Flaherty & Crumrine Dynamic Preferred & Income Fund Inc
DFP- Exchange
- NYSE
- SEC CIK
- 0001559991
No open-market purchases or sales by Flaherty & Crumrine Dynamic Preferred & Income Fund Inc insiders were filed in the last 90 days; 84 institutions reported holding it in 13F filings for Q2 2026, worth $114.5M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Flaherty & Crumrine Dynamic Preferred & Income Fund Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 64
- +2 vs. Q2 2023
- Shares held
- 3.47M
- +242.6K (+7.5%) vs. Q2 2023
- Total value
- $58.3M
- +$1.96M (+3.5%) vs. Q2 2023
- New holders
- 10
- 22 more added
- Sold out
- 8
- 15 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DFP on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 84 | $114.5M |
| Q1 2026 | 80 | $108.3M |
| Q4 2025 | 84 | $113.0M |
| Q3 2025 | 82 | $117.6M |
| Q2 2025 | 76 | $104.0M |
| Q1 2025 | 73 | $99.2M |
| Q4 2024 | 75 | $95.6M |
| Q3 2024 | 67 | $102.4M |
| Q2 2024 | 70 | $84.7M |
| Q1 2024 | 67 | $86.4M |
| Q4 2023 | 70 | $78.1M |
| Q3 2023 | 64 | $58.3M |
| Q2 2023 | 62 | $56.3M |
| Q1 2023 | 63 | $50.8M |
| Q4 2022 | 68 | $53.1M |
| Q3 2022 | 56 | $46.0M |
| Q2 2022 | 62 | $52.3M |
| Q1 2022 | 63 | $69.6M |
| Q4 2021 | 65 | $74.5M |
| Q3 2021 | 74 | $77.3M |
| Q2 2021 | 72 | $77.9M |
| Q1 2021 | 69 | $82.6M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine Dynamic Preferred & Income Fund Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $17 | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 100 | $1.68K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 236 | $3.96K | 0.00% | 00.0% | Unchanged |
| Webster Bank, N. A. | 377 | $6.32K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 855 | $14.3K | 0.00% | 00.0% | Unchanged |
| Elequin Capital LP | 1,026 | $17.2K | 0.00% | +1,026 | New |
| MCF Advisors LLC | 1,047 | $17.6K | 0.00% | +12+1.2% | Added |
| Osterweis Capital Management Inc | – | $17.6K | 0.00% | – | – |
| Investors Research Corp | 1,200 | $20.1K | 0.01% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 1,800 | $30.2K | 0.00% | −1,306−42.0% | Reduced |
| CWM, LLC | 1,850 | $31.0K | 0.00% | −730−28.3% | Reduced |
| Tradition Wealth Management, LLC | 1,902 | $32.0K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 2,100 | $35.2K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $40.2K | 0.00% | – | – |
| Comerica Bank | 2,500 | $41.9K | 0.00% | +2,500 | New |
| Pathway Financial Advisers, LLC | 3,861 | $64.8K | 0.03% | +3,861 | New |
| Northwestern Mutual Wealth Management Co | 6,705 | $112.5K | 0.00% | +673+11.2% | Added |
| Bank of America Corp | 7,513 | $126.0K | 0.00% | −195−2.5% | Reduced |
| Lakeview Capital Partners, LLC | 10,441 | $175.1K | 0.03% | −749−6.7% | Reduced |
| Aviance Capital Partners, LLC | 11,225 | $188.2K | 0.04% | 00.0% | Unchanged |
| UBS Group AG | 12,083 | $202.6K | 0.00% | +426+3.7% | Added |
| Robinson Capital Management, LLC | 12,500 | $203.2K | 0.09% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 12,234 | $204.0K | 0.00% | +1,035+9.2% | Added |
| Kestra Advisory Services, LLC | 14,096 | $236.4K | 0.00% | −1,358−8.8% | Reduced |
| Walled Lake Planning & Wealth Management, LLC | 14,375 | $241.1K | 0.12% | 00.0% | Unchanged |
| Capital Analysts, LLC | 14,599 | $245.0K | 0.01% | +14,599 | New |
| Logan Stone Capital, LLC | 14,700 | $246.5K | 0.07% | +14,700 | New |
| Integrated Wealth Concepts LLC | 15,000 | $251.6K | 0.00% | 00.0% | Unchanged |
| Atria Wealth Solutions, Inc. | 16,161 | $271.0K | 0.00% | −443−2.7% | Reduced |
| Cerity Partners LLC | 17,300 | $290.1K | 0.00% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 17,610 | $295.3K | 0.00% | −1,788−9.2% | Reduced |
| All Season Financial Advisors, Inc. | 18,258 | $306.2K | 0.31% | +828+4.8% | Added |
| Shaker Financial Services, LLC | 18,337 | $307.5K | 0.14% | +18,337 | New |
| Royal Bank of Canada | 19,793 | $332.0K | 0.00% | +7,031+55.1% | Added |
| Palogic Value Management, L.P. | 20,500 | $343.8K | 0.17% | −600−2.8% | Reduced |
| Merit Financial Group, LLC | 21,793 | $365.5K | 0.01% | +109+0.5% | Added |
| Wedbush Securities Inc | 21,933 | $368.0K | 0.02% | −394−1.8% | Reduced |
| Samalin Investment Counsel, LLC | 23,167 | $388.5K | 0.22% | +8,585+58.9% | Added |
| Wells Fargo & Company | 25,798 | $432.6K | 0.00% | +3,236+14.3% | Added |
| Mathes Company, Inc. | 27,900 | $468.0K | 0.22% | −9,450−25.3% | Reduced |
| The PNC Financial Services Group, Inc. | 27,945 | $468.6K | 0.00% | +17,945+179.5% | Added |
| Beacon Pointe Advisors, LLC | 28,982 | $486.0K | 0.01% | +28,982 | New |
| Centaurus Financial, Inc. | 29,139 | $489.0K | 0.04% | −6,673−18.6% | Reduced |
| Cary Street Partner Investment Advisory LLC | 30,196 | $506.4K | 0.03% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 33,623 | $563.9K | 0.00% | +8,209+32.3% | Added |
| GWM Advisors LLC | 33,698 | $565.1K | 0.01% | +17,698+110.6% | Added |
| Millennium Management LLC | 37,332 | $626.1K | 0.00% | +8,047+27.5% | Added |
| Boothbay Fund Management, LLC | 39,035 | $654.6K | 0.02% | +39,035 | New |
| Private Advisor Group, LLC | 43,365 | $727.2K | 0.01% | −81,426−65.2% | Reduced |
| Wolverine Asset Management LLC | 53,680 | $900.2K | 0.02% | +43,274+415.9% | Added |
| Revisor Wealth Management LLC | 55,796 | $935.7K | 0.80% | +55,796 | New |
| Commonwealth Equity Services, LLC | 56,720 | $951.0K | 0.00% | −110.0% | Reduced |
| Guggenheim Capital LLC | 68,348 | $1.15M | 0.01% | +3,324+5.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 77,258 | $1.30M | 0.01% | +5,120+7.1% | Added |
| Rpo LLC | 86,745 | $1.45M | 2.48% | +86,745 | New |
| Morgan Stanley | 103,993 | $1.74M | 0.00% | +9,280+9.8% | Added |
| Advisor Group Holdings, Inc. | 109,201 | $1.83M | 0.00% | +44,105+67.8% | Added |
| Raymond James Financial Services Advisors, Inc. | 139,475 | $2.34M | 0.00% | −4,250−3.0% | Reduced |
| Ameriprise Financial Inc | 206,733 | $3.47M | 0.00% | +84,730+69.4% | Added |
| LPL Financial LLC | 237,196 | $3.98M | 0.00% | −6,152−2.5% | Reduced |
| Invesco Ltd. | 264,211 | $4.43M | 0.00% | +8,112+3.2% | Added |
| Cohen & Steers, Inc. | 278,500 | $4.67M | 0.01% | +23,000+9.0% | Added |
| Mangrove Partners | 406,000 | $6.81M | 0.70% | 00.0% | Unchanged |
| Raymond James & Associates | 611,245 | $10.3M | 0.01% | +78,677+14.8% | Added |
| Heron Bay Capital Management | 0 | $0 | 0.00% | −130,960−100.0% | Sold out |
| 1776 Wealth LLC | 0 | $0 | 0.00% | −80,950−100.0% | Sold out |
| Oxbow Advisors, LLC | 0 | $0 | 0.00% | −36,587−100.0% | Sold out |
| Woodline Partners LP | 0 | $0 | 0.00% | −18,327−100.0% | Sold out |
| Adell Harriman & Carpenter Inc | 0 | $0 | 0.00% | −10,700−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −1,880−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −1,365−100.0% | Sold out |
| Natixis | 0 | $0 | 0.00% | −101−100.0% | Sold out |