CION Investment Corp
CION- Exchange
- NYSE
- SEC CIK
- 0001534254
No open-market purchases or sales by CION Investment Corp insiders were filed in the last 90 days; 138 institutions reported holding it in 13F filings for Q2 2026, worth $100.4M in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in CION Investment Corp as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 172
- −5 vs. Q4 2023
- Shares held
- 18.0M
- +127.3K (+0.7%) vs. Q4 2023
- Total value
- $198.3M
- −$3.45M (−1.7%) vs. Q4 2023
- New holders
- 23
- 63 more added
- Sold out
- 28
- 54 more reduced
3 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CION on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 138 | $100.4M |
| Q1 2026 | 161 | $117.9M |
| Q4 2025 | 166 | $190.5M |
| Q3 2025 | 154 | $184.4M |
| Q2 2025 | 161 | $186.3M |
| Q1 2025 | 173 | $203.7M |
| Q4 2024 | 177 | $222.0M |
| Q3 2024 | 175 | $209.3M |
| Q2 2024 | 179 | $212.3M |
| Q1 2024 | 172 | $198.3M |
| Q4 2023 | 180 | $202.8M |
| Q3 2023 | 167 | $187.5M |
| Q2 2023 | 169 | $178.8M |
| Q1 2023 | 168 | $175.4M |
| Q4 2022 | 172 | $179.4M |
| Q3 2022 | 160 | $131.9M |
| Q2 2022 | 129 | $87.5M |
| Q1 2022 | 73 | $67.6M |
| Q4 2021 | 82 | $54.5M |
| Q3 2021 | 2 | $3.74M |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 1 | $208.0K |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding CION Investment Corp; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $11 | 0.00% | +1 | New |
| GWM Advisors LLC | 6 | $62 | 0.00% | −23,208−100.0% | Reduced |
| NBC Securities, Inc. | 155 | $1.00K | 0.00% | −791−83.6% | Reduced |
| Richard W. Paul & Associates, LLC | 285 | $3.13K | 0.00% | 00.0% | Unchanged |
| Richardson Financial Services Inc. | 399 | $4.39K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 404 | $4.44K | 0.00% | −1,480−78.6% | Reduced |
| Creekmur Asset Management LLC | 519 | $5.71K | 0.00% | −3,238−86.2% | Reduced |
| Kozak & Associates, Inc. | 499 | $6.21K | 0.00% | +15+3.1% | Added |
| Tucker Asset Management LLC | 590 | $6.49K | 0.00% | +590 | New |
| Comerica Bank | 760 | $8.36K | 0.00% | +760 | New |
| SOA Wealth Advisors, LLC. | 854 | $9.39K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 1,562 | $17.2K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 1,689 | $18.6K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 2,000 | $22.0K | 0.00% | 00.0% | Unchanged |
| Arlington Trust Co LLC | 2,100 | $23.1K | 0.01% | 00.0% | Unchanged |
| New England Capital Financial Advisors LLC | 2,110 | $23.2K | 0.01% | +100+5.0% | Added |
| Tidemark, LLC | 3,198 | $35.2K | 0.02% | +897+39.0% | Added |
| Signaturefd, LLC | 3,309 | $36.4K | 0.00% | 00.0% | Unchanged |
| Lazard Asset Management LLC | 3,365 | $37.0K | 0.00% | +3,365 | New |
| Northwestern Mutual Wealth Management Co | 3,850 | $42.4K | 0.00% | −1,507−28.1% | Reduced |
| Tyler-Stone Wealth Management | 3,863 | $42.5K | 0.02% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 4,000 | $44.4K | 0.00% | +4,000 | New |
| Joseph Group Capital Management | 4,131 | $45.4K | 0.02% | 00.0% | Unchanged |
| Huntington National Bank | 4,704 | $51.7K | 0.00% | 00.0% | Unchanged |
| Main Street Group, LTD | 4,882 | $54.0K | 0.02% | +3,223+194.3% | Added |
| LSV Asset Management | 5,800 | $64.0K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 6,364 | $70.0K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 7,284 | $80.1K | 0.01% | +2,000+37.9% | Added |
| Bank of America Corp | 7,844 | $86.3K | 0.00% | −30−0.4% | Reduced |
| Quantbot Technologies LP | 8,164 | $89.8K | 0.01% | −11,683−58.9% | Reduced |
| Wells Fargo & Company | 9,546 | $105.0K | 0.00% | +2,003+26.6% | Added |
| Geneos Wealth Management Inc. | 9,637 | $106.0K | 0.00% | 00.0% | Unchanged |
| PFG Investments, LLC | 10,123 | $111.4K | 0.01% | +10,123 | New |
| Guggenheim Capital LLC | 10,523 | $115.8K | 0.00% | −83−0.8% | Reduced |
| RFG Advisory, LLC | 10,569 | $116.3K | 0.00% | +47+0.4% | Added |
| Atticus Wealth Management, LLC | 10,594 | $116.5K | 0.04% | 00.0% | Unchanged |
| Virtue Capital Management, LLC | 10,786 | $119.3K | 0.02% | 00.0% | Unchanged |
| Providence Wealth Advisors, LLC | 11,146 | $123.4K | 0.11% | −11,625−51.1% | Reduced |
| Stratos Wealth Partners, LTD. | 11,286 | $124.1K | 0.00% | +184+1.7% | Added |
| Founders Financial Alliance, LLC | 11,726 | $129.0K | 0.04% | +11,726 | New |
| Redwood Financial Network Corp | 11,779 | $129.6K | 0.11% | −5,875−33.3% | Reduced |
| Bensler, LLC | 12,220 | $134.4K | 0.02% | +464+3.9% | Added |
| Wedbush Securities Inc | 12,300 | $135.0K | 0.01% | +12,300 | New |
| Imprint Wealth LLC | 12,293 | $136.3K | 0.03% | +12,293 | New |
| Global Retirement Partners, LLC | 12,575 | $138.3K | 0.01% | +238+1.9% | Added |
| Strong Tower Advisory Services | 12,503 | $138.7K | 0.06% | 00.0% | Unchanged |
| Fisher Asset Management, LLC | 12,646 | $139.1K | 0.00% | 00.0% | Unchanged |
| Diversify Advisory Services, LLC | 13,116 | $145.5K | 0.01% | +13,116 | New |
| O'Shaughnessy Asset Management, LLC | 13,335 | $146.7K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 13,908 | $153.0K | 0.00% | +143+1.0% | Added |
| Catalina Capital Group, LLC | 14,165 | $155.8K | 0.07% | +14,165 | New |
| Atomi Financial Group, Inc. | 14,761 | $162.4K | 0.01% | +1,166+8.6% | Added |
| SageView Advisory Group, LLC | 14,933 | $164.3K | 0.01% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 15,381 | $169.2K | 0.01% | +90+0.6% | Added |
| Cape Investment Advisory, Inc. | 15,682 | $172.5K | 0.08% | −25,483−61.9% | Reduced |
| Spire Wealth Management | 15,905 | $175.0K | 0.00% | +358+2.3% | Added |
| Koshinski Asset Management, Inc. | 16,239 | $178.6K | 0.02% | −227−1.4% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 16,316 | $179.5K | 0.01% | +16,316 | New |
| Ignite Planners, LLC | 16,217 | $179.8K | 0.05% | −2,212−12.0% | Reduced |
| Bank of New York Mellon Corp | 16,354 | $179.9K | 0.00% | +16,354 | New |
| Wealthspire Advisors, LLC | 16,687 | $183.6K | 0.00% | 00.0% | Unchanged |
| Integrated Wealth Concepts LLC | 16,825 | $185.1K | 0.00% | 00.0% | Unchanged |
| Tanglewood Legacy Advisors, LLC | 16,865 | $185.5K | 0.09% | 00.0% | Unchanged |
| IFP Advisors, Inc | 17,301 | $190.3K | 0.01% | −300−1.7% | Reduced |
| Triumph Capital Management | 17,386 | $192.8K | 0.08% | −12,920−42.6% | Reduced |
| Gen-Wealth Partners Inc | 17,859 | $196.4K | 0.10% | +17,859 | New |
| Strategic Blueprint, LLC | 18,193 | $200.1K | 0.01% | −7,334−28.7% | Reduced |
| Centaurus Financial, Inc. | 18,368 | $202.0K | 0.01% | +2,170+13.4% | Added |
| Brookstone Capital Management | 18,898 | $207.9K | 0.00% | −3,547−15.8% | Reduced |
| Creative Planning | 18,966 | $208.6K | 0.00% | 00.0% | Unchanged |
| SWMG, LLC | 19,374 | $213.1K | 0.10% | 00.0% | Unchanged |
| Regatta Capital Group, LLC | 19,690 | $216.6K | 0.05% | −767−3.7% | Reduced |
| HighTower Advisors, LLC | 19,847 | $218.0K | 0.00% | −1,922−8.8% | Reduced |
| Apollon Wealth Management, LLC | 19,864 | $218.5K | 0.01% | +4,521+29.5% | Added |
| United Capital Financial Advisers, LLC | 20,336 | $223.7K | 0.00% | +134+0.7% | Added |
| Simon Quick Advisors, LLC | 21,434 | $235.8K | 0.02% | +1,020+5.0% | Added |
| Western Wealth Management, LLC | 21,505 | $236.6K | 0.02% | 00.0% | Unchanged |
| Buckingham Strategic Partners | 21,662 | $238.3K | 0.01% | +4,825+28.7% | Added |
| Farther Finance Advisors, LLC | 22,221 | $246.4K | 0.01% | +21,426+2,695.1% | Added |
| Beck Capital Management, LLC | 23,596 | $259.6K | 0.07% | +23,596 | New |
| Eagle Global Advisors LLC | 23,920 | $263.1K | 0.01% | 00.0% | Unchanged |
| AE Wealth Management LLC | 24,489 | $269.4K | 0.00% | −257,669−91.3% | Reduced |
| BlueChip Wealth Advisors LLC | 24,564 | $270.2K | 0.17% | +9,482+62.9% | Added |
| Cambria Investment Management, L.P. | 24,579 | $270.4K | 0.02% | +24,579 | New |
| Collaborative Wealth Managment Inc. | 24,789 | $272.7K | 0.14% | −407−1.6% | Reduced |
| Great Valley Advisor Group, Inc. | 25,239 | $277.4K | 0.01% | +4,606+22.3% | Added |
| State of Tennessee, Treasury Department | 25,373 | $279.1K | 0.00% | +25,373 | New |
| IHT Wealth Management, LLC | 25,424 | $279.7K | 0.01% | +312+1.2% | Added |
| Wealth Enhancement Advisory Services, LLC | 25,603 | $281.6K | 0.00% | +25,603 | New |
| Cerity Partners LLC | 25,666 | $282.3K | 0.00% | +1,150+4.7% | Added |
| United Advisor Group, LLC | 26,359 | $289.9K | 0.11% | +26,359 | New |
| Kestra Private Wealth Services, LLC | 26,599 | $292.6K | 0.01% | +1,234+4.9% | Added |
| Kowal Investment Group, LLC | 27,290 | $300.2K | 0.06% | +964+3.7% | Added |
| Silver Oak Securities, Inc | 27,851 | $306.4K | 0.05% | 00.0% | Unchanged |
| PAX Financial Group, LLC | 28,059 | $308.6K | 0.06% | +300+1.1% | Added |
| Wealthcare Advisory Partners LLC | 28,257 | $310.8K | 0.01% | +542+2.0% | Added |
| Raymond James Financial Services Advisors, Inc. | 28,576 | $314.3K | 0.00% | +28,576 | New |
| EWG Elevate Inc. | 29,434 | $323.8K | 0.12% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 29,850 | $328.3K | 0.00% | −5,683−16.0% | Reduced |
| EPG Wealth Management LLC | 30,338 | $333.7K | 0.08% | +6,764+28.7% | Added |