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Wealth Effects LLC

SEC CIK
0001907254
Latest filing
Aug 6, 2026

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed May 4, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
198
+7 vs. Q4 2022
Portfolio value
$194.9M
+$19.9M (+11.4%) vs. Q4 2022
Filed
May 4, 2023
SEC
Holdings of Wealth Effects LLC in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
AVDLAvadel Pharmaceuticals PLCSPONSORED ADR2,498,838$22.9M11.7%−16,067−0.6%ReducedHistory
AAPLApple Inc.Stock94,135$15.5M8.0%−1,568−1.6%ReducedHistory
NVDANVIDIA CorpStock25,510$7.09M3.6%+143+0.6%AddedHistory
MSFTMicrosoft CorpStock21,651$6.24M3.2%+495+2.3%AddedHistory
AMZNAmazon Com IncStock57,140$5.90M3.0%−955−1.6%ReducedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF25,847$5.28M2.7%+340+1.3%Added–
JPMJPMorgan Chase & CoStock30,768$4.01M2.1%−1,141−3.6%ReducedHistory
ARWRArrowhead Pharmaceuticals, Inc.COM156,810$3.98M2.0%+1,190+0.8%AddedHistory
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT74,415$3.56M1.8%−1,481−2.0%Reduced–
GOOGLAlphabet Inc.Stock33,695$3.50M1.8%−65−0.2%ReducedHistory
TTDTrade Desk, Inc.Stock49,295$3.00M1.5%−40−0.1%ReducedHistory
BXBlackstone Inc.COM28,312$2.49M1.3%−1,181−4.0%ReducedHistory
DDD3D Systems CorpCOM NEW223,975$2.40M1.2%−1,300−0.6%ReducedHistory
XAIRBeyond Air, Inc.COM330,050$2.23M1.1%+4,100+1.3%AddedHistory
PFEPfizer IncStock52,904$2.16M1.1%−989−1.8%ReducedHistory
iShares Core S&P 500 ETF464287200ETF5,108$2.10M1.1%−78−1.5%Reduced–
CVXChevron CorpStock12,508$2.04M1.0%−1,381−9.9%ReducedHistory
ABBVAbbVie Inc.Stock12,640$2.01M1.0%−1,869−12.9%ReducedHistory
iShares Tr464287150CORE S&P TTL STK19,834$1.80M0.9%−90−0.5%Reduced–
MRKMerck & Co., Inc.Stock16,272$1.73M0.9%−57−0.3%ReducedHistory
INDIindie Semiconductor, Inc.CLASS A COM161,551$1.70M0.9%+17,550+12.2%AddedHistory
Global X FDS37954Y483NASDAQ 100 COVER96,302$1.65M0.8%+925+1.0%Added–
URIUnited Rentals, Inc.COM4,150$1.64M0.8%−45−1.1%ReducedHistory
BABoeing CoStock7,688$1.63M0.8%+113+1.5%AddedHistory
JNJJohnson & JohnsonStock10,433$1.62M0.8%−167−1.6%ReducedHistory
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM28,230$1.54M0.8%+9,418+50.1%Added–
GISGeneral Mills IncStock17,942$1.53M0.8%−91−0.5%ReducedHistory
First Trust Rising Dividend Achievers ETF33738R506ETF33,397$1.50M0.8%−397−1.2%Reduced–
TSLATesla, Inc.Stock7,130$1.48M0.8%+237+3.4%AddedHistory
PGProcter & Gamble CoStock9,837$1.46M0.8%−115−1.2%ReducedHistory
BRK.BBerkshire Hathaway IncStock4,682$1.45M0.7%−30−0.6%ReducedHistory
IBMInternational Business Machines CorpStock10,847$1.42M0.7%+1,146+11.8%AddedHistory
UNHUnitedHealth Group IncStock2,972$1.40M0.7%−311−9.5%ReducedHistory
CVSCVS Health CorpStock18,742$1.39M0.7%+1,235+7.1%AddedHistory
iShares Core S&P Mid-Cap ETF464287507ETF5,332$1.33M0.7%−808−13.2%Reduced–
Vanguard Morningstar Growth ETF922908736ETF5,205$1.30M0.7%00.0%Unchanged–
DVNDevon Energy CorpStock23,985$1.21M0.6%+7,100+42.0%AddedHistory
PDPagerDuty, Inc.COM34,665$1.21M0.6%−375−1.1%ReducedHistory
ENVXEnovix CorpCOM80,801$1.20M0.6%+35,300+77.6%AddedHistory
XOMExxonMobil Holdings CorpCOM10,869$1.19M0.6%−1,873−14.7%ReducedHistory
AMTAmerican Tower CorpREIT5,601$1.14M0.6%+186+3.4%AddedHistory
VVisa Inc.Stock4,994$1.13M0.6%+604+13.8%AddedHistory
VZVerizon Communications IncStock27,836$1.08M0.6%+1,290+4.9%AddedHistory
EXPEagle Materials IncCOM7,326$1.08M0.6%00.0%UnchangedHistory
Vanguard S&P 500 ETF922908363ETF2,857$1.07M0.6%+59+2.1%Added–
DOCNDigitalOcean Holdings, Inc.COM27,280$1.07M0.5%+1,275+4.9%AddedHistory
Invesco QQQ Trust Series I46090E103ETF3,140$1.01M0.5%+233+8.0%Added–
OGNOrganon & Co.Stock39,803$936.2K0.5%+4,380+12.4%AddedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD12,240$933.1K0.5%−40−0.3%Reduced–
BMYBristol Myers Squibb CoStock13,162$912.2K0.5%−164−1.2%ReducedHistory
iShares S&P 500 Value ETF464287408ETF6,000$910.6K0.5%00.0%Unchanged–
BACBank of America CorpStock31,295$895.0K0.5%−596−1.9%ReducedHistory
GOOGAlphabet Inc.Stock8,387$872.2K0.4%00.0%UnchangedHistory
iShares Core MSCI Total International Stock ETF46432F834ETF13,846$857.8K0.4%−684−4.7%Reduced–
HDHome Depot, Inc.Stock2,719$802.5K0.4%−148−5.2%ReducedHistory
INTCIntel CorpStock22,818$745.5K0.4%−1,242−5.2%ReducedHistory
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM63,689$743.3K0.4%−1,831−2.8%ReducedHistory
CMCSAComcast CorpStock19,549$741.1K0.4%−466−2.3%ReducedHistory
CATCaterpillar IncStock3,197$731.7K0.4%−119−3.6%ReducedHistory
AMDAdvanced Micro Devices IncStock7,423$727.5K0.4%+2,850+62.3%AddedHistory
BSTBlackRock Science & Technology TrustSHS22,419$725.0K0.4%−818−3.5%ReducedHistory
THWabrdn World Healthcare FundBEN INT SHS52,500$721.4K0.4%+10,450+24.9%AddedHistory
WMTWalmart Inc.Stock4,876$719.0K0.4%−376−7.2%ReducedHistory
ABTAbbott LaboratoriesStock7,024$711.2K0.4%−199−2.8%ReducedHistory
RTXRTX CorpStock7,163$701.5K0.4%+625+9.6%AddedHistory
GNRCGenerac Holdings Inc.Stock6,490$701.0K0.4%+45+0.7%AddedHistory
IRDMIridium Communications Inc.COM11,300$699.8K0.4%−1,500−11.7%ReducedHistory
FSLYFastly, Inc.CL A38,996$692.6K0.4%+15,250+64.2%AddedHistory
PEPPepsiCo IncStock3,727$679.5K0.3%−150−3.9%ReducedHistory
AMGNAmgen IncStock2,780$672.0K0.3%+10.0%AddedHistory
SEELSeelos Therapeutics, Inc.COM956,046$660.8K0.3%+956,046NewHistory
iShares Core S&P Small Cap ETF464287804ETF6,758$653.5K0.3%−798−10.6%Reduced–
Vanguard Real Estate ETF922908553ETF7,747$643.3K0.3%−466−5.7%Reduced–
FSKFS KKR Capital CorpCOM32,200$595.7K0.3%+5,175+19.1%AddedHistory
ETVEaton Vance Tax-Managed Buy-Write Opportunities FundCOM46,277$584.5K0.3%+963+2.1%AddedHistory
PBIPitney Bowes IncCOM148,490$577.6K0.3%+12,578+9.3%AddedHistory
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH3,672$569.3K0.3%−200−5.2%Reduced–
State Street SPDR S&P Homebuilders ETF78464A888ETF8,313$563.3K0.3%−296−3.4%Reduced–
STKLSunOpta Inc.COM70,590$543.5K0.3%00.0%UnchangedHistory
ORCLOracle CorpStock5,815$540.3K0.3%−775−11.8%ReducedHistory
WTRGEssential Utilities, Inc.COM12,353$539.2K0.3%+971+8.5%AddedHistory
DLBDolby Laboratories, Inc.COM CL A6,300$538.1K0.3%00.0%UnchangedHistory
ARK Innovation ETF00214Q104ETF13,138$530.0K0.3%+1,280+10.8%Added–
SSentinelOne, Inc.CL A32,040$524.2K0.3%+32,040NewHistory
iShares Tr464287689RUSSELL 3000 ETF2,205$519.1K0.3%00.0%Unchanged–
Graniteshares ETF Tr38747R7021.25X LNG TESLA34,200$515.1K0.3%+34,200New–
DLHCDLH Holdings Corp.COM44,368$508.9K0.3%00.0%UnchangedHistory
MSMorgan StanleyStock5,704$500.8K0.3%−100−1.7%ReducedHistory
DISWalt Disney CoStock4,967$497.3K0.3%+95+1.9%AddedHistory
AMATApplied Materials IncStock4,020$493.8K0.3%00.0%UnchangedHistory
SHOPShopify Inc.Stock10,015$480.1K0.2%+125+1.3%AddedHistory
Alps ETF Tr00162Q452ALERIAN MLP12,410$479.6K0.2%+485+4.1%Added–
First Tr Exchange-Traded FD33738D101NO AMER ENERGY17,888$476.3K0.2%−891−4.7%Reduced–
ESTCElastic N.V.ORD SHS8,130$470.7K0.2%+35+0.4%AddedHistory
LNGCheniere Energy, Inc.COM NEW2,986$470.7K0.2%−100−3.2%ReducedHistory
First Tr Exchange-Traded FD33733B100WTR ETF5,584$467.0K0.2%−150−2.6%Reduced–
TWLOTwilio IncCL A6,985$465.4K0.2%00.0%UnchangedHistory
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM59,156$462.0K0.2%+130.0%AddedHistory
PXDPioneer Natural Resources CoCOM2,237$456.9K0.2%+675+43.2%AddedHistory
COSTCostco Wholesale CorpStock915$454.9K0.2%−128−12.3%ReducedHistory

Sold out since Q4 2022 (9)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of Wealth Effects LLC sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
AVGOBroadcom Inc.Stock604$337.9K0.2%History
TMOThermo Fisher Scientific Inc.Stock600$330.6K0.2%History
CICigna GroupStock717$237.6K0.1%History
MMM3M CoStock1,804$216.4K0.1%History
TDToronto Dominion BankStock3,258$211.0K0.1%History
State Street Financial Select Sector SPDR ETF81369Y605ETF6,067$207.5K0.1%–
iShares U.S. Regional Banks ETF464288778ETF4,224$201.2K0.1%–
BPBP PLCADR5,728$200.1K0.1%History
KDKyndryl Holdings, Inc.Stock15,738$175.0K0.1%History