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Capital One Financial Corp

COF
Exchange
NYSE
Industry
National Commercial Banks
SEC CIK
0000927628

In the last 90 days, Capital One Financial Corp insiders filed 0 open-market purchases and 14 sales; 2,129 institutions reported holding it in 13F filings for Q2 2026, worth $107.7B in total; 9 superinvestors hold it, including Harris Associates (Oakmark) and Berkshire Hathaway.

Other share classesCOF.PICOF.PJCOF.PKCOF.PLCOF.PN

Open-market trades, last 90 days

Open-market purchases (P) and sales (S) by Capital One Financial Corp insiders, counted by Form 4 filing. Trades with a flagged price and duplicate filings are left out.

Open-market buys
0 filings
Open-market sells
14 filings
7 insiders, $8.67M in total
Insiders trading
7
Net value
−$8.67M
Purchases minus sales

Insider roster

Directors, officers and 10% owners who have filed a Form 4 for Capital One Financial Corp, current and former, most recent filer first. Last reported holding is the position after the last non-derivative trade in their latest filing.

Insider roster for Capital One Financial Corp
NameTitleLast reported holdingLast filingFilings, past year
Karam CeliaPres, Retail Bank57,696Sep 16, 202611
Dean LiaPres, Banking & Prem. Products61,195Sep 16, 20269
Cooper Matthew WGeneral Counsel & Corp Secy83,194Sep 2, 202612
Mouadeb Mark DanielPresident, Card49,132Aug 17, 20268
Zamsky MichaelChief Credit & Fin'l Risk Off.27,992Aug 11, 20264
Raghu RaviPres, Software, Intl & Sm Bus26,278Aug 10, 20266
Hanson Jason P.Pres.- Global Payment Network41,351Aug 4, 20265
Golden Timothy PSVP, Chief Accounting Officer7,429Jul 30, 20263
Haggerty KaitlinChief Human Resources Officer49,181May 14, 20264
Shattuck Mayo A IIIDirector67,911May 12, 20261
Raskind Peter EDirector34,396May 12, 20261
Locoh-Donou FrancoisDirector14,802May 12, 20261
Leenaars Cornelis PAJDirector15,192May 12, 20261
Detrick Christine RoseDirector8,923May 12, 20261
Killalea Peter ThomasDirector21,378May 12, 20261
Wong Jennifer L.Director15,226May 12, 20261
Shepherd MichaelDirector27,987May 12, 20261
Serra EileenDirector12,844May 12, 20261
Archibong ImeDirector9,977May 12, 20261
williams craig a.Director10,218May 12, 20261
Harford Suni PDirector4,314May 12, 20261
LaPrade,III Frank G.Chief Enterprise Srvcs Officer69,283Apr 9, 20265
Fairbank Richard DChairman and CEO4,068,510Mar 11, 20265
Alexander Robert M.Chief Information Officer77,292Mar 11, 20263
Sanjiv YajnikPresident, Financial Services149,383Mar 11, 20263
Young Andrew MChief Financial Officer59,186Mar 11, 20263
Blinde NealPresident, Commercial Banking38,269Mar 11, 20266
West KaraChief Enterprise Risk Officer46,665Mar 11, 20263
Maheras Thomas GDirector66,431May 20, 20250
Hackett Ann FDirector56,244May 14, 20250
Borgmann Kevin S.Senior Advisor to the CEO40,934Aug 8, 20240
Hall SheldonSenior Advisor to CEO98,614Mar 13, 20240
Warner Bradford HDirector47,554May 8, 20230
West CatherineDirector22,124May 9, 20220
Wassmer Michael JPresident, Card89,785Apr 7, 20220
Slocum MichaelPresident, Commercial Banking60,314Feb 17, 20220
Finneran John G JrOther: Former Corp Secy53,016Feb 7, 20220
Berson Jory AOther: Former Chief HR Officer60,120Feb 7, 20220

Insider trades

Each row adds up one type of transaction in one Form 4 filing. Only open-market purchases (P) and sales (S) are shown by default; use the filters to see grants, option exercises and other codes.

Insider trades
Filed (ET)Trade dateFiling delayInsiderTransactionSharesAvg priceValueHolding changeFlags
Jul 29, 2021 (view filing)Jul 272 daysSlocum MichaelPresident, Commercial BankingSSale−53.8K$161.80−$8.71M−48.7%56.7K after2 lots
Jul 29, 2021 (view filing)Jul 272 daysFairbank Richard DChairman, CEO and PresidentSSale−219.0K$161.81−$35.4M−5.5%3.76M after5 lots
Aug 30, 2021 (view filing)Aug 264 daysAlexander Robert M.Chief Information OfficerSSale−12.3K$174.23−$2.14M−19.2%51.6K after
Sep 1, 2021 (view filing)Aug 302 daysSanjiv YajnikPresident, Financial ServicesSSale−5.35K$171.14−$915.3K−8.6%56.9K after4 lots
Sep 7, 2021 (view filing)Sep 25 daysLaPrade,III Frank G.Chief Enterprise Srvcs OfficerSSale−11.7K$161.24−$1.88M−20.7%44.6K after3 lots
Sep 27, 2021 (view filing)Sep 234 daysFinneran John G JrSenior Advisor and Corp SecySSale−20.0K$165.37−$3.31M−29.8%47.0K after2 lots
Sep 29, 2021 (view filing)Sep 272 daysSanjiv YajnikPresident, Financial ServicesSSale−451$170.00−$76.7K−0.8%56.4K after
Nov 3, 2021 (view filing)Nov 12 daysRaskind Peter EDirectorSSale−2.72K$152.33−$413.7K−9.4%26.1K after
Jan 31, 2022 (view filing)Jan 274 daysFairbank Richard DChairman and CEOSSale−57$146.82−$8.37K0.0%3.76M after
Jan 31, 2022 (view filing)Jan 274 daysCooper Matthew WGeneral CounselSSale−6.77K$146.82−$993.5K−24.9%20.4K after
Feb 2, 2022 (view filing)Jan 312 daysHackett Ann FDirectorSSale−1$142.62−$142.620.0%5.00K after
Feb 3, 2022 (view filing)Feb 12 daysRaskind Peter EDirectorSSale−7.71K$147.00−$1.13M−22.8%26.1K after
Mar 2, 2022 (view filing)Feb 282 daysGolden Timothy PControllerSSale−3.81K$148.98−$567.9K−24.8%11.5K after
Mar 11, 2022 (view filing)Mar 16-Jul 21, 2021360 daysLatewilliams craig a.DirectorSSale−17$135.23−$2.30K−0.9%1.86K after3 lots
Mar 11, 2022 (view filing)Jun 10-14, 2021274 daysLatewilliams craig a.DirectorPPurchase+28$158.83+$4.45K+1.5%1.86K after3 lots
May 17, 2022 (view filing)May 134 daysHaggerty KaitlinChief Human Resources OfficerSSale−1.25K$115.67−$145.1K−25.0%3.75K after
May 17, 2022 (view filing)May 134 daysBlinde NealPresident, Commercial BankingSSale−24$117.38−$2.82K0.0%142.6K after
May 31, 2022 (view filing)May 265 daysHall SheldonChief Risk OfficerSSale−14.5K$125.00−$1.81M−17.5%68.3K after
May 31, 2022 (view filing)May 265 daysHall SheldonChief Risk OfficerSSale−4.09K$125.00−$511.8K−97.8%94 after
Jul 27, 2022 (view filing)Jul 25-262 daysFairbank Richard DChairman and CEOSSale−25.1K$109.10−$2.74M−0.7%3.76M after5 lots
Jul 29, 2022 (view filing)Jul 27-282 daysFairbank Richard DChairman and CEOSSale−25.1K$108.02−$2.71M−0.7%3.76M after4 lots
Aug 2, 2022 (view filing)Jul 294 daysWest KaraChief Audit OfficerSSale−2.78K$109.67−$304.7K−25.0%8.34K after
Aug 2, 2022 (view filing)Jul 29-Aug 14 daysFairbank Richard DChairman and CEOSSale−25.1K$107.88−$2.71M−0.7%3.76M after5 lots
Aug 4, 2022 (view filing)Aug 2-32 daysFairbank Richard DChairman and CEOSSale−25.1K$108.26−$2.71M−0.7%3.76M after4 lots
Aug 8, 2022 (view filing)Aug 4-54 daysFairbank Richard DChairman and CEOSSale−25.1K$106.53−$2.67M−0.7%3.76M after4 lots
Aug 10, 2022 (view filing)Aug 8-92 daysFairbank Richard DChairman and CEOSSale−25.1K$107.63−$2.70M−0.7%3.76M after4 lots
Aug 12, 2022 (view filing)Aug 10-122 daysFairbank Richard DChairman and CEOSSale−37.6K$114.06−$4.29M−1.0%3.76M after8 lots
Aug 31, 2022 (view filing)Aug 292 daysGolden Timothy PControllerSSale−322$108.85−$35.0K−2.7%11.4K after
Sep 19, 2022 (view filing)Sep 154 daysMouadeb Mark DanielPresident, U.S. CardSSale−600$100.94−$60.6K−4.7%12.2K after
Nov 1, 2022 (view filing)Oct 284 daysMouadeb Mark DanielPresident, U.S. CardSSale−940$105.00−$98.7K−7.7%11.3K after
Nov 2, 2022 (view filing)Oct 31-Nov 12 daysFairbank Richard DChairman and CEOSSale−25.1K$106.71−$2.68M−0.7%3.76M after4 lots
Nov 4, 2022 (view filing)Nov 2-32 daysFairbank Richard DChairman and CEOSSale−25.1K$103.11−$2.59M−0.7%3.76M after3 lots
Nov 8, 2022 (view filing)Nov 4-74 daysFairbank Richard DChairman and CEOSSale−25.1K$102.04−$2.56M−0.7%3.76M after3 lots
Nov 10, 2022 (view filing)Nov 8-92 daysFairbank Richard DChairman and CEOSSale−25.1K$104.02−$2.61M−0.7%3.76M after4 lots
Nov 15, 2022 (view filing)Nov 10-145 daysFairbank Richard DChairman and CEOSSale−37.6K$112.92−$4.25M−1.0%3.76M after6 lots
Nov 15, 2022 (view filing)Nov 114 daysAlexander Robert M.Chief Information OfficerSSale−7.86K$115.00−$903.6K−11.4%61.4K after
Nov 16, 2022 (view filing)Nov 142 daysWest KaraChief Audit OfficerSSale−606$114.63−$69.5K−7.2%7.79K after
Jan 30, 2023 (view filing)May 23, 2022252 daysLateBlinde NealPresident, Commercial BankingPPurchase+31$119.07+$3.69K0.0%142.7K after
Jan 30, 2023 (view filing)May 25, 2022250 daysLateBlinde NealPresident, Commercial BankingSSale−31$118.94−$3.69K0.0%142.6K after
Feb 16, 2023 (view filing)Feb 142 daysBlinde NealPresident, Commercial BankingSSale−8.00K$115.16−$921.3K−6.2%121.5K after
Jun 6, 2023 (view filing)Jun 24 daysMouadeb Mark DanielPresident, U.S. CardSSale−469$110.00−$51.6K−2.8%16.4K after10b5-1
Jul 20, 2023 (view filing)Jul 182 daysMouadeb Mark DanielPresident, U.S. CardSSale−903$115.00−$103.8K−5.5%15.5K after10b5-1
Jul 26, 2023 (view filing)Jul 24-252 daysFairbank Richard DChairman and CEOSSale−7.78K$116.44−$906.1K−0.2%3.85M after2 lots10b5-1
Jul 27, 2023 (view filing)Jul 252 daysBorgmann Kevin S.Senior Advisor to the CEOSSale−9.79K$116.99−$1.15M−12.9%66.0K after2 lots10b5-1
Jul 28, 2023 (view filing)Jul 262 daysWest KaraChief Audit OfficerSSale−2.36K$115.06−$271.8K−18.4%10.4K after
Jul 28, 2023 (view filing)Jul 26-272 daysFairbank Richard DChairman and CEOSSale−7.78K$115.09−$895.6K−0.2%3.85M after2 lots10b5-1
Aug 1, 2023 (view filing)Jul 28-314 daysFairbank Richard DChairman and CEOSSale−7.78K$115.68−$900.2K−0.2%3.85M after2 lots10b5-1
Aug 3, 2023 (view filing)Aug 1-32 daysFairbank Richard DChairman and CEOSSale−11.7K$114.58−$1.34M−0.3%3.85M after3 lots10b5-1
Aug 4, 2023 (view filing)Aug 22 daysAlexander Robert M.Chief Information OfficerSSale−3.78K$114.74−$434.2K−4.8%75.0K after10b5-1
Aug 8, 2023 (view filing)Aug 4-84 daysFairbank Richard DChairman and CEOSSale−11.7K$113.00−$1.32M−0.3%3.85M after3 lots10b5-1