Nuveen Dow 30sm Dynamic Overwrite Fund
DIAXDelisted Mar 30, 2026- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund was delisted on Mar 30, 2026; its insiders filed their last Form 4 on Nov 30, 2021; 122 institutions reported holding it in 13F filings for Q4 2025, worth $189.9M in total; no superinvestor held it.
Q3 2023 vs. Q2 2023
How the institutions holding Nuveen Dow 30sm Dynamic Overwrite Fund changed between Q2 2023 and Q3 2023.
All holders in Q3 2023All holders in Q2 2023
| Measure | Q2 2023 | Of which not filed for Q3 2023 | Q3 2023 | Change |
|---|---|---|---|---|
| Holders | 82 | 2 | 81 | +1 |
| Shares | 9.25M | 40.9K | 10.0M | +822.4K (+8.9%) |
| Value | $130.7M | $577.1K | $137.6M | +$7.46M (+5.7%) |
2 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so the changes leave them out.
New holders (7)
Institutions that held Nuveen Dow 30sm Dynamic Overwrite Fund at the end of Q3 2023 but not at the end of Q2 2023.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Ionic Capital Management LLC | 159,048 | $2.18M | 0.85% |
| NBC Securities, Inc. | 25,472 | $348.0K | 0.04% |
| Susquehanna International Group, LLP | 10,581 | $145.0K | 0.00% |
| NWF Advisory Services Inc. | 10,396 | $142.4K | 0.03% |
| Comerica Bank | 10,382 | $142.2K | 0.00% |
| Legacy Financial Group LLC | 1,296 | $17.8K | 0.00% |
| Barrett & Company, Inc. | 81 | $1.11K | 0.00% |
Sold out (6)
Institutions that held Nuveen Dow 30sm Dynamic Overwrite Fund at the end of Q2 2023 and filed for Q3 2023 without it.
| Institution | Shares, Q2 2023 | Value, Q2 2023 |
|---|---|---|
| Keybank National Association | 20,000 | $282.2K |
| AlphaStar Capital Management, LLC | 18,997 | $268.0K |
| Baldwin Brothers Inc | 2,592 | $36.6K |
| O'Dell Group, LLC | 313 | $4.42K |
| FMR LLC | 1 | $14 |
| CWM, LLC | 15 | $0 |
Not filed for Q3 2023 yet (2)
Institutions that held Nuveen Dow 30sm Dynamic Overwrite Fund at the end of Q2 2023 and haven't filed a 13F for Q3 2023. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q2 2023 | Value, Q2 2023 |
|---|---|---|
| BFT Financial Group, LLC | 23,000 | $324.5K |
| BDO Wealth Advisors, LLC | 17,901 | $252.6K |