank25,718$292.0K0.00%+195+0.8%Added
Citigroup Inc27,041$307.0K0.00%+1,768+7.0%Added
Stockman Wealth Management, Inc.27,100$308.0K0.08%00.0%Unchanged
Louisiana State Employees Retirement System27,200$309.0K0.01%−200−0.7%Reduced
MetLife Investment Management28,857$328.1K0.00%00.0%Unchanged
Truist Financial Corp29,107$331.0K0.00%−2,883−9.0%Reduced
BNP Paribas Arbitrage, SA29,777$338.6K0.00%+214+0.7%Added
Envestnet Asset Management Inc30,835$351.0K0.00%+1,725+5.9%Added
American International Group, Inc.31,149$354.0K0.00%+360+1.2%Added
Royal Bank of Canada32,777$373.0K0.00%−590−1.8%Reduced
Alps Advisors Inc33,393$380.0K0.00%−29,554−47.0%Reduced
RMB Capital Management, LLC38,622$439.0K0.02%−25,000−39.3%Reduced
Wells Fargo & Company38,644$440.0K0.00%+6,095+18.7%Added
State of Tennessee, Treasury Department38,796$441.0K0.00%+4,153+12.0%Added
Advisor Group Holdings, Inc.39,531$447.0K0.00%+10,812+37.6%Added
State of Alaska, Department of Revenue39,435$448.0K0.01%−3,445−8.0%Reduced
Strategic Wealth Advisors Group, LLC40,365$459.0K0.02%−3,350−7.7%Reduced
Texas Permanent School Fund40,805$464.0K0.01%−90.0%Reduced
Claybrook Capital, LLC41,325$470.0K0.30%00.0%Unchanged
Nisa Investment Advisors, LLC41,253$484.0K0.00%+4,961+13.7%Added
New York State Common Retirement Fund42,789$487.0K0.00%+6,996+19.5%Added
Ensign Peak Advisors, Inc44,200$503.0K0.00%00.0%Unchanged
Yousif Capital Management, LLC45,797$521.0K0.01%−682−1.5%Reduced
MAS Advisors LLC46,501$529.0K0.51%+3,213+7.4%Added
Comerica Bank43,532$537.0K0.00%−4,855−10.0%Reduced
U.S. Capital Wealth Advisors, LLC48,262$549.0K0.03%00.0%Unchanged
Credit Suisse AG48,446$552.0K0.00%+6,963+16.8%Added
Advisors Preferred, LLC49,029$563.0K0.72%+3,581+7.9%Added
Commonwealth of Pennsylvania Public School Empls Retrmt Sys51,898$590.0K0.01%+230+0.4%Added
UBS Asset Management Americas Inc54,414$618.7K0.00%−26,148−32.5%Reduced
EJF Capital LLC55,000$625.0K0.12%+5,000+10.0%Added
Thrivent Financial for Lutherans58,881$669.0K0.00%+3,196+5.7%Added
State of Wisconsin Investment Board60,340$686.0K0.00%+30,648+103.2%Added
SG Americas Securities, LLC64,509$733.0K0.01%−23,904−27.0%Reduced
California State Teachers Retirement System71,524$813.0K0.00%+564+0.8%Added
Great West Life Assurance Co76,129$866.0K0.00%+22,310+41.5%Added