Sanjiv Yajnik's Form 4 filing
Capital One Financial Corp (COF) · filed Sep 1, 2021
- Accession no.
- 0000927628-21-000270
- Filed
- Sep 1, 2021
- Trade date
- Aug 30, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market sales total $915.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sanjiv YajnikCIK 0001466919 | Officer (President, Financial Services) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 30, 2021 | Common Stock | SSaleDisposed | −1,830 | $169.60F2 | −$310,368 | 60,384 | Direct | |
| Aug 30, 2021 | Common Stock | SSaleDisposed | −790 | $170.56F4 | −$134,742.4 | 59,594 | Direct | |
| Aug 30, 2021 | Common Stock | SSaleDisposed | −1,070 | $171.82F5 | −$183,847.4 | 58,524 | Direct | |
| Aug 30, 2021 | Common Stock | SSaleDisposed | −1,658 | $172.68F6 | −$286,303.44 | 56,866 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $169.13 to $170.12. Information regarding the number of shares sold at each price will be provided upon request.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.17 to $170.81. Information regarding the number of shares sold at each price will be provided upon request.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.29 to $172.25. Information regarding the number of shares sold at each price will be provided upon request.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $172.39 to $173.00. Information regarding the number of shares sold at each price will be provided upon request.
Referenced by the price of 1 transaction in Table I.