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Wealth Effects LLC

SEC CIK
0001907254
Latest filing
Aug 6, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
183
−6 vs. Q2 2022
Portfolio value
$163.2M
−$2.54M (−1.5%) vs. Q2 2022
Filed
Nov 14, 2022
SEC
Holdings of Wealth Effects LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock114,047$15.8M9.7%−164−0.1%ReducedHistory
AVDLAvadel Pharmaceuticals PLCSPONSORED ADR2,594,760$13.0M8.0%+10,670+0.4%AddedHistory
AMZNAmazon Com IncStock59,601$6.74M4.1%−1,080−1.8%ReducedHistory
ARWRArrowhead Pharmaceuticals, Inc.COM156,620$5.18M3.2%+3,000+2.0%AddedHistory
MSFTMicrosoft CorpStock21,513$5.01M3.1%−80.0%ReducedHistory
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT79,398$3.76M2.3%−1,483−1.8%Reduced–
GOOGLAlphabet Inc.Stock35,685$3.41M2.1%00.0%UnchangedConverted for a 20-for-1 splitHistory
JPMJPMorgan Chase & CoStock32,322$3.38M2.1%+179+0.6%AddedHistory
TTDTrade Desk, Inc.Stock54,405$3.25M2.0%+530+1.0%AddedHistory
PFEPfizer IncStock74,126$3.24M2.0%+546+0.7%AddedHistory
NVDANVIDIA CorpStock26,713$3.24M2.0%−918−3.3%ReducedHistory
BXBlackstone Inc.COM37,672$3.15M1.9%+1,055+2.9%AddedHistory
XAIRBeyond Air, Inc.COM324,909$2.42M1.5%−3,000−0.9%ReducedHistory
CVXChevron CorpStock14,447$2.08M1.3%−1,780−11.0%ReducedHistory
DDD3D Systems CorpCOM NEW259,275$2.07M1.3%−7,650−2.9%ReducedHistory
CVSCVS Health CorpStock20,827$1.99M1.2%−60−0.3%ReducedHistory
ABBVAbbVie Inc.Stock14,538$1.95M1.2%+300+2.1%AddedHistory
UNHUnitedHealth Group IncStock3,583$1.81M1.1%−44−1.2%ReducedHistory
STESTERIS plcSHS USD10,543$1.75M1.1%00.0%UnchangedHistory
JNJJohnson & JohnsonStock10,308$1.68M1.0%−181−1.7%ReducedHistory
TSLATesla, Inc.Stock6,240$1.66M1.0%00.0%UnchangedConverted for a 3-for-1 splitHistory
Global X FDS37954Y483NASDAQ 100 COVER100,855$1.58M1.0%+1,415+1.4%Added–
BACBank of America CorpStock50,036$1.51M0.9%−170.0%ReducedHistory
MRKMerck & Co., Inc.Stock16,500$1.42M0.9%00.0%UnchangedHistory
GISGeneral Mills IncStock18,299$1.40M0.9%−253−1.4%ReducedHistory
First Trust Rising Dividend Achievers ETF33738R506ETF33,781$1.31M0.8%+359+1.1%Added–
AMTAmerican Tower CorpREIT5,978$1.28M0.8%−214−3.5%ReducedHistory
URIUnited Rentals, Inc.COM4,705$1.27M0.8%−45−0.9%ReducedHistory
INDIindie Semiconductor, Inc.CLASS A COM172,401$1.26M0.8%−32,550−15.9%ReducedHistory
BRK.BBerkshire Hathaway IncStock4,651$1.24M0.8%−200−4.1%ReducedHistory
PGProcter & Gamble CoStock9,762$1.23M0.8%+186+1.9%AddedHistory
ROKURoku, IncCOM CL A21,587$1.22M0.7%−907−4.0%ReducedHistory
IBMInternational Business Machines CorpStock9,491$1.13M0.7%−298−3.0%ReducedHistory
XOMExxonMobil Holdings CorpCOM12,701$1.11M0.7%−1,318−9.4%ReducedHistory
DOCNDigitalOcean Holdings, Inc.COM29,655$1.07M0.7%+9,917+50.2%AddedHistory
BMYBristol Myers Squibb CoStock15,025$1.07M0.7%+10.0%AddedHistory
EXPEagle Materials IncCOM9,826$1.05M0.6%00.0%UnchangedHistory
MSMorgan StanleyStock13,303$1.05M0.6%−14−0.1%ReducedHistory
VZVerizon Communications IncStock27,650$1.05M0.6%+684+2.5%AddedHistory
DVNDevon Energy CorpStock16,462$990.0K0.6%+8,232+100.0%AddedHistory
PDPagerDuty, Inc.COM42,915$990.0K0.6%+800+1.9%AddedHistory
BABoeing CoStock7,948$962.0K0.6%−1,183−13.0%ReducedHistory
IRDMIridium Communications Inc.COM21,500$954.0K0.6%00.0%UnchangedHistory
GOOGAlphabet Inc.Stock9,025$868.0K0.5%−615−6.4%ReducedConverted for a 20-for-1 splitHistory
TWLOTwilio IncCL A12,115$838.0K0.5%+70+0.6%AddedHistory
BSTBlackRock Science & Technology TrustSHS28,379$834.0K0.5%−2,851−9.1%ReducedHistory
OGNOrganon & Co.Stock35,174$823.0K0.5%+4,002+12.8%AddedHistory
Vanguard S&P 500 ETF922908363ETF2,495$819.0K0.5%+64+2.6%Added–
VVisa Inc.Stock4,502$800.0K0.5%+160+3.7%AddedHistory
iShares Tr46429B7470-5 YR TIPS ETF8,224$790.0K0.5%+8,224New–
STKLSunOpta Inc.COM83,590$761.0K0.5%−360−0.4%ReducedHistory
ESTCElastic N.V.ORD SHS10,317$740.0K0.5%+1,310+14.5%AddedHistory
HDHome Depot, Inc.Stock2,614$721.0K0.4%−66−2.5%ReducedHistory
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM13,485$691.0K0.4%+13,485New–
ABTAbbott LaboratoriesStock7,124$689.0K0.4%+20+0.3%AddedHistory
WMTWalmart Inc.Stock5,302$688.0K0.4%+45+0.9%AddedHistory
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM62,874$683.0K0.4%−259−0.4%ReducedHistory
DISWalt Disney CoStock7,231$682.0K0.4%−420−5.5%ReducedHistory
GNRCGenerac Holdings Inc.Stock3,805$678.0K0.4%+421+12.4%AddedHistory
SBCFSeacoast Banking Corp of FloridaCOM NEW22,400$677.0K0.4%00.0%UnchangedHistory
AMGNAmgen IncStock2,978$671.0K0.4%+10.0%AddedHistory
Invesco QQQ Trust Series I46090E103ETF2,424$648.0K0.4%+25+1.0%Added–
DLHCDLH Holdings Corp.COM52,368$643.0K0.4%00.0%UnchangedHistory
CMCSAComcast CorpStock20,893$613.0K0.4%−3,227−13.4%ReducedHistory
INTCIntel CorpStock22,855$589.0K0.4%−362−1.6%ReducedHistory
THWabrdn World Healthcare FundBEN INT SHS45,000$579.0K0.4%+45,000NewHistory
RTXRTX CorpStock6,973$571.0K0.3%+615+9.7%AddedHistory
PEPPepsiCo IncStock3,492$570.0K0.3%00.0%UnchangedHistory
FSLYFastly, Inc.CL A61,269$561.0K0.3%−31,955−34.3%ReducedHistory
LPCNLipocine Inc.COM1,215,834$547.0K0.3%−264,500−17.9%ReducedHistory
ETVEaton Vance Tax-Managed Buy-Write Opportunities FundCOM41,345$544.0K0.3%+130.0%AddedHistory
RFRegions Financial CorpCOM26,891$540.0K0.3%+732+2.8%AddedHistory
NEENextera Energy IncStock6,745$529.0K0.3%−99−1.4%ReducedHistory
CATCaterpillar IncStock3,115$511.0K0.3%+11+0.4%AddedHistory
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH3,872$511.0K0.3%−200−4.9%Reduced–
Alps ETF Tr00162Q452ALERIAN MLP13,080$478.0K0.3%+13,080New–
State Street SPDR S&P Homebuilders ETF78464A888ETF8,674$474.0K0.3%+30.0%Added–
ARK Innovation ETF00214Q104ETF12,509$472.0K0.3%+1,398+12.6%Added–
DVAXDynavax Technologies CorpCOM NEW45,250$472.0K0.3%−1,000−2.2%ReducedHistory
WTRGEssential Utilities, Inc.COM11,382$471.0K0.3%+10.0%AddedHistory
COSTCostco Wholesale CorpStock992$469.0K0.3%+45+4.8%AddedHistory
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM64,531$468.0K0.3%−2,283−3.4%ReducedHistory
First Tr Exchange-Traded FD33738D101NO AMER ENERGY18,773$467.0K0.3%+70.0%Added–
LNGCheniere Energy, Inc.COM NEW2,751$456.0K0.3%+10.0%AddedHistory
First Tr Exchange Trad FD VI33739H101FST TR GLB FD17,870$453.0K0.3%−950−5.0%Reduced–
FSKFS KKR Capital CorpCOM26,400$447.0K0.3%+26,400NewHistory
KMIKinder Morgan, Inc.Stock26,583$442.0K0.3%−759−2.8%ReducedHistory
ORCLOracle CorpStock7,051$431.0K0.3%+176+2.6%AddedHistory
FNFFidelity National Financial, Inc.COM SHS11,677$423.0K0.3%+10.0%AddedHistory
DLBDolby Laboratories, Inc.COM CL A6,480$422.0K0.3%+480+8.0%AddedHistory
SPDR Series Trust78468R861STATE STRET SPDR22,630$412.0K0.3%+22,630New–
First Tr Exchange-Traded FD33733B100WTR ETF5,720$411.0K0.3%−340−5.6%Reduced–
Vanguard Utilities ETF92204A876ETF2,845$405.0K0.2%00.0%Unchanged–
TAT&T Inc.Stock26,318$404.0K0.2%−30−0.1%ReducedHistory
PCYOPure Cycle CorpCOM NEW47,850$400.0K0.2%+1,500+3.2%AddedHistory
PCTPureCycle Technologies, Inc.COM48,292$390.0K0.2%+2,633+5.8%AddedHistory
EOSEaton Vance Enhanced Equity Income Fund IICOM25,509$390.0K0.2%+360+1.4%AddedHistory
DHRDanaher CorpStock1,496$386.0K0.2%00.0%UnchangedHistory
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM19,801$384.0K0.2%00.0%UnchangedHistory
MOAltria Group, Inc.Stock8,925$360.0K0.2%+750+9.2%AddedHistory

Sold out since Q2 2022 (18)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of Wealth Effects LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
ELVElevance Health, Inc.Stock685$331.0K0.2%History
VanEck ETF Trust92189F700AGRIBUSINESS ETF3,718$322.0K0.2%–
GSKGSK plcSPONSORED ADR5,750$250.0K0.2%History
YETIYETI Holdings, Inc.COM5,470$237.0K0.1%History
EWEdwards Lifesciences CorpStock2,475$235.0K0.1%History
Exchange Traded Concepts Tru301505707ROBO GLB ETF5,104$229.0K0.1%–
QCOMQualcomm IncStock1,784$228.0K0.1%History
First Tr Exchange-Traded Alp33737M300SML CP GRW ALP4,163$225.0K0.1%–
MUMicron Technology IncStock3,895$215.0K0.1%History
TDToronto Dominion BankStock3,258$214.0K0.1%History
MMM3M CoStock1,626$210.0K0.1%History
AMNAmn Healthcare Services IncCOM1,900$208.0K0.1%History
PHParker-Hannifin CorpStock836$206.0K0.1%History
NZFNuveen Municipal Credit Income FundCOM SH BEN INT10,011$126.0K0.1%History
NVTAInvitae CorpCOM48,130$117.0K0.1%History
CURICuriosityStream Inc.COM CL A15,901$27.0K<0.1%History
AMRNAmarin Corp PLCSPONS ADR NEW17,500$26.0K<0.1%History
ATHXAthersys, IncCOM82,100$21.0K<0.1%History