Ellington Financial Inc.
EFC- Exchange
- NYSE
- Industry
- Real Estate
- SEC CIK
- 0001411342
No open-market purchases or sales by Ellington Financial Inc. insiders were filed in the last 90 days; 248 institutions reported holding it in 13F filings for Q2 2026, worth $875.2M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Ellington Financial Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 159
- +8 vs. Q2 2023
- Shares held
- 36.4M
- +1.82M (+5.3%) vs. Q2 2023
- Total value
- $454.7M
- −$23.1M (−4.8%) vs. Q2 2023
- New holders
- 18
- 66 more added
- Sold out
- 10
- 41 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting EFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 248 | $875.2M |
| Q1 2026 | 237 | $741.0M |
| Q4 2025 | 251 | $741.1M |
| Q3 2025 | 230 | $665.8M |
| Q2 2025 | 206 | $652.7M |
| Q1 2025 | 207 | $638.2M |
| Q4 2024 | 198 | $580.7M |
| Q3 2024 | 188 | $623.2M |
| Q2 2024 | 160 | $574.3M |
| Q1 2024 | 158 | $500.2M |
| Q4 2023 | 166 | $558.4M |
| Q3 2023 | 159 | $454.7M |
| Q2 2023 | 151 | $477.8M |
| Q1 2023 | 141 | $423.8M |
| Q4 2022 | 146 | $402.1M |
| Q3 2022 | 135 | $377.2M |
| Q2 2022 | 136 | $489.3M |
| Q1 2022 | 137 | $599.2M |
| Q4 2021 | 135 | $584.9M |
| Q3 2021 | 124 | $574.2M |
| Q2 2021 | 117 | $524.8M |
| Q1 2021 | 99 | $431.5M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Ellington Financial Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 11,370,240 | $141.8M | 0.00% | +160,582+1.4% | Added |
| Vanguard Group Inc | 4,263,422 | $53.2M | 0.00% | +53,357+1.3% | Added |
| State Street Corp | 2,445,950 | $30.9M | 0.00% | +28,303+1.2% | Added |
| Ranger Global Real Estate Advisors, LLC | 1,920,177 | $23.9M | 3.62% | −48,359−2.5% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 1,571,277 | $19.6M | 0.04% | +27,118+1.8% | Added |
| Invesco Ltd. | 1,388,380 | $17.3M | 0.00% | +338,434+32.2% | Added |
| Geode Capital Management, LLC | 1,377,111 | $17.2M | 0.00% | +99,791+7.8% | Added |
| EMG Holdings, L.P. | 927,141 | $11.6M | 8.95% | 00.0% | Unchanged |
| Balyasny Asset Management LLC | 819,201 | $10.2M | 0.03% | +819,201 | New |
| Northern Trust Corp | 671,677 | $8.38M | 0.00% | +6,624+1.0% | Added |
| Morgan Stanley | 653,666 | $8.15M | 0.00% | +44,816+7.4% | Added |
| Charles Schwab Investment Management Inc | 547,084 | $6.82M | 0.00% | +46,615+9.3% | Added |
| Bank of New York Mellon Corp | 535,652 | $6.68M | 0.00% | +5,700+1.1% | Added |
| Van Eck Associates Corp | 428,071 | $5.34M | 0.01% | +21,062+5.2% | Added |
| Mutual of America Capital Management LLC | 425,287 | $5.30M | 0.07% | +9,710+2.3% | Added |
| Cooperman Leon G | 425,000 | $5.30M | 0.28% | −100,000−19.0% | Reduced |
| Principal Financial Group Inc | 366,172 | $4.57M | 0.00% | +3,538+1.0% | Added |
| HBK Investments L P | 303,316 | $3.78M | 0.08% | +257,850+567.1% | Added |
| Uniplan Investment Counsel, Inc. | 242,930 | $3.35M | 0.26% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 264,317 | $3.30M | 0.00% | +17,230+7.0% | Added |
| AlphaCentric Advisors LLC | 239,271 | $2.98M | 1.69% | 00.0% | Unchanged |
| Rhumbline Advisers | 222,754 | $2.78M | 0.00% | +5,560+2.6% | Added |
| Bank of America Corp | 217,091 | $2.71M | 0.00% | +9,266+4.5% | Added |
| AXS Investments LLC | 211,750 | $2.64M | 0.68% | +211,750 | New |
| State of New Jersey Common Pension Fund D | 191,055 | $2.38M | 0.01% | 00.0% | Unchanged |
| Legal & General Group Plc | 187,286 | $2.34M | 0.00% | +19,562+11.7% | Added |
| JPMorgan Chase & Co | 177,961 | $2.22M | 0.00% | −138,157−43.7% | Reduced |
| ExodusPoint Capital Management, LP | 169,438 | $2.11M | 0.03% | +54,027+46.8% | Added |
| Prudential Financial Inc | 154,830 | $1.93M | 0.00% | −429−0.3% | Reduced |
| Goldman Sachs Group Inc | 152,550 | $1.90M | 0.00% | −37,208−19.6% | Reduced |
| Greenland Capital Management LP | 152,000 | $1.90M | 0.23% | −1,000−0.7% | Reduced |
| Nuveen Asset Management, LLC | 142,695 | $1.78M | 0.00% | −1,933−1.3% | Reduced |
| Swiss National Bank | 140,200 | $1.75M | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 127,116 | $1.59M | 0.00% | +2,468+2.0% | Added |
| American Financial Group Inc | 100,000 | $1.25M | 0.43% | 00.0% | Unchanged |
| Great West Life Assurance Co | 91,883 | $1.15M | 0.00% | +4,579+5.2% | Added |
| Voya Investment Management LLC | 89,917 | $1.12M | 0.00% | +7,902+9.6% | Added |
| Jacobs Asset Management, LLC | 87,500 | $1.09M | 0.85% | 00.0% | Unchanged |
| UBS Asset Management Americas Inc | 84,812 | $1.06M | 0.00% | −61−0.1% | Reduced |
| Public Sector Pension Investment Board | 84,068 | $1.05M | 0.01% | −29,185−25.8% | Reduced |
| Ensign Peak Advisors, Inc | 74,800 | $932.8K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 70,863 | $883.7K | 0.02% | +70,863 | New |
| California State Teachers Retirement System | 70,838 | $883.4K | 0.00% | −7,575−9.7% | Reduced |
| RMB Capital Management, LLC | 68,410 | $853.1K | 0.03% | 00.0% | Unchanged |
| Sigma Planning Corp | 65,483 | $816.6K | 0.03% | +43,708+200.7% | Added |
| Thrivent Financial for Lutherans | 62,222 | $776.0K | 0.00% | +1,185+1.9% | Added |
| Susquehanna International Group, LLP | 58,691 | $731.9K | 0.00% | −7,644−11.5% | Reduced |
| Advisor Group Holdings, Inc. | 58,349 | $727.6K | 0.00% | +1,875+3.3% | Added |
| Texas Permanent School Fund | 57,372 | $715.4K | 0.01% | +1,652+3.0% | Added |
| Credit Suisse AG | 56,389 | $703.2K | 0.00% | −2,976−5.0% | Reduced |
| Alliancebernstein L.P. | 55,900 | $697.1K | 0.00% | −114,701−67.2% | Reduced |
| Wells Fargo & Company | 54,982 | $685.6K | 0.00% | −11,735−17.6% | Reduced |
| Jump Financial, LLC | 52,121 | $649.9K | 0.02% | +27,421+111.0% | Added |
| TownSquare Capital, LLC | 48,251 | $601.7K | 0.01% | +4,393+10.0% | Added |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 45,473 | $567.0K | 0.00% | −26,649−36.9% | Reduced |
| Envestnet Asset Management Inc | 44,174 | $550.8K | 0.00% | −26,070−37.1% | Reduced |
| Nisa Investment Advisors, LLC | 43,174 | $538.4K | 0.00% | +996+2.4% | Added |
| State of Alaska, Department of Revenue | 42,348 | $528.0K | 0.01% | +367+0.9% | Added |
| Chicago Partners Investment Group LLC | 42,274 | $510.7K | 0.03% | +13,279+45.8% | Added |
| Illinois Municipal Retirement Fund | 37,292 | $465.0K | 0.01% | +37,292 | New |
| Penserra Capital Management LLC | 36,874 | $459.0K | 0.01% | +4,664+14.5% | Added |
| State of Tennessee, Treasury Department | 36,673 | $457.3K | 0.00% | −550−1.5% | Reduced |
| American International Group, Inc. | 35,981 | $448.7K | 0.00% | +980+2.8% | Added |
| Public Employees Retirement Association of Colorado | 35,833 | $447.0K | 0.00% | −11,774−24.7% | Reduced |
| Louisiana State Employees Retirement System | 34,600 | $431.5K | 0.01% | +1,100+3.3% | Added |
| Claybrook Capital, LLC | 33,695 | $420.2K | 0.24% | 00.0% | Unchanged |
| MetLife Investment Management | 33,414 | $416.7K | 0.00% | 00.0% | Unchanged |
| Yousif Capital Management, LLC | 33,158 | $413.5K | 0.01% | −830−2.4% | Reduced |
| Deutsche Bank AG | 33,149 | $413.4K | 0.00% | +3,968+13.6% | Added |
| Royal Bank of Canada | 32,261 | $402.0K | 0.00% | −357−1.1% | Reduced |
| Barclays PLC | 31,472 | $392.5K | 0.00% | −1,107−3.4% | Reduced |
| Comerica Bank | 31,439 | $392.0K | 0.00% | +31,439 | New |
| D. E. Shaw & Co., Inc. | 27,240 | $339.7K | 0.00% | +27,240 | New |
| Samson Rock Capital LLP | 27,184 | $339.0K | 0.11% | +27,184 | New |
| Amalgamated Bank | 27,093 | $338.0K | 0.00% | +1,629+6.4% | Added |
| Citigroup Inc | 26,780 | $333.9K | 0.00% | −25,998−49.3% | Reduced |
| New York State Common Retirement Fund | 26,404 | $329.3K | 0.00% | −508−1.9% | Reduced |
| MAS Advisors LLC | 26,141 | $326.0K | 0.47% | 00.0% | Unchanged |
| Maryland State Retirement & Pension System | 24,858 | $310.0K | 0.01% | 00.0% | Unchanged |
| Manufacturers Life Insurance Company, The | 24,026 | $299.6K | 0.00% | 00.0% | Unchanged |
| Truist Financial Corp | 23,194 | $289.2K | 0.00% | −11,686−33.5% | Reduced |
| Janus Henderson Group PLC | 22,790 | $284.3K | 0.00% | +20.0% | Added |
| Commonwealth Equity Services, LLC | 22,775 | $284.0K | 0.00% | +1,398+6.5% | Added |
| Landscape Capital Management, L.L.C. | 22,747 | $283.7K | 0.04% | +22,747 | New |
| Stockman Wealth Management, Inc. | 22,500 | $280.6K | 0.06% | 00.0% | Unchanged |
| Millennium Management LLC | 21,827 | $272.2K | 0.00% | −91,355−80.7% | Reduced |
| BNP Paribas Arbitrage, SA | 21,458 | $267.6K | 0.00% | +3,857+21.9% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 21,196 | $264.3K | 0.00% | +8,071+61.5% | Added |
| New York State Teachers Retirement System | 21,000 | $262.0K | 0.00% | +4,200+25.0% | Added |
| Cambridge Investment Research Advisors, Inc. | 20,690 | $258.0K | 0.00% | +2,137+11.5% | Added |
| Oregon Public Employees Retirement Fund | 20,264 | $252.7K | 0.00% | +400+2.0% | Added |
| Strategic Financial Concepts, LLC | 18,800 | $234.4K | 0.08% | +1,300+7.4% | Added |
| State Board of Administration of Florida Retirement System | 18,650 | $232.6K | 0.00% | +100+0.5% | Added |
| Teachers Retirement System of the State of Kentucky | 18,462 | $230.0K | 0.00% | 00.0% | Unchanged |
| Arizona State Retirement System | 18,166 | $226.5K | 0.00% | +72+0.4% | Added |
| Moors & Cabot, Inc. | 18,000 | $224.5K | 0.02% | +18,000 | New |
| Mariner, LLC | 17,274 | $215.0K | 0.00% | −359−2.0% | Reduced |
| IFP Advisors, Inc | 15,853 | $197.7K | 0.01% | −1,567−9.0% | Reduced |
| Cresset Asset Management, LLC | 15,458 | $192.8K | 0.00% | −28−0.2% | Reduced |
| Everence Capital Management Inc | 15,050 | $188.0K | 0.01% | 00.0% | Unchanged |