Skip to main content
Livermore
Livermore
ZHEN

Wealth Effects LLC

SEC CIK
0001907254
Latest filing
Aug 6, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
183
−6 vs. Q2 2022
Portfolio value
$163.2M
−$2.54M (−1.5%) vs. Q2 2022
Filed
Nov 14, 2022
SEC
Holdings of Wealth Effects LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
AKBAAkebia Therapeutics, Inc.COM18,316$6.00K<0.1%00.0%UnchangedHistory
CATXPerspective Therapeutics, Inc.COM110,000$25.0K<0.1%+100,000+1,000.0%AddedHistory
IMDXInsight Molecular Diagnostics Inc.COM51,000$37.0K<0.1%+2,000+4.1%AddedHistory
BKTBlackRock Income Trust, Inc.COM10,500$43.0K<0.1%+10,500NewHistory
Pieris Pharmaceuticals Inc720795103COM38,070$44.0K<0.1%−41,330−52.1%Reduced–
HYFMHydrofarm Holdings Group, Inc.COM27,785$54.0K<0.1%+11,610+71.8%AddedHistory
STXSStereotaxis, Inc.COM NEW48,660$88.0K0.1%+17,100+54.2%AddedHistory
AUTLAutolus Therapeutics plcSPON ADS43,600$93.0K0.1%+5,500+14.4%AddedHistory
GGTGabelli Multimedia Trust Inc.COM16,700$104.0K0.1%00.0%UnchangedHistory
BFXBowflex Inc.COM64,664$105.0K0.1%−5,100−7.3%ReducedHistory
BTXBlackRock Technology & Private Equity Term TrustSHS BEN INT15,005$109.0K0.1%+15,005NewHistory
ETEnergy Transfer LPCOM UT LTD PTN10,000$110.0K0.1%00.0%UnchangedHistory
FFord Motor CoStock10,472$117.0K0.1%−2,442−18.9%ReducedHistory
ICCCImmucell CorpCOM PAR15,650$117.0K0.1%00.0%UnchangedHistory
MYDBlackRock Muniyield Fund, Inc.COM12,075$120.0K0.1%00.0%UnchangedHistory
IBRXImmunityBio, Inc.COM28,500$142.0K0.1%+12,500+78.1%AddedHistory
KDKyndryl Holdings, Inc.Stock17,438$144.0K0.1%−500−2.8%ReducedHistory
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM19,042$157.0K0.1%00.0%UnchangedHistory
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX10,500$164.0K0.1%00.0%Unchanged–
MUIBlackRock Municipal Credit Alpha Portfolio, Inc.COM15,958$173.0K0.1%00.0%UnchangedHistory
JMIAJumia Technologies AGSPONSORED ADS32,125$187.0K0.1%+4,700+17.1%AddedHistory
ONDSOndas Inc.COM NEW52,600$195.0K0.1%−2,125−3.9%ReducedHistory
iShares U.S. Regional Banks ETF464288778ETF4,221$202.0K0.1%−399−8.6%Reduced–
KOCoca Cola CoStock3,643$204.0K0.1%00.0%UnchangedHistory
HMCHonda Motor Co LtdADR ECH CNV IN 39,457$204.0K0.1%00.0%UnchangedHistory
CMICummins IncStock1,010$206.0K0.1%+1,010NewHistory
MTBM&T Bank CorpCOM1,173$207.0K0.1%+1,173NewHistory
iShares Select Dividend ETF464287168ETF1,955$210.0K0.1%−300−13.3%Reduced–
SCYXScynexis IncCOM NEW87,550$210.0K0.1%−2,000−2.2%ReducedHistory
First Tr Exchange Traded FD33734X143HLTH CARE ALPH2,189$213.0K0.1%00.0%Unchanged–
FIVNFive9, Inc.COM2,880$216.0K0.1%−1,970−40.6%ReducedHistory
UPSUnited Parcel Service IncStock1,367$221.0K0.1%−60−4.2%ReducedHistory
First Tr Exchange-Traded Alp33734Y109COM SHS3,056$222.0K0.1%+10.0%Added–
First Tr Exchange-Traded FD33734X184UTILITIES ALPH7,298$223.0K0.1%00.0%Unchanged–
GLPGlobal Partners LPCOM UNITS9,000$223.0K0.1%00.0%UnchangedHistory
BCSBarclays PLCADR35,000$224.0K0.1%00.0%UnchangedHistory
VTRSViatris IncStock26,846$229.0K0.1%+7,433+38.3%AddedHistory
DEDeere & CoStock695$232.0K0.1%+695NewHistory
Paramount Global92556H206CL B12,161$232.0K0.1%−48−0.4%Reduced–
LMTLockheed Martin CorpStock605$234.0K0.1%+22+3.8%AddedHistory
First Tr Exchange-Traded FD33733A201DOW 30 EQL WGT9,424$234.0K0.1%+30.0%Added–
MUJBlackRock Muniholdings New Jersey Quality Fund, Inc.COM20,094$236.0K0.1%00.0%UnchangedHistory
CICigna GroupStock856$238.0K0.1%00.0%UnchangedHistory
DUKDuke Energy CORPStock2,572$239.0K0.1%+10.0%AddedHistory
NLYAnnaly Capital Management IncREIT14,090$242.0K0.1%+1,153+8.9%AddedConverted for a 1-for-4 splitHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD3,318$246.0K0.2%00.0%Unchanged–
PINSPinterest, Inc.CL A10,540$246.0K0.2%−350−3.2%ReducedHistory
TRVTravelers Companies, Inc.Stock1,630$250.0K0.2%+1+0.1%AddedHistory
CHDChurch & Dwight Co IncCOM3,514$251.0K0.2%+3+0.1%AddedHistory
DALDelta Air Lines, Inc.COM NEW9,025$253.0K0.2%00.0%UnchangedHistory
TJXTJX Companies IncStock4,094$254.0K0.2%−159−3.7%ReducedHistory
PXDPioneer Natural Resources CoCOM1,192$258.0K0.2%+1,192NewHistory
CSXCSX CorpStock9,846$262.0K0.2%00.0%UnchangedHistory
TSCOTractor Supply CoCOM1,415$263.0K0.2%00.0%UnchangedHistory
CHICalamos Convertible Opportunities & Income FundSH BEN INT27,228$263.0K0.2%−950−3.4%ReducedHistory
UUnity Software Inc.COM8,245$263.0K0.2%−1,215−12.8%ReducedHistory
BGRBlackRock Energy & Resources TrustCOM25,401$274.0K0.2%00.0%UnchangedHistory
EPDEnterprise Products Partners L.P.Stock11,733$279.0K0.2%−120−1.0%ReducedHistory
MRNAModerna, Inc.Stock2,371$280.0K0.2%00.0%UnchangedHistory
LLYEli Lilly & CoStock865$280.0K0.2%+145+20.1%AddedHistory
PIImpinj IncCOM3,500$280.0K0.2%−2,300−39.7%ReducedHistory
PMDPsychemedics CorpCOM NEW44,501$287.0K0.2%−800−1.8%ReducedHistory
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF7,527$290.0K0.2%−200−2.6%Reduced–
CBChubb LtdStock1,610$293.0K0.2%−49−3.0%ReducedHistory
Vanguard Information Technology ETF92204A702ETF952$293.0K0.2%00.0%Unchanged–
PBIPitney Bowes IncCOM126,433$295.0K0.2%−11,840−8.6%ReducedHistory
AVGOBroadcom Inc.Stock667$296.0K0.2%−205−23.5%ReducedHistory
AMDAdvanced Micro Devices IncStock4,688$297.0K0.2%−2,100−30.9%ReducedHistory
TMOThermo Fisher Scientific Inc.Stock590$299.0K0.2%+100+20.4%AddedHistory
AMATApplied Materials IncStock3,830$314.0K0.2%−425−10.0%ReducedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF4,418$318.0K0.2%−4,445−50.2%Reduced–
WFCWells Fargo & CompanyStock7,984$321.0K0.2%+95+1.2%AddedHistory
HOLXHologic IncCOM5,000$323.0K0.2%−2,500−33.3%ReducedHistory
ZTSZoetis Inc.Stock2,188$324.0K0.2%−25−1.1%ReducedHistory
HONHoneywell International IncCOM1,940$324.0K0.2%+1+0.1%AddedHistory
KEYSKeysight Technologies, Inc.Stock2,105$331.0K0.2%00.0%UnchangedHistory
AIGAmerican International Group, Inc.Stock7,036$334.0K0.2%−52−0.7%ReducedHistory
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF5,053$337.0K0.2%+1,080+27.2%Added–
PYPLPayPal Holdings, Inc.Stock4,002$344.0K0.2%−273−6.4%ReducedHistory
STTState Street CorpCOM5,654$344.0K0.2%00.0%UnchangedHistory
SHOPShopify Inc.Stock12,820$345.0K0.2%−300−2.3%ReducedHistory
SPYSPDR S&P 500 ETF TrustETF980$350.0K0.2%+1+0.1%AddedHistory
MOAltria Group, Inc.Stock8,925$360.0K0.2%+750+9.2%AddedHistory
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM19,801$384.0K0.2%00.0%UnchangedHistory
DHRDanaher CorpStock1,496$386.0K0.2%00.0%UnchangedHistory
PCTPureCycle Technologies, Inc.COM48,292$390.0K0.2%+2,633+5.8%AddedHistory
EOSEaton Vance Enhanced Equity Income Fund IICOM25,509$390.0K0.2%+360+1.4%AddedHistory
PCYOPure Cycle CorpCOM NEW47,850$400.0K0.2%+1,500+3.2%AddedHistory
TAT&T Inc.Stock26,318$404.0K0.2%−30−0.1%ReducedHistory
Vanguard Utilities ETF92204A876ETF2,845$405.0K0.2%00.0%Unchanged–
First Tr Exchange-Traded FD33733B100WTR ETF5,720$411.0K0.3%−340−5.6%Reduced–
SPDR Series Trust78468R861STATE STRET SPDR22,630$412.0K0.3%+22,630New–
DLBDolby Laboratories, Inc.COM CL A6,480$422.0K0.3%+480+8.0%AddedHistory
FNFFidelity National Financial, Inc.COM SHS11,677$423.0K0.3%+10.0%AddedHistory
ORCLOracle CorpStock7,051$431.0K0.3%+176+2.6%AddedHistory
KMIKinder Morgan, Inc.Stock26,583$442.0K0.3%−759−2.8%ReducedHistory
FSKFS KKR Capital CorpCOM26,400$447.0K0.3%+26,400NewHistory
First Tr Exchange Trad FD VI33739H101FST TR GLB FD17,870$453.0K0.3%−950−5.0%Reduced–
LNGCheniere Energy, Inc.COM NEW2,751$456.0K0.3%+10.0%AddedHistory
First Tr Exchange-Traded FD33738D101NO AMER ENERGY18,773$467.0K0.3%+70.0%Added–

Sold out since Q2 2022 (18)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of Wealth Effects LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
ELVElevance Health, Inc.Stock685$331.0K0.2%History
VanEck ETF Trust92189F700AGRIBUSINESS ETF3,718$322.0K0.2%–
GSKGSK plcSPONSORED ADR5,750$250.0K0.2%History
YETIYETI Holdings, Inc.COM5,470$237.0K0.1%History
EWEdwards Lifesciences CorpStock2,475$235.0K0.1%History
Exchange Traded Concepts Tru301505707ROBO GLB ETF5,104$229.0K0.1%–
QCOMQualcomm IncStock1,784$228.0K0.1%History
First Tr Exchange-Traded Alp33737M300SML CP GRW ALP4,163$225.0K0.1%–
MUMicron Technology IncStock3,895$215.0K0.1%History
TDToronto Dominion BankStock3,258$214.0K0.1%History
MMM3M CoStock1,626$210.0K0.1%History
AMNAmn Healthcare Services IncCOM1,900$208.0K0.1%History
PHParker-Hannifin CorpStock836$206.0K0.1%History
NZFNuveen Municipal Credit Income FundCOM SH BEN INT10,011$126.0K0.1%History
NVTAInvitae CorpCOM48,130$117.0K0.1%History
CURICuriosityStream Inc.COM CL A15,901$27.0K<0.1%History
AMRNAmarin Corp PLCSPONS ADR NEW17,500$26.0K<0.1%History
ATHXAthersys, IncCOM82,100$21.0K<0.1%History