Capital One Financial Corp
COF- Exchange
- NYSE
- Industry
- National Commercial Banks
- SEC CIK
- 0000927628
In the last 90 days, Capital One Financial Corp insiders filed 0 open-market purchases and 14 sales; 2,130 institutions reported holding it in 13F filings for Q2 2026, worth $107.7B in total; 9 superinvestors hold it, including Harris Associates (Oakmark) and Berkshire Hathaway.
13F holders, Q3 2021
Institutional positions in Capital One Financial Corp as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,107
- −3 vs. Q2 2021
- Shares held
- 384.3M
- −14.6M (−3.7%) vs. Q2 2021
- Total value
- $62.2B
- +$549.3M (+0.9%) vs. Q2 2021
- New holders
- 93
- 393 more added
- Sold out
- 96
- 436 more reduced
12 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting COF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 2,130 | $107.7B |
| Q1 2026 | 2,082 | $96.4B |
| Q4 2025 | 2,212 | $133.0B |
| Q3 2025 | 2,002 | $116.2B |
| Q2 2025 | 1,962 | $118.8B |
| Q1 2025 | 1,403 | $65.5B |
| Q4 2024 | 1,362 | $64.0B |
| Q3 2024 | 1,229 | $52.1B |
| Q2 2024 | 1,202 | $48.0B |
| Q1 2024 | 1,166 | $52.2B |
| Q4 2023 | 1,142 | $44.8B |
| Q3 2023 | 1,011 | $33.3B |
| Q2 2023 | 1,019 | $38.0B |
| Q1 2023 | 1,009 | $33.0B |
| Q4 2022 | 1,026 | $31.7B |
| Q3 2022 | 997 | $31.4B |
| Q2 2022 | 1,023 | $35.5B |
| Q1 2022 | 1,095 | $46.5B |
| Q4 2021 | 1,140 | $53.4B |
| Q3 2021 | 1,107 | $62.2B |
| Q2 2021 | 1,122 | $61.8B |
| Q1 2021 | 1,017 | $52.3B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Capital One Financial Corp; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Charter Oak Capital Management, LLC | 116 | $0 | 0.00% | 00.0% | Unchanged |
| WestEnd Advisors, LLC | – | $809 | 0.00% | – | – |
| Laurel Wealth Advisors LLC | 6 | $1.00K | 0.00% | 00.0% | Unchanged |
| Aspire Private Capital, LLC | 9 | $1.00K | 0.00% | 00.0% | Unchanged |
| Prestige Wealth Management Group LLC | 4 | $1.00K | 0.00% | 00.0% | Unchanged |
| TSFG, LLC | 8 | $1.00K | 0.00% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 8 | $1.00K | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 17 | $2.00K | 0.00% | 00.0% | Unchanged |
| Red Tortoise LLC | 19 | $2.00K | 0.00% | +19 | New |
| First Financial Corp | 25 | $4.00K | 0.00% | 00.0% | Unchanged |
| Walled Lake Planning & Wealth Management, LLC | 26 | $4.00K | 0.00% | 00.0% | Unchanged |
| Hoey Investments, Inc | 31 | $5.00K | 0.00% | 00.0% | Unchanged |
| TFC Financial Management | 30 | $5.00K | 0.00% | 00.0% | Unchanged |
| IronBridge Private Wealth, LLC | 28 | $5.00K | 0.00% | 00.0% | Unchanged |
| Guidance Point Advisors, LLC | 33 | $5.00K | 0.00% | +33 | New |
| Archer Investment Corp | 33 | $5.34K | 0.00% | 00.0% | Unchanged |
| Baldrige Asset Management LLC | 35 | $6.00K | 0.00% | −35−50.0% | Reduced |
| Liberty Wealth Management LLC | 38 | $6.00K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 35 | $6.00K | 0.00% | 00.0% | Unchanged |
| Evolution Wealth Advisors, LLC | 43 | $7.00K | 0.00% | 00.0% | Unchanged |
| CoreFirst Bank & Trust | 50 | $8.00K | 0.01% | 00.0% | Unchanged |
| Ci Investments Inc. | 55 | $9.00K | 0.00% | −5,060−98.9% | Reduced |
| Clean Yield Group | 53 | $9.00K | 0.00% | 00.0% | Unchanged |
| CVA Family Office, LLC | 160 | $11.0K | 0.01% | −932−85.3% | Reduced |
| Rockbridge Investment Management, LCC | 67 | $11.0K | 0.00% | 00.0% | Unchanged |
| Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. | 70 | $11.0K | 0.01% | +50+250.0% | Added |
| McCarthy Grittinger Financial Group, LLC | 69 | $11.2K | 0.00% | +69 | New |
| Versant Capital Management, Inc | 74 | $12.0K | 0.00% | −65−46.8% | Reduced |
| Sterling Investment Advisors, Ltd. | 75 | $12.0K | 0.00% | −8−9.6% | Reduced |
| Capital Advisors, Ltd. LLC | 74 | $12.0K | 0.00% | 00.0% | Unchanged |
| ClariVest Asset Management LLC | 73 | $12.0K | 0.00% | +42+135.5% | Added |
| Lee Financial Co | 76 | $12.0K | 0.00% | +45+145.2% | Added |
| Syverson Strege & Co | 74 | $12.0K | 0.01% | +74 | New |
| Bell Investment Advisors, Inc | 73 | $12.0K | 0.00% | +73 | New |
| IAG Wealth Partners, LLC | 75 | $13.0K | 0.00% | 00.0% | Unchanged |
| Johnson Midwest Financial, LLC | 86 | $14.0K | 0.01% | −2,070−96.0% | Reduced |
| Adirondack Trust Co | 90 | $14.0K | 0.01% | 00.0% | Unchanged |
| Column Capital Advisors, LLC | 85 | $14.0K | 0.00% | 00.0% | Unchanged |
| Advocacy Wealth Management Services, LLC | 87 | $14.0K | 0.00% | 00.0% | Unchanged |
| Oakworth Capital, Inc. | 87 | $14.0K | 0.00% | 00.0% | Unchanged |
| Gerber Kawasaki Wealth & Investment Management | 89 | $14.0K | 0.00% | +89 | New |
| Sound Income Strategies, LLC | 94 | $15.0K | 0.00% | 00.0% | Unchanged |
| Alaethes Wealth LLC | 90 | $15.0K | 0.01% | 00.0% | Unchanged |
| Resources Management Corp | 100 | $16.0K | 0.00% | 00.0% | Unchanged |
| Logan Capital Management Inc | 100 | $16.0K | 0.00% | 00.0% | Unchanged |
| Pacific Center for Financial Services | 100 | $16.0K | 0.01% | 00.0% | Unchanged |
| Wealth Quarterback LLC | 103 | $17.0K | 0.01% | −25−19.5% | Reduced |
| Front Row Advisors LLC | 114 | $18.0K | 0.01% | 00.0% | Unchanged |
| Howe & Rusling Inc | 112 | $18.0K | 0.00% | 00.0% | Unchanged |
| Legacy Bridge, LLC | 110 | $18.0K | 0.01% | 00.0% | Unchanged |
| Larson Financial Group LLC | 110 | $18.0K | 0.00% | +1+0.9% | Added |
| Gables Capital Management Inc. | 109 | $18.0K | 0.01% | 00.0% | Unchanged |
| Resolute Partners Group | 110 | $18.0K | 0.00% | 00.0% | Unchanged |
| Meridian Wealth Partners, LLC | 107 | $18.0K | 0.00% | +107 | New |
| Evoke Wealth, LLC | 126 | $20.0K | 0.00% | −18−12.5% | Reduced |
| Bedel Financial Consulting, Inc. | 125 | $20.0K | 0.01% | 00.0% | Unchanged |
| Baystate Wealth Management LLC | 126 | $20.0K | 0.00% | +13+11.5% | Added |
| Financial Management Professionals, Inc. | 121 | $20.0K | 0.00% | +100+476.2% | Added |
| Sittner & Nelson, LLC | 128 | $21.0K | 0.01% | 00.0% | Unchanged |
| MV Capital Management, Inc. | 132 | $21.0K | 0.00% | +44+50.0% | Added |
| Benjamin Edwards Inc | 132 | $21.0K | 0.01% | +132 | New |
| Motco | 136 | $22.0K | 0.00% | +136 | New |
| PSI Advisors, LLC | 150 | $24.0K | 0.01% | +150 | New |
| Rock Creek Group, LP | 155 | $25.0K | 0.00% | −253−62.0% | Reduced |
| Global Financial Private Client, LLC | 155 | $25.8K | 0.01% | 00.0% | Unchanged |
| Old North State Trust, LLC | 159 | $26.0K | 0.02% | 00.0% | Unchanged |
| Whittier Trust Co of Nevada Inc | 160 | $26.0K | 0.00% | +40+33.3% | Added |
| Tortoise Investment Management, LLC | 166 | $27.0K | 0.01% | 00.0% | Unchanged |
| Essex Investment Management Co LLC | 175 | $28.0K | 0.00% | 00.0% | Unchanged |
| HHM Wealth Advisors, LLC | 175 | $28.0K | 0.01% | 00.0% | Unchanged |
| Cedar Mountain Advisors, LLC | 182 | $29.0K | 0.01% | −39−17.6% | Reduced |
| Better Money Decisions, LLC | 186 | $30.0K | 0.02% | −13−6.5% | Reduced |
| Fieldpoint Private Securities, LLC | 185 | $30.0K | 0.01% | +25+15.6% | Added |
| FAI Wealth Management | 197 | $31.0K | 0.03% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 200 | $32.0K | 0.02% | 00.0% | Unchanged |
| Earnest Partners LLC | 214 | $35.0K | 0.00% | 00.0% | Unchanged |
| Sargent Bickham Lagudis LLC | 233 | $38.0K | 0.00% | −57−19.7% | Reduced |
| FinTrust Capital Advisors, LLC | 235 | $38.0K | 0.01% | 00.0% | Unchanged |
| Zions Bancorporation, N.A. | 236 | $38.0K | 0.00% | +5+2.2% | Added |
| McClarren Financial Advisors, Inc. | 240 | $38.0K | 0.03% | +1+0.4% | Added |
| Tarbox Family Office, Inc. | 238 | $39.0K | 0.01% | −541−69.4% | Reduced |
| Arlington Partners LLC | 250 | $40.0K | 0.01% | 00.0% | Unchanged |
| Pin Oak Investment Advisors Inc | 261 | $42.0K | 0.05% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 258 | $42.0K | 0.02% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 267 | $43.0K | 0.00% | +249+1,383.3% | Added |
| Towarzystwo Funduszy Inwestycyjnych Pzu SA | 272 | $44.1K | 0.05% | 00.0% | Unchanged |
| Hall Laurie J Trustee | 275 | $45.0K | 0.02% | −75−21.4% | Reduced |
| D'Orazio & Associates, Inc. | 276 | $45.0K | 0.01% | +67+32.1% | Added |
| CNB Bank | 287 | $46.0K | 0.03% | 00.0% | Unchanged |
| Holloway Wealth Management, LLC | – | $46.0K | 0.01% | – | – |
| Altshuler Shaham Ltd | 289 | $47.0K | 0.00% | −1,452−83.4% | Reduced |
| Bray Capital Advisors | 305 | $49.0K | 0.01% | 00.0% | Unchanged |
| Annapolis Financial Services, LLC | 304 | $49.0K | 0.02% | 00.0% | Unchanged |
| Tobam | 300 | $49.0K | 0.00% | +300 | New |
| TD Ameritrade Investment Management, LLC | 690 | $50.0K | 0.00% | −223−24.4% | Reduced |
| Glen Eagle Advisors, LLC | 329 | $53.3K | 0.02% | 00.0% | Unchanged |
| Raffa Wealth Management, LLC | 332 | $53.8K | 0.02% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 344 | $56.0K | 0.01% | +21+6.5% | Added |
| Lenox Wealth Advisors, LLC | 357 | $58.0K | 0.01% | 00.0% | Unchanged |
| Trustcore Financial Services, LLC | 360 | $58.0K | 0.01% | +36+11.1% | Added |