Ampio Pharmaceuticals, Inc.
AMPEDelisted Apr 4, 2024- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001411906
Ampio Pharmaceuticals, Inc. was delisted on Apr 4, 2024; its insiders filed their last Form 4 on Jun 13, 2023; 28 institutions reported holding it in 13F filings for Q1 2024, worth $34.2K in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Ampio Pharmaceuticals, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 131
- +11 vs. Q3 2021
- Shares held
- 59.2M
- +15.0M (+33.8%) vs. Q3 2021
- Total value
- $33.7M
- −$38.9M (−53.6%) vs. Q3 2021
- New holders
- 17
- 33 more added
- Sold out
- 6
- 35 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AMPE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 1 | $67 |
| Q4 2025 | 2 | $2 |
| Q3 2025 | 3 | $1 |
| Q2 2025 | 3 | $1 |
| Q1 2025 | 2 | $0 |
| Q4 2024 | 1 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 6 | $13 |
| Q1 2024 | 28 | $34.2K |
| Q4 2023 | 29 | $96.8K |
| Q3 2023 | 26 | $8.44K |
| Q2 2023 | 35 | $98.8K |
| Q1 2023 | 36 | $124.7K |
| Q4 2022 | 34 | $90.8K |
| Q3 2022 | 97 | $1.77M |
| Q2 2022 | 114 | $5.41M |
| Q1 2022 | 129 | $22.8M |
| Q4 2021 | 131 | $33.7M |
| Q3 2021 | 121 | $72.6M |
| Q2 2021 | 128 | $75.4M |
| Q1 2021 | 110 | $51.5M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Ampio Pharmaceuticals, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Mine & Arao Wealth Creation & Management, LLC. | 600 | $0 | 0.00% | 00.0% | Unchanged |
| Glen Eagle Advisors, LLC | 1,000 | $570 | 0.00% | 00.0% | Unchanged |
| MUFG Americas Holdings Corp | 1,665 | $1.00K | 0.00% | 00.0% | Unchanged |
| Country Trust Bank | 2,000 | $1.00K | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 1,000 | $1.00K | 0.00% | +1,000 | New |
| Morton Brown Family Wealth, LLC | 1,800 | $1.00K | 0.00% | +1,800 | New |
| Allworth Financial LP | 2,670 | $2.00K | 0.00% | +1,000+59.9% | Added |
| Simplex Trading, LLC | 6,210 | $3.00K | 0.00% | −147,416−96.0% | Reduced |
| Trustcore Financial Services, LLC | 5,917 | $3.00K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 7,790 | $4.00K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 8,921 | $5.00K | 0.00% | −29,962−77.1% | Reduced |
| Sunbelt Securities, Inc. | 10,011 | $5.00K | 0.00% | −5,121−33.8% | Reduced |
| WealthTrust Axiom LLC | 10,000 | $5.00K | 0.00% | 00.0% | Unchanged |
| IFG Advisory, LLC | 10,130 | $5.00K | 0.00% | +10,130 | New |
| Buckingham Strategic Wealth, LLC | 10,000 | $6.00K | 0.00% | −8,000−44.4% | Reduced |
| Mackenzie Financial Corp | 10,470 | $6.00K | 0.00% | −820−7.3% | Reduced |
| Mosaic Family Wealth, LLC | 11,000 | $6.00K | 0.00% | 00.0% | Unchanged |
| Strategic Financial Services, Inc, | 10,000 | $6.00K | 0.00% | 00.0% | Unchanged |
| Hoylecohen, LLC | 10,000 | $6.00K | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 10,000 | $6.00K | 0.00% | −500−4.8% | Reduced |
| Focused Wealth Management, Inc | 10,000 | $6.00K | 0.00% | 00.0% | Unchanged |
| Wells Trecaso Financial Group, LLC | 10,000 | $6.00K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 10,000 | $6.00K | 0.00% | +3,500+53.8% | Added |
| Cornerstone Wealth Management, LLC | 14,646 | $7.00K | 0.00% | 00.0% | Unchanged |
| WealthPLAN Partners, LLC | 14,435 | $7.00K | 0.00% | 00.0% | Unchanged |
| Thoroughbred Financial Services, LLC | 13,275 | $7.00K | 0.00% | +13,275 | New |
| Prudential Financial Inc | 14,160 | $8.00K | 0.00% | −1,390−8.9% | Reduced |
| Parametric Portfolio Associates LLC | 15,169 | $9.00K | 0.00% | −6,318−29.4% | Reduced |
| Blackhawk Capital Partners LLC. | 15,500 | $9.00K | 0.01% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 14,914 | $9.00K | 0.00% | 00.0% | Unchanged |
| Sigma Planning Corp | 16,145 | $9.00K | 0.00% | +16,145 | New |
| Brown Advisory Inc | 16,700 | $10.0K | 0.00% | 00.0% | Unchanged |
| JJJ Advisors Inc. | 16,719 | $10.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 17,691 | $10.0K | 0.00% | +9,989+129.7% | Added |
| Brookstone Capital Management | 21,175 | $11.0K | 0.00% | 00.0% | Unchanged |
| Legal & General Group Plc | 20,123 | $11.0K | 0.00% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 20,000 | $11.0K | 0.00% | 00.0% | Unchanged |
| Alliancebernstein L.P. | 19,400 | $11.0K | 0.00% | 00.0% | Unchanged |
| Woodward Diversified Capital, LLC | 19,500 | $11.0K | 0.01% | 00.0% | Unchanged |
| Blair William & Co | 20,000 | $11.0K | 0.00% | +5,000+33.3% | Added |
| Change Path, LLC | 21,833 | $12.0K | 0.00% | −10,453−32.4% | Reduced |
| Wescott Financial Advisory Group, LLC | 20,486 | $12.0K | 0.01% | 00.0% | Unchanged |
| SG Americas Securities, LLC | 22,464 | $13.0K | 0.00% | −46,121−67.2% | Reduced |
| Marotta Asset Management | 24,000 | $13.7K | 0.00% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 25,100 | $14.0K | 0.00% | 00.0% | Unchanged |
| Mayflower Financial Advisors, LLC | 24,000 | $14.0K | 0.00% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 25,292 | $14.0K | 0.00% | +25,292 | New |
| David R. Rahn & Associates Inc. | 26,455 | $15.0K | 0.01% | 00.0% | Unchanged |
| TrinityPoint Wealth, LLC | 26,000 | $15.0K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 28,075 | $16.0K | 0.00% | +11,971+74.3% | Added |
| Victory Capital Management Inc | 29,517 | $17.0K | 0.00% | +2,757+10.3% | Added |
| Commonwealth Equity Services, LLC | 33,626 | $19.0K | 0.00% | −2,000−5.6% | Reduced |
| Principal Financial Group Inc | 34,357 | $20.0K | 0.00% | −7,074−17.1% | Reduced |
| Amalgamated Bank | 34,374 | $20.0K | 0.00% | −939−2.7% | Reduced |
| JFS Wealth Advisors, LLC | 35,050 | $20.0K | 0.00% | 00.0% | Unchanged |
| Exencial Wealth Advisors, LLC | 36,000 | $21.0K | 0.00% | +11,500+46.9% | Added |
| SNS Financial Group, LLC | 40,000 | $23.0K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 41,517 | $23.7K | 0.00% | +6,605+18.9% | Added |
| ProShare Advisors LLC | 42,565 | $24.0K | 0.00% | +17,598+70.5% | Added |
| State Board of Administration of Florida Retirement System | 46,250 | $26.0K | 0.00% | 00.0% | Unchanged |
| Flagship Harbor Advisors, LLC | 46,942 | $27.0K | 0.00% | +16,542+54.4% | Added |
| Manufacturers Life Insurance Company, The | 48,637 | $28.0K | 0.00% | −60,879−55.6% | Reduced |
| Royal Bank of Canada | 49,249 | $28.0K | 0.00% | +23,084+88.2% | Added |
| Citigroup Inc | 50,893 | $29.0K | 0.00% | +26,884+112.0% | Added |
| Cutter & CO Brokerage, Inc. | 53,500 | $30.0K | 0.01% | 00.0% | Unchanged |
| IHT Wealth Management, LLC | 54,050 | $31.0K | 0.00% | 00.0% | Unchanged |
| United Capital Financial Advisers, LLC | 57,000 | $32.0K | 0.00% | 00.0% | Unchanged |
| Sheaff Brock Investment Advisors, LLC | 57,000 | $32.0K | 0.00% | +10,000+21.3% | Added |
| Bank of America Corp | 59,287 | $34.0K | 0.00% | +54,301+1,089.1% | Added |
| Voya Investment Management LLC | 63,436 | $36.0K | 0.00% | −13,225−17.3% | Reduced |
| Geneos Wealth Management Inc. | 63,566 | $36.0K | 0.00% | −5,400−7.8% | Reduced |
| Dana Investment Advisors, Inc. | 65,000 | $37.0K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 64,973 | $37.0K | 0.00% | +7,269+12.6% | Added |
| Raymond James & Associates | 67,303 | $38.0K | 0.00% | −147,500−68.7% | Reduced |
| Invesco Ltd. | 67,221 | $38.0K | 0.00% | −44,925−40.1% | Reduced |
| Millennium Management LLC | 66,915 | $38.0K | 0.00% | +66,915 | New |
| Atom Investors LP | 66,997 | $38.0K | 0.01% | +66,997 | New |
| JPMorgan Chase & Co | 72,070 | $41.0K | 0.00% | −9,289−11.4% | Reduced |
| LPL Financial LLC | 73,514 | $42.0K | 0.00% | −24,529−25.0% | Reduced |
| Susquehanna International Group, LLP | 75,733 | $43.0K | 0.00% | −164,448−68.5% | Reduced |
| Bartlett & Co. Wealth Management LLC | 76,900 | $43.8K | 0.00% | +76,900 | New |
| Bartlett & Co. LLC | 76,900 | $44.0K | 0.00% | +76,900 | New |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 83,100 | $47.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 87,317 | $50.0K | 0.00% | +82,106+1,575.6% | Added |
| GHP Investment Advisors, Inc. | 90,000 | $51.0K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 90,400 | $52.0K | 0.00% | −22,135−19.7% | Reduced |
| Morgan Stanley | 98,681 | $55.0K | 0.00% | −44,950−31.3% | Reduced |
| California State Teachers Retirement System | 97,443 | $56.0K | 0.00% | −10,883−10.0% | Reduced |
| American International Group, Inc. | 103,545 | $59.0K | 0.00% | −3,099−2.9% | Reduced |
| New York State Common Retirement Fund | 102,766 | $59.0K | 0.00% | −372−0.4% | Reduced |
| Transform Wealth, LLC | 102,741 | $59.0K | 0.01% | 00.0% | Unchanged |
| XTX Topco Ltd | 107,552 | $61.0K | 0.03% | +92,508+614.9% | Added |
| Chicago Capital, LLC | 110,560 | $63.0K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 112,500 | $64.0K | 0.00% | −11,200−9.1% | Reduced |
| Wells Fargo & Company | 117,312 | $67.0K | 0.00% | +110,312+1,575.9% | Added |
| Helen Stephens Group, LLC | 117,222 | $67.0K | 0.05% | +117,222 | New |
| Chicago Partners Investment Group LLC | 146,238 | $70.0K | 0.00% | +16,866+13.0% | Added |
| Virtu Financial LLC | 124,124 | $71.0K | 0.01% | +124,124 | New |
| Deutsche Bank AG | 128,479 | $73.0K | 0.00% | +6,255+5.1% | Added |
| Kestra Advisory Services, LLC | 128,878 | $73.0K | 0.00% | +128,878 | New |