CION Investment Corp
CION- Exchange
- NYSE
- SEC CIK
- 0001534254
No open-market purchases or sales by CION Investment Corp insiders were filed in the last 90 days; 138 institutions reported holding it in 13F filings for Q2 2026, worth $100.4M in total; no superinvestor holds it.
13F holders, Q1 2026
Institutional positions in CION Investment Corp as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 161
- −2 vs. Q4 2025
- Shares held
- 17.1M
- −2.56M (−13.0%) vs. Q4 2025
- Total value
- $117.9M
- −$72.4M (−38.0%) vs. Q4 2025
- New holders
- 24
- 54 more added
- Sold out
- 26
- 51 more reduced
3 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CION on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 138 | $100.4M |
| Q1 2026 | 161 | $117.9M |
| Q4 2025 | 166 | $190.5M |
| Q3 2025 | 154 | $184.4M |
| Q2 2025 | 161 | $186.3M |
| Q1 2025 | 173 | $203.7M |
| Q4 2024 | 177 | $222.0M |
| Q3 2024 | 175 | $209.3M |
| Q2 2024 | 179 | $212.3M |
| Q1 2024 | 172 | $198.3M |
| Q4 2023 | 180 | $202.8M |
| Q3 2023 | 167 | $187.5M |
| Q2 2023 | 169 | $178.8M |
| Q1 2023 | 168 | $175.4M |
| Q4 2022 | 172 | $179.4M |
| Q3 2022 | 160 | $131.9M |
| Q2 2022 | 129 | $87.5M |
| Q1 2022 | 73 | $67.6M |
| Q4 2021 | 82 | $54.5M |
| Q3 2021 | 2 | $3.74M |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 1 | $208.0K |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding CION Investment Corp; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Allworth Financial LP | 5 | $35 | 0.00% | +5 | New |
| Caitong International Asset Management Co., Ltd | 44 | $301 | 0.00% | +41+1,366.7% | Added |
| Merkkuri Wealth Advisors LLC | 107 | $734 | 0.00% | +107 | New |
| Osbon Capital Management LLC | 226 | $1.55K | 0.00% | +226 | New |
| Richardson Financial Services Inc. | 399 | $2.73K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 404 | $2.73K | 0.00% | 00.0% | Unchanged |
| Main Street Group, LTD | 465 | $3.18K | 0.00% | +465 | New |
| Kozak & Associates, Inc. | 658 | $4.66K | 0.00% | +25+3.9% | Added |
| Bryn Mawr Trust Co | 1,000 | $6.84K | 0.00% | +1,000 | New |
| Aventura Private Wealth, LLC | 1,000 | $6.84K | 0.00% | +1,000 | New |
| Clear Street Markets LLC | 1,148 | $7.85K | 0.00% | +1,148 | New |
| Rockefeller Capital Management L.P. | 1,403 | $9.60K | 0.00% | +50+3.7% | Added |
| Simplex Trading, LLC | 1,425 | $9.75K | 0.00% | +1,113+356.7% | Added |
| LGT Financial Advisors LLC | 1,542 | $10.5K | 0.05% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 1,562 | $10.7K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 1,578 | $10.7K | 0.00% | −169,782−99.1% | Reduced |
| Nomura Asset Management Co Ltd | 1,708 | $11.7K | 0.00% | +1,708 | New |
| BNP Paribas Arbitrage, SA | 1,902 | $13.0K | 0.00% | 00.0% | Unchanged |
| Tidemark, LLC | 2,134 | $14.6K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 2,428 | $16.6K | 0.00% | −22,243−90.2% | Reduced |
| New England Capital Financial Advisors LLC | 2,797 | $19.1K | 0.01% | +101+3.7% | Added |
| Wealth Preservation Advisors, LLC | 3,061 | $20.9K | 0.02% | 00.0% | Unchanged |
| Strategic Wealth Partners, Ltd. | 3,111 | $21.3K | 0.00% | +2,149+223.4% | Added |
| Signaturefd, LLC | 3,309 | $22.6K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 3,314 | $22.7K | 0.00% | +1,314+65.7% | Added |
| Lodestone Wealth Management LLC | 3,529 | $24.1K | 0.01% | +3,529 | New |
| MAI Capital Management | 3,562 | $24.4K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 3,666 | $25.1K | 0.00% | −5,206−58.7% | Reduced |
| PlanVest Financial, Inc | 3,708 | $25.4K | 0.02% | +3,708 | New |
| Spire Wealth Management | 3,821 | $26.1K | 0.00% | 00.0% | Unchanged |
| Joseph Group Capital Management | 4,131 | $28.3K | 0.01% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 5,826 | $39.4K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 5,820 | $39.8K | 0.00% | −1,464−20.1% | Reduced |
| Tower Research Capital LLC (TRC) | 8,152 | $55.8K | 0.00% | +8,102+16,204.0% | Added |
| Essential Investment Partners LLC | 8,380 | $57.3K | 0.05% | +500+6.3% | Added |
| Geneos Wealth Management Inc. | 8,802 | $60.2K | 0.00% | 00.0% | Unchanged |
| Gen-Wealth Partners Inc | 9,500 | $65.0K | 0.02% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 10,508 | $71.9K | 0.00% | +10,508 | New |
| Savvy Advisors, Inc. | 10,764 | $73.6K | 0.00% | +89+0.8% | Added |
| Capital Asset Managemnet, LLC | 10,821 | $74.0K | 0.08% | 00.0% | Unchanged |
| PAX Financial Group, LLC | 11,046 | $75.6K | 0.01% | −2,616−19.1% | Reduced |
| IFP Advisors, Inc | 11,159 | $76.3K | 0.00% | −3,265−22.6% | Reduced |
| First Heartland Consultants, Inc. | 11,399 | $78.0K | 0.01% | −371−3.2% | Reduced |
| BridgePort Financial Solutions, LLC | 12,233 | $83.7K | 0.02% | 00.0% | Unchanged |
| Sowell Financial Services LLC | 12,392 | $84.8K | 0.00% | −1,371−10.0% | Reduced |
| Merit Financial Group, LLC | 12,530 | $85.7K | 0.00% | −398−3.1% | Reduced |
| Empowered Funds, LLC | 12,706 | $86.9K | 0.00% | +12,706 | New |
| Integrated Wealth Concepts LLC | 12,994 | $88.9K | 0.00% | +12,994 | New |
| Triumph Capital Management | 13,043 | $89.2K | 0.02% | −520−3.8% | Reduced |
| Western Wealth Management, LLC | 13,068 | $89.4K | 0.00% | 00.0% | Unchanged |
| Mariner, LLC | 13,778 | $94.2K | 0.00% | −38−0.3% | Reduced |
| Engineers Gate Manager LP | 14,038 | $96.0K | 0.00% | −5,165−26.9% | Reduced |
| Wells Fargo & Company | 14,253 | $97.5K | 0.00% | −88,680−86.2% | Reduced |
| Innovative Asset Advisors Group, LLC | 14,418 | $98.6K | 0.06% | +14,418 | New |
| Kingswood Wealth Advisors, LLC | 14,599 | $99.9K | 0.00% | 00.0% | Unchanged |
| SMH Capital Advisors Inc | 14,600 | $99.9K | 0.28% | +14,600 | New |
| Catalyst Capital Advisors LLC | 14,600 | $99.9K | 0.00% | +14,600 | New |
| Aviso Wealth Management | 14,632 | $100.1K | 0.05% | 00.0% | Unchanged |
| Punch & Associates Investment Management, Inc. | 14,845 | $101.5K | 0.01% | +4,410+42.3% | Added |
| Belpointe Asset Management LLC | 15,093 | $103.2K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 15,094 | $103.2K | 0.02% | 00.0% | Unchanged |
| Rydar Equities, Inc. | 15,326 | $104.8K | 0.08% | +348+2.3% | Added |
| HighTower Advisors, LLC | 15,416 | $105.4K | 0.00% | −1,934−11.1% | Reduced |
| Wealthcare Advisory Partners LLC | 15,517 | $106.1K | 0.00% | 00.0% | Unchanged |
| Entropy Technologies, LP | 15,551 | $106.4K | 0.00% | +15,551 | New |
| Wealthspire Advisors, LLC | 16,687 | $114.1K | 0.00% | 00.0% | Unchanged |
| Legacy Advisors, LLC | 17,000 | $116.3K | 0.01% | +17,000 | New |
| CWM, LLC | 17,026 | $116.5K | 0.00% | +8,896+109.4% | Added |
| Kestra Private Wealth Services, LLC | 17,197 | $117.6K | 0.00% | +121+0.7% | Added |
| Buckingham Strategic Partners | 18,514 | $126.6K | 0.00% | −2,392−11.4% | Reduced |
| Colony Group, LLC | 18,759 | $128.3K | 0.00% | +7,070+60.5% | Added |
| SWMG, LLC | 19,374 | $132.5K | 0.04% | 00.0% | Unchanged |
| Golden State Wealth Management, LLC | 19,638 | $134.3K | 0.01% | +326+1.7% | Added |
| Harbour Investments, Inc. | 21,099 | $144.3K | 0.00% | +1,365+6.9% | Added |
| Great Valley Advisor Group, Inc. | 21,434 | $146.6K | 0.00% | −193−0.9% | Reduced |
| GatePass Capital, LLC | 22,500 | $153.9K | 0.07% | −2,500−10.0% | Reduced |
| Cerity Partners LLC | 22,510 | $154.0K | 0.00% | −679−2.9% | Reduced |
| United Advisor Group, LLC | 24,085 | $164.7K | 0.02% | 00.0% | Unchanged |
| Kovack Advisors, Inc. | 24,601 | $166.7K | 0.01% | −748−3.0% | Reduced |
| BlueChip Wealth Advisors LLC | 24,676 | $168.8K | 0.07% | −16,750−40.4% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 24,806 | $169.7K | 0.00% | +24,806 | New |
| A&I Financial Services, LLC | 24,902 | $170.3K | 0.08% | 00.0% | Unchanged |
| Winton Group Ltd | 25,206 | $172.4K | 0.01% | +25,206 | New |
| EPG Wealth Management LLC | 25,311 | $173.1K | 0.05% | +155+0.6% | Added |
| IHT Wealth Management, LLC | 25,666 | $175.6K | 0.00% | +161+0.6% | Added |
| Silver Oak Securities, Inc | 25,688 | $175.7K | 0.01% | −2,372−8.5% | Reduced |
| TT Capital Management LLC | 25,832 | $176.7K | 0.15% | −1,393−5.1% | Reduced |
| Dynamic Technology Lab Private Ltd | 26,279 | $179.7K | 0.03% | +1,492+6.0% | Added |
| Brevan Howard Capital Management LP | 28,067 | $192.0K | 0.00% | +2,088+8.0% | Added |
| Virtu Financial LLC | 29,074 | $199.0K | 0.01% | +9,153+45.9% | Added |
| Koshinski Asset Management, Inc. | 29,440 | $201.4K | 0.01% | 00.0% | Unchanged |
| Founders Financial Alliance, LLC | 29,613 | $202.6K | 0.04% | +1,601+5.7% | Added |
| Creative Planning | 30,237 | $206.8K | 0.00% | +9,317+44.5% | Added |
| Susquehanna International Group, LLP | 32,799 | $224.3K | 0.00% | +18,843+135.0% | Added |
| Symmetry Partners, LLC | 33,214 | $227.2K | 0.01% | −6,014−15.3% | Reduced |
| Royal Bank of Canada | 33,645 | $230.0K | 0.00% | +7,291+27.7% | Added |
| Closed-End Fund Advisors, Inc. | 34,407 | $235.3K | 0.24% | −441,501−92.8% | Reduced |
| Strategic Blueprint, LLC | 35,899 | $245.5K | 0.01% | −4,898−12.0% | Reduced |
| Doliver Advisors, LP | 36,000 | $246.2K | 0.06% | +36,000 | New |
| Wedbush Securities Inc | 36,175 | $247.0K | 0.01% | +1,300+3.7% | Added |