williams craig a.'s Form 4 filing
Capital One Financial Corp (COF) · filed Mar 11, 2022
- Accession no.
- 0000927628-22-000112
- Filed
- Mar 11, 2022
- Trade date
- Mar 16-Jul 21, 2021
- Filing delay
- 360 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market purchases total $4.45K. Open-market sales total $2.30K. It was filed 360 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| williams craig a.CIK 0001848752 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 16, 2021 | Common Stock | SSaleDisposed | −11 | $129.11 | −$1,420.21 | 1,838 | Direct | |
| Mar 17, 2021 | Common Stock | SSaleDisposed | −3 | $128.63 | −$385.89 | 1,835 | Direct | |
| Jun 10, 2021 | Common Stock | PPurchaseAcquired | +4 | $159.25 | +$637 | 1,839 | Direct | |
| Jun 11, 2021 | Common Stock | PPurchaseAcquired | +5 | $160.02 | +$800.1 | 1,844 | Direct | |
| Jun 14, 2021 | Common Stock | PPurchaseAcquired | +19 | $158.43 | +$3,010.17 | 1,863 | Direct | |
| Jul 21, 2021 | Common Stock | SSaleDisposed | −3 | $164.25 | −$492.75 | 1,860 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.