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Capital One Financial Corp

COF
Exchange
NYSE
Industry
National Commercial Banks
SEC CIK
0000927628

In the last 90 days, Capital One Financial Corp insiders filed 0 open-market purchases and 14 sales; 2,129 institutions reported holding it in 13F filings for Q2 2026, worth $107.7B in total; 9 superinvestors hold it, including Harris Associates (Oakmark) and Berkshire Hathaway.

Other share classesCOF.PICOF.PJCOF.PKCOF.PLCOF.PN

Q3 2021 vs. Q2 2021

How the institutions holding Capital One Financial Corp changed between Q2 2021 and Q3 2021.

All holders in Q3 2021All holders in Q2 2021

13F holders of COF: Q2 2021 compared with Q3 2021
MeasureQ2 2021Of which not filed for Q3 2021Q3 2021Change
Holders1,122121,107−3
Shares399.5M656.0K384.3M−14.6M (−3.7%)
Value$61.8B$101.9M$62.2B+$549.3M (+0.9%)

12 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so the changes leave them out.

New holders (93)

Institutions that held Capital One Financial Corp at the end of Q3 2021 but not at the end of Q2 2021.

Institutions new to COF in Q3 2021
InstitutionSharesValue% of portfolio
Smith Group Asset Management, LLC280,334$45.4M2.33%
Pictet Asset Management SA256,252$41.5M0.05%
Caption Management, LLC112,100$18.2M1.19%
Prana Capital Management, LP92,452$15.0M1.32%
Liontrust Investment Partners LLP104,378$14.2M0.20%
Group One Trading, L.P.60,981$9.88M0.22%
Duality Advisers, LP47,411$7.68M0.59%
Alberta Investment Management Corp45,100$7.30M0.06%
Tredje AP-fonden40,000$6.48M0.14%
Bokf, NA37,488$6.07M0.10%
JTC Employer Solutions Trusteee Ltd35,000$5.67M0.76%
Strong Tower Advisory Services29,839$4.84M2.82%
Twin Tree Management, LP21,462$3.48M0.10%
MD Financial Management Inc.20,688$3.35M0.08%
Cutler Group LP20,488$3.32M0.25%
De Burlo Group Inc20,356$3.30M0.53%
Delta Investment Management, LLC14,954$2.42M0.76%
Castellan Group, LLC13,300$2.15M1.11%
Bulltick Wealth Management, LLC12,335$2.00M0.46%
WBI Investments11,936$1.93M0.32%
Edgestream Partners, L.P.11,724$1.90M0.12%
Magnetar Financial LLC11,336$1.84M0.02%
Psagot Value Holdings Ltd. / (Israel)10,705$1.73M0.30%
Empowered Funds, LLC10,198$1.65M0.21%
Arabesque Asset Management Ltd10,187$1.65M0.55%
Redwood Investment Management, LLC7,608$1.23M0.18%
Kiwi Wealth Investments Limited Partnership7,492$1.21M0.06%
Heartland Bank & Trust Co6,930$1.12M0.97%
Pensionfund DSM Netherlands6,900$1.12M0.14%
Ballew Advisors, Inc6,458$1.09M0.80%
Siemens Fonds Invest GmbH6,354$1.03M0.07%
Massachusetts Financial Services Co6,316$1.02M0.00%
BFSG, LLC6,254$1.01M0.15%
Friess Associates LLC5,934$961.0K0.40%
EWG Elevate Inc.4,613$747.0K0.31%
Bluefin Capital Management, LLC4,200$680.0K0.08%
OneAscent Wealth Management LLC4,190$679.0K0.77%
Bridgefront Capital, LLC4,106$665.0K0.69%
CenterStar Asset Management, LLC–$655.0K0.51%
Blueshift Asset Management, LLC3,774$611.0K0.03%
OneAscent Financial Services LLC3,456$560.0K0.75%
Integrated Wealth Concepts LLC3,146$510.0K0.02%
Balentine LLC3,144$509.0K0.02%
GSB Wealth Management, LLC2,500$405.0K0.21%
Bryn Mawr Trust Co2,450$397.0K0.02%
IPG Investment Advisors LLC2,400$388.7K0.12%
Alps Advisors Inc2,354$381.0K0.00%
Quantamental Technologies LLC2,268$367.0K0.25%
Magnolia Capital Management Ltd2,000$324.0K0.28%
Wealthsource Partners, LLC1,889$306.0K0.03%
Altfest L J & Co Inc1,884$305.0K0.06%
Humankind Investments LLC1,859$301.0K0.14%
Titan Capital Management, LLC1,846$299.0K0.27%
ARGI Investment Services, LLC1,692$274.0K0.01%
Kore Private Wealth LLC1,685$273.0K0.03%
Wealth Alliance1,658$268.0K0.06%
Frontier Wealth Management LLC1,582$256.0K0.02%
Arete Wealth Advisors, LLC5,116$254.0K0.03%
Campion Asset Management LLC1,530$248.0K0.22%
Mainstay Capital Management LLC1,500$242.0K0.14%
International Assets Investment Management, LLC27,382$242.0K0.04%
Chicago Trust Co NA1,430$231.0K0.05%
Valeo Financial Advisors, LLC1,418$230.0K0.01%
Campbell & CO Investment Adviser LLC1,400$227.0K0.07%
Marcum Wealth, LLC1,402$227.0K0.04%
Independent Financial Group, LLC1,377$223.0K0.02%
Perigon Wealth Management, LLC1,331$216.0K0.02%
Folger Nolan Fleming Douglas Capital Management, Inc1,290$209.0K0.03%
Human Investing LLC1,282$208.0K0.05%
HGK Asset Management Inc1,280$207.0K0.07%
Investment House LLC1,278$207.0K0.02%
Integrated Advisors Network LLC1,278$207.0K0.01%
Newport Capital Group, LLC1,280$207.0K0.16%
Dorsey & Whitney Trust CO LLC1,268$206.0K0.02%
Tectonic Advisors LLC1,274$206.0K0.04%
Monetary Management Group Inc1,250$202.0K0.06%
Haverford Trust Co1,235$200.0K0.00%
Itau Unibanco Holding S.A.1,080$175.0K0.01%
Bank Julius Baer & Co. Ltd, Zurich915$148.0K0.00%
Laffer Tengler Investments892$144.5K0.04%
Blueprint Investment Partners LLC748$121.0K0.06%
Cahill Financial Advisors Inc494$80.0K0.02%
Tobam300$49.0K0.00%
PSI Advisors, LLC150$24.0K0.01%
Motco136$22.0K0.00%
Benjamin Edwards Inc132$21.0K0.01%
Meridian Wealth Partners, LLC107$18.0K0.00%
Gerber Kawasaki Wealth & Investment Management89$14.0K0.00%
Syverson Strege & Co74$12.0K0.01%
Bell Investment Advisors, Inc73$12.0K0.00%
McCarthy Grittinger Financial Group, LLC69$11.2K0.00%
Guidance Point Advisors, LLC33$5.00K0.00%
Red Tortoise LLC19$2.00K0.00%

Sold out (96)

Institutions that held Capital One Financial Corp at the end of Q2 2021 and filed for Q3 2021 without it.

Institutions that sold out of COF in Q3 2021
InstitutionShares, Q2 2021Value, Q2 2021
RR Partners LP643,759$99.6M
Polaris Wealth Advisory Group, LLC284,829$44.8M
PointState Capital LP281,400$43.5M
Voloridge Investment Management, LLC121,500$18.8M
Point72 Europe (London) LLP58,200$9.00M
Strycker View Capital LLC51,532$7.97M
Engrave Wealth Partners LLC47,398$7.33M
Pinkerton Retirement Specialists, LLC41,541$6.43M
Lehman & Derafelo Financial Resources LLC37,843$5.85M
Azora Capital LP34,156$5.28M
Virtu Financial LLC32,359$5.01M
Trexquant Investment LP30,143$4.66M
Full18 Capital LLC27,519$4.26M
Cinctive Capital Management LP21,482$3.32M
Wealth Enhancement & Preservation of GA, LLC18,282$2.83M
Piershale Financial Group, Inc.18,201$2.82M
Orbis Allan Gray Ltd15,179$2.35M
Shay Capital LLC15,000$2.32M
Legato Capital Management LLC14,977$2.32M
Hayden Royal, LLC14,924$2.31M
Ramiah Investment Group13,868$2.15M
BIT Capital GmbH12,400$1.92M
rhino investment partners, Inc12,295$1.90M
Mutual Advisors, LLC12,033$1.86M
Veracity Capital LLC11,607$1.78M
BP PLC11,252$1.74M
Wealthstar Advisors, LLC11,179$1.73M
Moulton Wealth Management, Inc10,690$1.65M
Camarda Financial Advisors, LLC10,301$1.59M
Tuttle Tactical Management9,426$1.46M
Carlson Capital L P8,669$1.34M
Rafferty Asset Management, LLC8,589$1.33M
Y-Intercept (Hong Kong) Ltd8,444$1.31M
IHT Wealth Management, LLC8,376$1.30M
Wealth Enhancement Advisory Services, LLC7,875$1.26M
Capital CS Group, LLC7,617$1.18M
Golden State Equity Partners7,426$1.15M
Quantitative Systematic Strategies LLC6,689$1.03M
Bellwether Advisors, LLC6,314$976.0K
Centiva Capital, LP6,054$936.0K
AlphaStar Capital Management, LLC5,674$926.0K
Philadelphia Trust Co5,340$826.0K
Mattern Wealth Management LLC5,228$824.0K
Polar Asset Management Partners Inc.4,970$769.0K
Sabadell Asset Management, S.A S.G.I.I.C4,897$757.5K
Dynamic Technology Lab Private Ltd4,878$755.0K
LMR Partners LLP4,793$741.0K
PDT Partners, LLC4,614$714.0K
Barber Financial Group, Inc.4,590$710.0K
Alethea Capital Management, LLC4,451$689.0K
Walleye Capital LLC4,400$681.0K
Advisor Resource Council4,068$629.0K
Gries Financial LLC3,817$615.0K
Triumph Capital Management3,245$515.0K
Lake Street Advisors Group, LLC2,722$482.0K
Coldstream Capital Management Inc3,087$478.0K
New World Advisors LLC3,050$472.0K
Palumbo Wealth Management LLC3,050$472.0K
Steel Peak Wealth Management LLC2,756$426.0K
Ayalon Holdings Ltd.2,700$424.0K
Capital Advisors Inc2,669$413.0K
Koshinski Asset Management, Inc.2,592$401.0K
Sequoia Financial Advisors, LLC2,108$326.0K
Cerity Partners LLC2,099$325.0K
Aigen Investment Management, LP2,098$325.0K
Machina Capital S.A.S.2,100$325.0K
Adell Harriman & Carpenter Inc2,065$319.4K
Tiedemann Advisors, LLC2,003$309.0K
Asahi Life Asset Management Co., Ltd.1,700$263.0K
BlueCrest Capital Management Ltd1,697$263.0K
Resources Investment Advisors, LLC.1,623$251.0K
Lombard Odier Asset Management (Switzerland) SA1,577$244.0K
Fox Run Management, L.L.C.1,566$242.0K
Dark Forest Capital Management LP1,413$219.0K
Xcel Wealth Management, LLC1,400$217.0K
Maven Securities LTD1,368$212.0K
Founders Financial Securities LLC1,323$205.0K
Anfield Capital Management, LLC1,011$156.0K
tru Independence LLC1,011$156.0K
Red Door Wealth Management, LLC905$139.0K
Enterprise Financial Services Corp239$37.0K
TCTC Holdings, LLC210$32.0K
Cowen and Company, LLC172$27.0K
Northern Oak Wealth Management Inc160$25.0K
Magellan Asset Management Ltd140$22.0K
Mach-1 Financial Group, Inc.146$22.0K
Godsey & Gibb Associates116$18.0K
Loring Wolcott & Coolidge Fiduciary Advisors LLP108$17.0K
Hillsdale Investment Management Inc.90$14.0K
Loomis Sayles & Co L P81$13.0K
Danda Trouve Investment Management, Inc.66$10.0K
Bartlett & Co. LLC51$8.00K
Bartlett & Co. Wealth Management LLC51$7.89K
Reilly Financial Advisors, LLC27$4.00K
Standard Family Office LLC29$4.00K
Tower View Investment Management & Research LLC2$0

Not filed for Q3 2021 yet (12)

Institutions that held Capital One Financial Corp at the end of Q2 2021 and haven't filed a 13F for Q3 2021. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding COF in Q2 2021 that haven't filed for Q3 2021
InstitutionShares, Q2 2021Value, Q2 2021
Smith Asset Management Group LP294,158$46.0M
Pictet Asset Management Ltd240,339$37.2M
Pinnacle Wealth Advisors85,210$13.2M
QS Investors, LLC26,002$4.02M
Western Wealth Management, LLC2,894$449.0K
Cipher Capital LP2,844$440.0K
CWM, LLC2,162$334.0K
Strategic Wealth Management Group, LLC2,045$316.0K
First Horizon Corp160$24.0K
GoalVest Advisory LLC122$19.0K
San Francisco Sentry Investment Group (Ca)64$10.0K
Horan Securities, Inc.3$1.00K