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Wealth Effects LLC

SEC CIK
0001907254
Latest filing
Aug 6, 2026

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 2, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
191
+8 vs. Q3 2022
Portfolio value
$174.9M
+$11.8M (+7.2%) vs. Q3 2022
Filed
Feb 2, 2023
SEC
Holdings of Wealth Effects LLC in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
AVDLAvadel Pharmaceuticals PLCSPONSORED ADR2,514,905$18.0M10.3%−79,855−3.1%ReducedHistory
AAPLApple Inc.Stock95,703$12.4M7.1%−18,344−16.1%ReducedHistory
ARWRArrowhead Pharmaceuticals, Inc.COM155,620$6.31M3.6%−1,000−0.6%ReducedHistory
MSFTMicrosoft CorpStock21,156$5.07M2.9%−357−1.7%ReducedHistory
AMZNAmazon Com IncStock58,095$4.88M2.8%−1,506−2.5%ReducedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF25,507$4.88M2.8%+25,507New–
JPMJPMorgan Chase & CoStock31,909$4.28M2.4%−413−1.3%ReducedHistory
NVDANVIDIA CorpStock25,367$3.71M2.1%−1,346−5.0%ReducedHistory
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT75,896$3.60M2.1%−3,502−4.4%Reduced–
GOOGLAlphabet Inc.Stock33,760$2.98M1.7%−1,925−5.4%ReducedHistory
PFEPfizer IncStock53,893$2.76M1.6%−20,233−27.3%ReducedHistory
CVXChevron CorpStock13,889$2.49M1.4%−558−3.9%ReducedHistory
ABBVAbbVie Inc.Stock14,509$2.34M1.3%−29−0.2%ReducedHistory
TTDTrade Desk, Inc.Stock49,335$2.21M1.3%−5,070−9.3%ReducedHistory
BXBlackstone Inc.COM29,493$2.19M1.3%−8,179−21.7%ReducedHistory
XAIRBeyond Air, Inc.COM325,950$2.12M1.2%+1,041+0.3%AddedHistory
iShares Core S&P 500 ETF464287200ETF5,186$1.99M1.1%+5,186New–
JNJJohnson & JohnsonStock10,600$1.87M1.1%+292+2.8%AddedHistory
MRKMerck & Co., Inc.Stock16,329$1.81M1.0%−171−1.0%ReducedHistory
UNHUnitedHealth Group IncStock3,283$1.74M1.0%−300−8.4%ReducedHistory
iShares Tr464287150CORE S&P TTL STK19,924$1.69M1.0%+19,924New–
DDD3D Systems CorpCOM NEW225,275$1.67M1.0%−34,000−13.1%ReducedHistory
CVSCVS Health CorpStock17,507$1.63M0.9%−3,320−15.9%ReducedHistory
Global X FDS37954Y483NASDAQ 100 COVER95,377$1.52M0.9%−5,478−5.4%Reduced–
GISGeneral Mills IncStock18,033$1.51M0.9%−266−1.5%ReducedHistory
PGProcter & Gamble CoStock9,952$1.51M0.9%+190+1.9%AddedHistory
URIUnited Rentals, Inc.COM4,195$1.49M0.9%−510−10.8%ReducedHistory
iShares Core S&P Mid-Cap ETF464287507ETF6,140$1.49M0.8%+6,140New–
First Trust Rising Dividend Achievers ETF33738R506ETF33,794$1.48M0.8%+130.0%Added–
BRK.BBerkshire Hathaway IncStock4,712$1.46M0.8%+61+1.3%AddedHistory
BABoeing CoStock7,575$1.44M0.8%−373−4.7%ReducedHistory
XOMExxonMobil Holdings CorpCOM12,742$1.41M0.8%+41+0.3%AddedHistory
IBMInternational Business Machines CorpStock9,701$1.37M0.8%+210+2.2%AddedHistory
AMTAmerican Tower CorpREIT5,415$1.15M0.7%−563−9.4%ReducedHistory
Vanguard Morningstar Growth ETF922908736ETF5,205$1.11M0.6%+5,205New–
BACBank of America CorpStock31,891$1.06M0.6%−18,145−36.3%ReducedHistory
VZVerizon Communications IncStock26,546$1.05M0.6%−1,104−4.0%ReducedHistory
DVNDevon Energy CorpStock16,885$1.04M0.6%+423+2.6%AddedHistory
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM18,812$1.03M0.6%+5,327+39.5%Added–
OGNOrganon & Co.Stock35,423$989.4K0.6%+249+0.7%AddedHistory
Vanguard S&P 500 ETF922908363ETF2,798$983.1K0.6%+303+12.1%Added–
EXPEagle Materials IncCOM7,326$973.3K0.6%−2,500−25.4%ReducedHistory
BMYBristol Myers Squibb CoStock13,326$958.8K0.5%−1,699−11.3%ReducedHistory
PDPagerDuty, Inc.COM35,040$930.7K0.5%−7,875−18.4%ReducedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD12,280$923.3K0.5%+8,962+270.1%Added–
VVisa Inc.Stock4,390$912.1K0.5%−112−2.5%ReducedHistory
HDHome Depot, Inc.Stock2,867$905.7K0.5%+253+9.7%AddedHistory
iShares S&P 500 Value ETF464287408ETF6,000$870.4K0.5%+6,000New–
TSLATesla, Inc.Stock6,893$849.1K0.5%+653+10.5%AddedHistory
iShares Core MSCI Total International Stock ETF46432F834ETF14,530$841.0K0.5%+14,530New–
INDIindie Semiconductor, Inc.CLASS A COM144,001$839.5K0.5%−28,400−16.5%ReducedHistory
CATCaterpillar IncStock3,316$794.5K0.5%+201+6.5%AddedHistory
ABTAbbott LaboratoriesStock7,223$793.0K0.5%+99+1.4%AddedHistory
Invesco QQQ Trust Series I46090E103ETF2,907$774.1K0.4%+483+19.9%Added–
WMTWalmart Inc.Stock5,252$744.7K0.4%−50−0.9%ReducedHistory
GOOGAlphabet Inc.Stock8,387$744.2K0.4%−638−7.1%ReducedHistory
AMGNAmgen IncStock2,779$729.8K0.4%−199−6.7%ReducedHistory
iShares Core S&P Small Cap ETF464287804ETF7,556$715.1K0.4%+7,556New–
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM65,520$711.5K0.4%+2,646+4.2%AddedHistory
PEPPepsiCo IncStock3,877$700.4K0.4%+385+11.0%AddedHistory
CMCSAComcast CorpStock20,015$699.9K0.4%−878−4.2%ReducedHistory
Vanguard Real Estate ETF922908553ETF8,213$677.4K0.4%+8,213New–
DOCNDigitalOcean Holdings, Inc.COM26,005$662.3K0.4%−3,650−12.3%ReducedHistory
RTXRTX CorpStock6,538$659.8K0.4%−435−6.2%ReducedHistory
BSTBlackRock Science & Technology TrustSHS23,237$659.2K0.4%−5,142−18.1%ReducedHistory
IRDMIridium Communications Inc.COM12,800$657.9K0.4%−8,700−40.5%ReducedHistory
GNRCGenerac Holdings Inc.Stock6,445$648.8K0.4%+2,640+69.4%AddedHistory
INTCIntel CorpStock24,060$635.9K0.4%+1,205+5.3%AddedHistory
THWabrdn World Healthcare FundBEN INT SHS42,050$616.0K0.4%−2,950−6.6%ReducedHistory
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH3,872$596.8K0.3%00.0%Unchanged–
STKLSunOpta Inc.COM70,590$595.8K0.3%−13,000−15.6%ReducedHistory
ENVXEnovix CorpCOM45,501$566.0K0.3%+45,501NewHistory
KMIKinder Morgan, Inc.Stock31,124$562.7K0.3%+4,541+17.1%AddedHistory
ETVEaton Vance Tax-Managed Buy-Write Opportunities FundCOM45,314$556.5K0.3%+3,969+9.6%AddedHistory
WTRGEssential Utilities, Inc.COM11,382$543.3K0.3%00.0%UnchangedHistory
ORCLOracle CorpStock6,590$538.7K0.3%−461−6.5%ReducedHistory
DLHCDLH Holdings Corp.COM44,368$526.4K0.3%−8,000−15.3%ReducedHistory
State Street SPDR S&P Homebuilders ETF78464A888ETF8,609$519.3K0.3%−65−0.7%Reduced–
PBIPitney Bowes IncCOM135,912$516.5K0.3%+9,479+7.5%AddedHistory
First Tr Exchange-Traded FD33738D101NO AMER ENERGY18,779$501.2K0.3%+60.0%Added–
NEENextera Energy IncStock5,991$500.9K0.3%−754−11.2%ReducedHistory
PCYOPure Cycle CorpCOM NEW47,600$498.8K0.3%−250−0.5%ReducedHistory
MSMorgan StanleyStock5,804$493.4K0.3%−7,499−56.4%ReducedHistory
iShares Tr464287689RUSSELL 3000 ETF2,205$486.6K0.3%+2,205New–
COSTCostco Wholesale CorpStock1,043$476.3K0.3%+51+5.1%AddedHistory
FSKFS KKR Capital CorpCOM27,025$472.9K0.3%+625+2.4%AddedHistory
LPCNLipocine Inc.COM1,178,834$468.9K0.3%−37,000−3.0%ReducedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF5,328$466.0K0.3%+910+20.6%Added–
LNGCheniere Energy, Inc.COM NEW3,086$462.8K0.3%+335+12.2%AddedHistory
RFRegions Financial CorpCOM21,179$456.6K0.3%−5,712−21.2%ReducedHistory
First Tr Exchange-Traded FD33733B100WTR ETF5,734$455.0K0.3%+14+0.2%Added–
Alps ETF Tr00162Q452ALERIAN MLP11,925$454.0K0.3%−1,155−8.8%Reduced–
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM59,143$446.5K0.3%−5,388−8.3%ReducedHistory
DLBDolby Laboratories, Inc.COM CL A6,300$444.4K0.3%−180−2.8%ReducedHistory
Vanguard Utilities ETF92204A876ETF2,876$441.1K0.3%+31+1.1%Added–
SBCFSeacoast Banking Corp of FloridaCOM NEW13,900$433.5K0.2%−8,500−37.9%ReducedHistory
STTState Street CorpCOM5,554$430.8K0.2%−100−1.8%ReducedHistory
MRNAModerna, Inc.Stock2,371$425.9K0.2%00.0%UnchangedHistory
DISWalt Disney CoStock4,872$423.2K0.2%−2,359−32.6%ReducedHistory
EOSEaton Vance Enhanced Equity Income Fund IICOM25,556$422.9K0.2%+47+0.2%AddedHistory

Sold out since Q3 2022 (18)

Positions held at the end of Q3 2022 that are gone from this filing.

Positions of Wealth Effects LLC sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
STESTERIS plcSHS USD10,543$1.75M1.1%History
iShares Tr46429B7470-5 YR TIPS ETF8,224$790.0K0.5%–
First Tr Exchange Trad FD VI33739H101FST TR GLB FD17,870$453.0K0.3%–
FNFFidelity National Financial, Inc.COM SHS11,677$423.0K0.3%History
SPDR Series Trust78468R861STATE STRET SPDR22,630$412.0K0.3%–
KEYSKeysight Technologies, Inc.Stock2,105$331.0K0.2%History
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF7,527$290.0K0.2%–
UUnity Software Inc.COM8,245$263.0K0.2%History
PINSPinterest, Inc.CL A10,540$246.0K0.2%History
Paramount Global92556H206CL B12,161$232.0K0.1%–
FIVNFive9, Inc.COM2,880$216.0K0.1%History
MTBM&T Bank CorpCOM1,173$207.0K0.1%History
HMCHonda Motor Co LtdADR ECH CNV IN 39,457$204.0K0.1%History
MYDBlackRock Muniyield Fund, Inc.COM12,075$120.0K0.1%History
FFord Motor CoStock10,472$117.0K0.1%History
BTXBlackRock Technology & Private Equity Term TrustSHS BEN INT15,005$109.0K0.1%History
GGTGabelli Multimedia Trust Inc.COM16,700$104.0K0.1%History
BKTBlackRock Income Trust, Inc.COM10,500$43.0K<0.1%History