Blinde Neal's Form 4 filing
Capital One Financial Corp (COF) · filed Jan 30, 2023
- Accession no.
- 0000927628-23-000022
- Filed
- Jan 30, 2023
- Trade date
- May 23-25, 2022
- Filing delay
- 252 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $3.69K. Open-market sales total $3.69K. It was filed 252 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Blinde NealCIK 0001906015 | Officer (President, Commercial Banking) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $119.02 to $119.19. Information regarding the number of shares purchased at each price will be provided upon request.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.05 to $119.36. Information regarding the number of shares sold at each price will be provided upon request.
Referenced by the price of 1 transaction in Table I.