Alexander Robert M.'s Form 4 filing
Capital One Financial Corp (COF) · filed Aug 30, 2021
- Accession no.
- 0000927628-21-000268
- Filed
- Aug 30, 2021
- Trade date
- Aug 26, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market sales total $2.14M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Alexander Robert M.CIK 0001425374 | Officer (Chief Information Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 26, 2021 | Common Stock | SSaleDisposed | −12,267 | $174.23F2 | −$2,137,279.41 | 51,585 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $173.67 to $174.52. Information regarding the number of shares sold at each price will be provided upon request.
Referenced by the price of 1 transaction in Table I.