Ameriprise Financial Inc
AMP- Exchange
- NYSE
- Industry
- Investment Advice
- SEC CIK
- 0000820027
In the last 90 days, Ameriprise Financial Inc insiders filed 0 open-market purchases and 5 sales; 1,396 institutions reported holding it in 13F filings for Q2 2026, worth $35.9B in total; no superinvestor holds it.
Open-market trades, last 90 days
Open-market purchases (P) and sales (S) by Ameriprise Financial Inc insiders, counted by Form 4 filing. Trades with a flagged price and duplicate filings are left out.
- Open-market buys
- 0 filings
- Open-market sells
- 5 filings
- 5 insiders, $26.1M in total
- Insiders trading
- 5
- Net value
- −$26.1M
- Purchases minus sales
Insider roster
Directors, officers and 10% owners who have filed a Form 4 for Ameriprise Financial Inc, current and former, most recent filer first. Last reported holding is the position after the last non-derivative trade in their latest filing.
| Name | Title | Last reported holding | Last filing | Filings, past year |
|---|---|---|---|---|
| Melloh Heather J. | EVP AND GENERAL COUNSEL | 3,937 | Aug 12, 2026 | 4 |
| Brockman Dawn M. | SVP AND CONTROLLER | 713 | Aug 12, 2026 | 5 |
| McGraw Deirdre Davey | EVP Mktg, Strat. & Comms. | 3,373 | Aug 10, 2026 | 1 |
| Cracchiolo James M | CHAIRMAN AND CEO | 107,633 | Jul 30, 2026 | 5 |
| Berman Walter Stanley | EXECUTIVE VP AND CFO | 5,609 | Jul 30, 2026 | 5 |
| Williams Christopher J | Director | – | Jul 30, 2026 | 5 |
| Williams William Jerryl | Pres, Wealth Mgmt Advisor Grp | 6,780 | Jul 29, 2026 | 2 |
| Hunter Petruzillo Kelli A. | Exec VP of Human Resources | 4,208 | Jul 13, 2026 | 1 |
| Truscott William F | CEO, GLOBAL ASSET MANAGEMENT | 4,794 | Jul 13, 2026 | 5 |
| Smyth Gerard P. | EVP & Hd. of Tech. & Serv. Del | 6,103 | May 18, 2026 | 4 |
| Sharpe Robert Francis JR | Director | 6,300Indirect | May 12, 2026 | 3 |
| Pelletier Liane J | Director | – | May 1, 2026 | 2 |
| Neal Blixt Dianne | Director | – | May 1, 2026 | 1 |
| Bryan Glynis | Director | – | May 1, 2026 | 2 |
| DiGeso Amy | Director | – | May 1, 2026 | 1 |
| Shea Brian T | Director | – | May 1, 2026 | 1 |
| Alvero Gumer | PRESIDENT-INSURANCE&ANNUITIES | 4,621 | Feb 11, 2026 | 4 |
| Sweeney Joseph Edward | PRES-AWM PRODUCTS & SERVICES | 11,458 | Feb 3, 2026 | 3 |
| Davies William | EXECUTIVE VP, GLOBAL CIO | 14,529 | Feb 3, 2026 | 3 |
| Walter W Edward | Director | – | May 2, 2025 | 0 |
| Pimentel Armando Jr | Director | – | Apr 26, 2024 | 0 |
| Greenberg Lon R | Director | 5,500 | Apr 29, 2022 | 0 |
| Woerner John Robert | Pres Ins & Chief Strat Officer | 34,167 | Feb 15, 2022 | 0 |
| Thissen Karen Wilson | Executive VP and GC | 10,223 | Feb 15, 2022 | 0 |
| Hutt John R. | Sr Vice Pres and Controller | 3,088 | Feb 15, 2022 | 0 |
| Moore Colin | EVP & Global CIO | 66,517 | Feb 1, 2022 | 0 |
Insider trades
Each row adds up one type of transaction in one Form 4 filing. Only open-market purchases (P) and sales (S) are shown by default; use the filters to see grants, option exercises and other codes.
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Sep 4, 2024 (view filing) | Aug 30 | 5 days | Davies WilliamEXECUTIVE VP, GLOBAL CIO | SSale | −8.70K | $442.07 | −$3.85M | −39.7%13.2K after | |
| Nov 4, 2024 (view filing) | Oct 31 | 4 days | Alvero GumerPRESIDENT-INSURANCE&ANNUITIES | SSale | −2.33K | $516.05 | −$1.20M | −33.2%4.67K after | |
| Nov 8, 2024 (view filing) | Nov 6 | 2 days | Brockman Dawn M.SVP AND CONTROLLER | SSale | −350 | $560.12 | −$196.0K | −27.0%945 after | |
| Nov 13, 2024 (view filing) | Nov 8 | 5 days | Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES | SSale | −10.7K | $549.68 | −$5.90M | −64.9%5.81K after | 3 lots |
| Nov 13, 2024 (view filing) | Nov 11 | 2 days | Cracchiolo James MCHAIRMAN AND CEO | SSale | −8.64K | $563.44 | −$4.87M | −5.2%159.0K after | |
| Nov 13, 2024 (view filing) | Nov 11 | 2 days | Berman Walter StanleyEXECUTIVE VP AND CFO | SSale | −8.65K | $564.16 | −$4.88M | −57.5%6.41K after | 2 lots |
| Feb 10, 2025 (view filing) | Feb 6 | 4 days | Truscott William FCEO, GLOBAL ASSET MANAGEMENT | SSale | −6.00K | $540.29 | −$3.24M | −30.0%14.0K after | |
| Feb 14, 2025 (view filing) | Feb 12 | 2 days | Sharpe Robert Francis JRDirector | SSale | −1.00K | $523.13 | −$523.1K | −9.1%10.0K after | |
| Feb 20, 2025 (view filing) | Feb 18 | 2 days | Berman Walter StanleyEXECUTIVE VP AND CFO | SSale | −8.00K | $548.94 | −$4.39M | −56.5%6.17K after | 2 lots |
| Feb 20, 2025 (view filing) | Feb 18 | 2 days | Sharpe Robert Francis JRDirector | SSale | −1.00K | $551.44 | −$551.4K | −10.0%9.00K after | |
| Feb 21, 2025 (view filing) | Feb 19 | 2 days | Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES | SSale | −4.64K | $539.07 | −$2.50M | −39.0%7.24K after | |
| Mar 19, 2025 (view filing) | Jul 31, 2017 | 2,788 daysLate | Cracchiolo James MCHAIRMAN AND CEO | SSale | −33.7K | $144.56 | −$4.87M | −20.2%132.8K after | |
| Mar 19, 2025 (view filing) | Apr 29, 2021 | 1,420 daysLate | Smyth Gerard P.EVP & CIO | SSale | −974 | $259.53 | −$252.8K | −9.7%9.02K after | |
| Aug 21, 2025 (view filing) | Aug 19 | 2 days | Truscott William FCEO, GLOBAL ASSET MANAGEMENT | SSale | −9.93K | $506.89 | −$5.03M | −47.3%11.0K after | |
| Sep 8, 2025 (view filing) | Sep 4 | 4 days | Melloh Heather J.EVP AND GENERAL COUNSEL | SSale | −1.50K | $512.34 | −$768.5K | −36.9%2.56K after | |
| Nov 25, 2025 (view filing) | Nov 21 | 4 days | Sharpe Robert Francis JRDirector | SSale | −1.50K | $450.95 | −$676.4K | −16.7%7.50K after | |
| Feb 6, 2026 (view filing) | Feb 4 | 2 days | Cracchiolo James MCHAIRMAN AND CEO | SSale | −48.8K | $544.96 | −$26.6M | −31.2%107.6K after | 8 lots |
| Feb 9, 2026 (view filing) | Feb 5 | 4 days | Berman Walter StanleyEXECUTIVE VP AND CFO | SSale | −7.00K | $544.22 | −$3.81M | −55.5%5.61K after | |
| Feb 11, 2026 (view filing) | Feb 9 | 2 days | Alvero GumerPRESIDENT-INSURANCE&ANNUITIES | SSale | −4.66K | $542.88 | −$2.53M | −50.2%4.62K after | |
| Feb 12, 2026 (view filing) | Feb 10 | 2 days | Truscott William FCEO, GLOBAL ASSET MANAGEMENT | SSale | −5.00K | $532.08 | −$2.66M | −29.2%12.1K after | |
| May 12, 2026 (view filing) | May 8 | 4 days | Sharpe Robert Francis JRDirector | SSale | −1.20K | $465.83 | −$559.0K | −16.0%6.30K after | |
| May 18, 2026 (view filing) | May 14 | 4 days | Smyth Gerard P.EVP & Hd. of Tech. & Serv. Del | SSale | −6.25K | $472.52 | −$2.96M | −50.6%6.10K after | |
| Jul 29, 2026 (view filing)4:41 PM ET | Jul 27-28 | 2 days | Williams William JerrylPres, Wealth Mgmt Advisor Grp | SSale | −16.1K | $538.24 | −$8.67M | −70.4%6.78K after | 5 lots |
| Jul 30, 2026 (view filing)5:17 PM ET | Jul 28 | 2 days | Berman Walter StanleyEXECUTIVE VP AND CFO | SSale | −11.0K | $548.95 | −$6.05M | −66.3%5.61K after | 2 lots |
| Jul 30, 2026 (view filing)5:25 PM ET | Jul 28 | 2 days | Cracchiolo James MCHAIRMAN AND CEO | SSale | −18.0K | $545.43 | −$9.83M | −14.3%107.6K after | 2 lots |
| Aug 10, 2026 (view filing)4:23 PM ET | Aug 6 | 4 days | McGraw Deirdre DaveyEVP Mktg, Strat. & Comms. | SSale | −2.40K | $558.28 | −$1.34M | −41.6%3.37K after | |
| Aug 12, 2026 (view filing)4:55 PM ET | Aug 10 | 2 days | Brockman Dawn M.SVP AND CONTROLLER | SSale | −472 | $558.93 | −$263.8K | −39.8%713 after |