Capital One Financial Corp
COF- Exchange
- NYSE
- Industry
- National Commercial Banks
- SEC CIK
- 0000927628
In the last 90 days, Capital One Financial Corp insiders filed 0 open-market purchases and 14 sales; 2,129 institutions reported holding it in 13F filings for Q2 2026, worth $107.7B in total; 9 superinvestors hold it, including Harris Associates (Oakmark) and Berkshire Hathaway.
13F holders, Q3 2021
Institutional positions in Capital One Financial Corp as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,107
- −3 vs. Q2 2021
- Shares held
- 384.3M
- −14.6M (−3.7%) vs. Q2 2021
- Total value
- $62.2B
- +$549.3M (+0.9%) vs. Q2 2021
- New holders
- 93
- 393 more added
- Sold out
- 96
- 436 more reduced
12 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting COF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 2,129 | $107.7B |
| Q1 2026 | 2,081 | $96.4B |
| Q4 2025 | 2,211 | $133.0B |
| Q3 2025 | 2,001 | $116.2B |
| Q2 2025 | 1,961 | $118.8B |
| Q1 2025 | 1,402 | $65.5B |
| Q4 2024 | 1,361 | $64.0B |
| Q3 2024 | 1,228 | $52.1B |
| Q2 2024 | 1,201 | $48.0B |
| Q1 2024 | 1,165 | $52.2B |
| Q4 2023 | 1,141 | $44.8B |
| Q3 2023 | 1,011 | $33.3B |
| Q2 2023 | 1,019 | $38.0B |
| Q1 2023 | 1,009 | $33.0B |
| Q4 2022 | 1,026 | $31.7B |
| Q3 2022 | 997 | $31.4B |
| Q2 2022 | 1,023 | $35.5B |
| Q1 2022 | 1,095 | $46.5B |
| Q4 2021 | 1,140 | $53.4B |
| Q3 2021 | 1,107 | $62.2B |
| Q2 2021 | 1,122 | $61.8B |
| Q1 2021 | 1,017 | $52.3B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Capital One Financial Corp; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cetera Advisors LLC | 6,463 | $1.05M | 0.02% | +3,366+108.7% | Added |
| G&S Capital LLC | 6,406 | $1.04M | 0.57% | +1,236+23.9% | Added |
| Baker Tilly Wealth Management, LLC | 6,393 | $1.03M | 0.14% | −45−0.7% | Reduced |
| Tower Research Capital LLC (TRC) | 6,372 | $1.03M | 0.03% | −7,189−53.0% | Reduced |
| Siemens Fonds Invest GmbH | 6,354 | $1.03M | 0.07% | +6,354 | New |
| Glenview Trust Co | 6,331 | $1.03M | 0.04% | −4−0.1% | Reduced |
| Massachusetts Financial Services Co | 6,316 | $1.02M | 0.00% | +6,316 | New |
| Meiji Yasuda Asset Management Co Ltd. | 6,282 | $1.02M | 0.07% | −363−5.5% | Reduced |
| BFSG, LLC | 6,254 | $1.01M | 0.15% | +6,254 | New |
| American National Registered Investment Advisor, Inc. | 6,242 | $1.01M | 0.37% | −24−0.4% | Reduced |
| Profund Advisors LLC | 6,205 | $1.00M | 0.03% | −396−6.0% | Reduced |
| Lowe Brockenbrough & Co Inc | 6,100 | $988.0K | 0.08% | +1,986+48.3% | Added |
| AMG National Trust Bank | 6,093 | $987.0K | 0.03% | −4,885−44.5% | Reduced |
| Ameritas Investment Partners, Inc. | 6,008 | $973.0K | 0.04% | −160−2.6% | Reduced |
| Stevens Capital Management LP | 5,984 | $969.0K | 0.41% | +2,168+56.8% | Added |
| Systematic Alpha Investments, LLC | 6,381 | $964.0K | 0.04% | 00.0% | Unchanged |
| Hollencrest Capital Management | 5,933 | $961.0K | 0.09% | +26+0.4% | Added |
| Friess Associates LLC | 5,934 | $961.0K | 0.40% | +5,934 | New |
| Independent Advisor Alliance | 5,927 | $960.0K | 0.05% | −29,527−83.3% | Reduced |
| Arden Trust Co | 5,899 | $956.0K | 0.16% | −12−0.2% | Reduced |
| Allworth Financial LP | 5,802 | $940.0K | 0.02% | −813−12.3% | Reduced |
| Empirical Finance, LLC | 5,792 | $938.0K | 0.14% | +305+5.6% | Added |
| Copperwynd Financial, LLC | 5,771 | $935.0K | 0.39% | +712+14.1% | Added |
| Johnson Financial Group, Inc. | 5,762 | $933.0K | 0.06% | +98+1.7% | Added |
| Mountain Pacific Investment Advisers Inc | 5,738 | $929.0K | 0.06% | 00.0% | Unchanged |
| Sciencast Management LP | 5,735 | $927.0K | 0.26% | −23,247−80.2% | Reduced |
| Renaissance Group LLC | 5,706 | $924.0K | 0.04% | −1,453−20.3% | Reduced |
| Jeppson Wealth Management, LLC | 5,657 | $916.0K | 0.48% | +179+3.3% | Added |
| BerganKDV Wealth Management, LLC | 5,648 | $915.0K | 0.10% | +323+6.1% | Added |
| Echo Street Capital Management LLC | 5,651 | $915.0K | 0.01% | +2,563+83.0% | Added |
| Winton Group Ltd | 5,599 | $907.0K | 0.05% | +2,943+110.8% | Added |
| Twin Capital Management Inc | 5,587 | $905.0K | 0.09% | +50+0.9% | Added |
| Avitas Wealth Management LLC | 5,524 | $895.0K | 0.16% | −46−0.8% | Reduced |
| Neville Rodie & Shaw Inc | 5,455 | $884.0K | 0.07% | 00.0% | Unchanged |
| American Portfolios Advisors | 5,451 | $883.0K | 0.03% | −3,717−40.5% | Reduced |
| Ieq Capital, LLC | 5,452 | $882.0K | 0.02% | +1,600+41.5% | Added |
| Montag A & Associates Inc | 5,420 | $878.0K | 0.05% | −624−10.3% | Reduced |
| Pathstone Family Office, LLC | 5,357 | $868.0K | 0.03% | +1,213+29.3% | Added |
| Dynamic Advisor Solutions LLC | 5,308 | $860.0K | 0.06% | −852−13.8% | Reduced |
| Enlightenment Research, LLC | 5,300 | $858.0K | 1.05% | +212+4.2% | Added |
| Uncommon Cents Investing LLC | 5,250 | $850.0K | 0.34% | −50−0.9% | Reduced |
| Kinneret Advisory, LLC | 5,238 | $848.0K | 0.10% | 00.0% | Unchanged |
| Crawford Investment Counsel Inc | 5,195 | $841.0K | 0.02% | +114+2.2% | Added |
| Van Eck Associates Corp | 5,148 | $834.0K | 0.00% | +382+8.0% | Added |
| Stony Point Wealth Management Inc. | 5,140 | $832.0K | 0.50% | +10.0% | Added |
| First PREMIER Bank | 5,117 | $828.0K | 0.23% | 00.0% | Unchanged |
| First National Trust Co | 5,103 | $827.0K | 0.05% | −86−1.7% | Reduced |
| Clear Street Markets LLC | 5,100 | $826.0K | 0.18% | +1,620+46.6% | Added |
| Heritage Wealth Advisors | 5,030 | $814.7K | 0.05% | 00.0% | Unchanged |
| Meiji Yasuda Life Insurance Co | 5,010 | $811.0K | 0.01% | −600−10.7% | Reduced |
| Supplemental Annuity Collective Trust of NJ | 5,000 | $810.0K | 0.27% | 00.0% | Unchanged |
| Hartree Partners, LP | 5,000 | $809.9K | 0.22% | −5,000−50.0% | Reduced |
| PBMares Wealth Management LLC | 4,920 | $797.0K | 0.38% | 00.0% | Unchanged |
| Barings LLC | 4,877 | $790.0K | 0.02% | −1,956−28.6% | Reduced |
| TownSquare Capital, LLC | 4,862 | $787.0K | 0.02% | +1,742+55.8% | Added |
| City Holding Co | 4,848 | $785.0K | 0.13% | +2,885+147.0% | Added |
| Duff & Phelps Investment Management Co | 4,835 | $783.0K | 0.01% | −125−2.5% | Reduced |
| Snowden Capital Advisors LLC | 4,808 | $778.8K | 0.04% | −714−12.9% | Reduced |
| Acropolis Investment Management, LLC | 4,908 | $778.0K | 0.09% | −135−2.7% | Reduced |
| Fukoku Mutual Life Insurance Co | 4,800 | $777.0K | 0.06% | +670+16.2% | Added |
| Occudo Quantitative Strategies LP | 4,790 | $776.0K | 0.09% | −2,407−33.4% | Reduced |
| Caxton Associates LP | 4,794 | $776.0K | 0.11% | +289+6.4% | Added |
| Spire Wealth Management | 4,764 | $772.0K | 0.02% | +64+1.4% | Added |
| Geneos Wealth Management Inc. | 4,565 | $760.0K | 0.03% | +56+1.2% | Added |
| Conning Inc. | 4,654 | $754.0K | 0.02% | −890−16.1% | Reduced |
| Pitcairn Co | 4,654 | $754.0K | 0.05% | +26+0.6% | Added |
| Soltis Investment Advisors LLC | 4,620 | $748.0K | 0.12% | −495−9.7% | Reduced |
| Advisors Asset Management, Inc. | 4,613 | $747.0K | 0.01% | +1,414+44.2% | Added |
| EWG Elevate Inc. | 4,613 | $747.0K | 0.31% | +4,613 | New |
| FORA Capital, LLC | 4,579 | $742.0K | 0.19% | −2,168−32.1% | Reduced |
| Allstate Corp | 4,535 | $735.0K | 0.03% | −1,219−21.2% | Reduced |
| Franklin Street Advisors Inc | 4,540 | $735.0K | 0.06% | −153−3.3% | Reduced |
| Red Cedar Capital, LLC | 4,512 | $731.0K | 0.45% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 4,505 | $730.0K | 0.03% | +382+9.3% | Added |
| Capital Analysts, LLC | 4,479 | $725.0K | 0.05% | −750−14.3% | Reduced |
| Parsons Capital Management Inc | 4,462 | $723.0K | 0.06% | +85+1.9% | Added |
| Mission Creek Capital Partners, Inc. | 4,450 | $721.0K | 0.13% | −30−0.7% | Reduced |
| Trust Asset Management LLC | 4,450 | $721.0K | 0.10% | +291+7.0% | Added |
| 44 Wealth Management LLC | 4,425 | $717.0K | 0.27% | +508+13.0% | Added |
| Tokio Marine Asset Management Co Ltd | 4,423 | $716.0K | 0.06% | +460+11.6% | Added |
| Summit Financial Group Inc | 4,412 | $715.0K | 0.26% | 00.0% | Unchanged |
| SkyView Investment Advisors, LLC | 4,391 | $711.0K | 0.20% | +1,552+54.7% | Added |
| Jacobi Capital Management LLC | 4,384 | $710.0K | 0.09% | +115+2.7% | Added |
| Clarius Group, LLC | 4,324 | $700.0K | 0.06% | +80+1.9% | Added |
| Savant Capital, LLC | 4,317 | $699.0K | 0.03% | −12−0.3% | Reduced |
| Meridian Wealth Management, LLC | 4,306 | $697.0K | 0.09% | +76+1.8% | Added |
| Fortem Financial Group, LLC | 4,268 | $691.0K | 0.35% | −43−1.0% | Reduced |
| Partners in Financial Planning | 4,263 | $690.5K | 0.22% | +35+0.8% | Added |
| Gateway Investment Advisers LLC | 4,251 | $689.0K | 0.01% | −91−2.1% | Reduced |
| Triangle Securities Wealth Management | 4,214 | $683.0K | 0.23% | −370−8.1% | Reduced |
| Bluefin Capital Management, LLC | 4,200 | $680.0K | 0.08% | +4,200 | New |
| Calton & Associates, Inc. | 4,197 | $679.0K | 0.15% | −312−6.9% | Reduced |
| OneAscent Wealth Management LLC | 4,190 | $679.0K | 0.77% | +4,190 | New |
| Alpha Cubed Investments, LLC | 4,132 | $669.0K | 0.05% | −254−5.8% | Reduced |
| Banco BTG Pactual S.A. | 4,112 | $666.0K | 0.29% | −74−1.8% | Reduced |
| Bridgefront Capital, LLC | 4,106 | $665.0K | 0.69% | +4,106 | New |
| Altavista Wealth Management, Inc. | 4,100 | $664.0K | 0.15% | −900−18.0% | Reduced |
| HighPoint Advisor Group LLC | 4,102 | $664.0K | 0.07% | −438−9.6% | Reduced |
| Capital Impact Advisors, LLC | 4,093 | $663.0K | 0.26% | 00.0% | Unchanged |
| Deseret Mutual Benefit Administrators | 4,082 | $661.0K | 0.12% | −2,326−36.3% | Reduced |