BlackRock Capital Allocation Term Trust
BCAT- Exchange
- NYSE
- SEC CIK
- 0001809541
In the last 90 days, BlackRock Capital Allocation Term Trust insiders filed 0 open-market purchases and 1 sale; 110 institutions reported holding it in 13F filings for Q2 2026, worth $304.6M in total; no superinvestor holds it.
Other share classesBCAT.RW
13F holders, Q3 2023
Institutional positions in BlackRock Capital Allocation Term Trust as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 80
- +8 vs. Q2 2023
- Shares held
- 35.3M
- +547.7K (+1.6%) vs. Q2 2023
- Total value
- $511.9M
- −$18.5M (−3.5%) vs. Q2 2023
- New holders
- 14
- 23 more added
- Sold out
- 6
- 28 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BCAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 110 | $304.6M |
| Q1 2026 | 100 | $274.8M |
| Q4 2025 | 106 | $300.8M |
| Q3 2025 | 94 | $290.6M |
| Q2 2025 | 91 | $383.1M |
| Q1 2025 | 92 | $425.2M |
| Q4 2024 | 89 | $504.4M |
| Q3 2024 | 80 | $585.8M |
| Q2 2024 | 86 | $659.2M |
| Q1 2024 | 91 | $679.3M |
| Q4 2023 | 86 | $566.2M |
| Q3 2023 | 80 | $511.9M |
| Q2 2023 | 72 | $530.4M |
| Q1 2023 | 72 | $503.8M |
| Q4 2022 | 85 | $452.9M |
| Q3 2022 | 76 | $382.8M |
| Q2 2022 | 69 | $377.7M |
| Q1 2022 | 61 | $368.4M |
| Q4 2021 | 64 | $410.9M |
| Q3 2021 | 38 | $237.4M |
| Q2 2021 | 34 | $199.9M |
| Q1 2021 | 27 | $163.0M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding BlackRock Capital Allocation Term Trust; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 10,259,217 | $148.7M | 4.73% | +1,507,756+17.2% | Added |
| Morgan Stanley | 9,759,218 | $141.4M | 0.01% | −146,445−1.5% | Reduced |
| Rivernorth Capital Management, LLC | 5,027,848 | $72.9M | 3.78% | −446,952−8.2% | Reduced |
| UBS Group AG | 1,426,529 | $20.7M | 0.01% | −4,042−0.3% | Reduced |
| Raymond James & Associates | 1,054,494 | $15.3M | 0.01% | −22,087−2.1% | Reduced |
| Bank of America Corp | 876,152 | $12.7M | 0.00% | −37,792−4.1% | Reduced |
| Cohen & Steers, Inc. | 807,567 | $11.7M | 0.03% | +17,000+2.2% | Added |
| Advisor Partners II, LLC | 549,792 | $7.97M | 0.32% | +549,792 | New |
| Atlas Wealth LLC | 542,642 | $7.86M | 1.47% | −5,995−1.1% | Reduced |
| Rockefeller Capital Management L.P. | 499,160 | $7.23M | 0.03% | +74,367+17.5% | Added |
| Wells Fargo & Company | 490,658 | $7.11M | 0.00% | −37,863−7.2% | Reduced |
| D. E. Shaw & Co., Inc. | 403,031 | $5.84M | 0.01% | −7,629−1.9% | Reduced |
| Stifel Financial Corp | 375,164 | $5.44M | 0.01% | +60,806+19.3% | Added |
| Clough Capital Partners L P | 264,930 | $3.84M | 0.41% | −230,600−46.5% | Reduced |
| 1607 Capital Partners, LLC | 214,200 | $3.10M | 0.23% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 212,207 | $3.08M | 0.01% | +650+0.3% | Added |
| Advisors Asset Management, Inc. | 161,247 | $2.34M | 0.05% | −3,369−2.0% | Reduced |
| Private Management Group Inc | 153,516 | $2.22M | 0.09% | −990−0.6% | Reduced |
| Royal Bank of Canada | 135,520 | $1.96M | 0.00% | −52,777−28.0% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 131,719 | $1.91M | 0.74% | −35,731−21.3% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 128,956 | $1.87M | 0.01% | +7,272+6.0% | Added |
| Relative Value Partners Group, LLC | 125,778 | $1.82M | 0.12% | −82,978−39.7% | Reduced |
| Mathes Company, Inc. | 101,750 | $1.47M | 0.68% | +500+0.5% | Added |
| Advisor Group Holdings, Inc. | 101,155 | $1.47M | 0.00% | +8,224+8.8% | Added |
| Woodline Partners LP | 95,820 | $1.39M | 0.02% | −429,191−81.7% | Reduced |
| Consolidated Portfolio Review Corp | 87,605 | $1.27M | 0.31% | −8,751−9.1% | Reduced |
| First Trust Advisors LP | 85,375 | $1.24M | 0.00% | +14,058+19.7% | Added |
| LPL Financial LLC | 81,449 | $1.18M | 0.00% | −50,871−38.4% | Reduced |
| Alpine Global Management, LLC | 74,854 | $1.08M | 0.25% | +15,604+26.3% | Added |
| Qube Research & Technologies Ltd | 62,590 | $906.9K | 0.00% | +17,207+37.9% | Added |
| Invesco Ltd. | 62,109 | $900.0K | 0.00% | +10,467+20.3% | Added |
| Walleye Capital LLC | 53,884 | $780.8K | 0.01% | +40,904+315.1% | Added |
| Transcend Wealth Collective, LLC | 51,482 | $746.0K | 0.07% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 49,358 | $715.2K | 0.00% | +2,791+6.0% | Added |
| Goldman Sachs Group Inc | 49,190 | $712.8K | 0.00% | +49,190 | New |
| Cerity Partners LLC | 40,000 | $579.6K | 0.00% | −500−1.2% | Reduced |
| Baird Financial Group, Inc. | 36,891 | $534.6K | 0.00% | +385+1.1% | Added |
| Amplius Wealth Advisors, LLC | 36,821 | $533.5K | 0.07% | −4,916−11.8% | Reduced |
| Quarry LP | 34,900 | $505.7K | 0.33% | +6,300+22.0% | Added |
| Advisory Resource Group | 34,734 | $503.3K | 0.14% | 00.0% | Unchanged |
| Fountainhead AM, LLC | 32,883 | $476.5K | 0.17% | +32,883 | New |
| Virtue Capital Management, LLC | 25,000 | $383.8K | 0.07% | 00.0% | Unchanged |
| Ironsides Asset Advisors, LLC | 25,527 | $369.9K | 0.17% | +2,161+9.2% | Added |
| Raymond James Financial Services Advisors, Inc. | 25,074 | $363.3K | 0.00% | +1,589+6.8% | Added |
| BlackRock Inc. | 25,000 | $362.3K | 0.00% | +20,000+400.0% | Added |
| Cetera Advisor Networks LLC | 24,882 | $360.5K | 0.00% | +167+0.7% | Added |
| Sit Investment Associates Inc | 23,773 | $344.0K | 0.01% | 00.0% | Unchanged |
| Brown Brothers Harriman & Co | 23,650 | $342.7K | 0.00% | +23,650 | New |
| Camelot Portfolios, LLC | 23,500 | $340.5K | 0.33% | −3,000−11.3% | Reduced |
| Raymond James Trust N.A. | 23,429 | $339.5K | 0.01% | −5,564−19.2% | Reduced |
| Captrust Financial Advisors | 22,721 | $329.2K | 0.00% | +3,021+15.3% | Added |
| SkyView Investment Advisors, LLC | 22,368 | $324.0K | 0.13% | 00.0% | Unchanged |
| Karpus Management, Inc. | 22,250 | $322.4K | 0.01% | −175−0.8% | Reduced |
| Millennium Management LLC | 21,870 | $316.9K | 0.00% | +21,870 | New |
| Oppenheimer & Co Inc | 21,223 | $307.5K | 0.01% | −2,019−8.7% | Reduced |
| Janney Montgomery Scott LLC | 20,734 | $300.0K | 0.00% | −1,669−7.4% | Reduced |
| Insigneo Advisory Services, LLC | 16,804 | $272.3K | 0.06% | 00.0% | Unchanged |
| Elequin Capital LP | 17,913 | $259.6K | 0.05% | +17,913 | New |
| Patriot Financial Group Insurance Agency, LLC | 16,650 | $241.3K | 0.05% | −307−1.8% | Reduced |
| Claro Advisors LLC | 16,133 | $233.8K | 0.06% | −517−3.1% | Reduced |
| Advisory Services Network, LLC | 14,233 | $206.2K | 0.01% | −2,404−14.4% | Reduced |
| Prospera Financial Services Inc | 13,882 | $201.2K | 0.01% | +13,882 | New |
| Childress Capital Advisors, LLC | 13,100 | $189.8K | 0.06% | +13,100 | New |
| Steward Partners Investment Advisory, LLC | 12,942 | $187.5K | 0.00% | +2,245+21.0% | Added |
| Hilltop Holdings Inc. | 12,667 | $183.5K | 0.02% | +667+5.6% | Added |
| D.A. Davidson & Co. | 10,825 | $156.9K | 0.00% | −5,500−33.7% | Reduced |
| Comerica Bank | 10,571 | $153.2K | 0.00% | +10,571 | New |
| Journey Strategic Wealth LLC | 10,000 | $144.9K | 0.01% | 00.0% | Unchanged |
| Carmel Capital Partners, LLC | 7,500 | $108.7K | 0.05% | +7,500 | New |
| Blue Bell Private Wealth Management, LLC | 6,000 | $86.9K | 0.02% | +6,000 | New |
| Carolinas Wealth Consulting LLC | 5,885 | $82.3K | 0.02% | 00.0% | Unchanged |
| NBC Securities, Inc. | 5,252 | $76.0K | 0.01% | +5,252 | New |
| Versant Capital Management, Inc | 5,000 | $72.5K | 0.02% | 00.0% | Unchanged |
| Anchor Investment Management, LLC | 2,500 | $36.2K | 0.00% | 00.0% | Unchanged |
| Chesapeake Asset Management LLC | 2,175 | $31.5K | 0.03% | 00.0% | Unchanged |
| First Manhattan Co | 1,393 | $20.2K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1,000 | $14.5K | 0.00% | +1,000 | New |
| Founders Capital Management | 900 | $13.0K | 0.01% | 00.0% | Unchanged |
| Rogco, LP | 750 | $10.9K | 0.01% | +750 | New |
| McIlrath & Eck, LLC | 280 | $4.06K | 0.00% | 00.0% | Unchanged |
| Penserra Capital Management LLC | 0 | $0 | 0.00% | −358,767−100.0% | Sold out |
| Calton & Associates, Inc. | 0 | $0 | 0.00% | −26,870−100.0% | Sold out |
| Ronald Blue Trust, Inc. | 0 | $0 | 0.00% | −3,028−100.0% | Sold out |
| Glassman Wealth Services | 0 | $0 | 0.00% | −255−100.0% | Sold out |
| EverSource Wealth Advisors, LLC | 0 | $0 | 0.00% | −162−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −95−100.0% | Sold out |