Knott David M Jr
- SEC CIK
- 0001892770
- Latest filing
- Aug 12, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Nov 13, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 132
- −17 vs. Q2 2023
- Portfolio value
- $253.6M
- +$17.3M (+7.3%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| CLMTCalumet, Inc. | UT LTD PARTNER | 4,325,000 | $82.6M | 32.6% | 00.0% | Unchanged | History |
| APOApollo Global Management, Inc. | COM | 225,000 | $20.2M | 8.0% | 00.0% | Unchanged | History |
| FTAIFTAI Aviation Ltd. | SHS | 425,000 | $15.1M | 6.0% | 00.0% | Unchanged | History |
| GOOGAlphabet Inc. | Stock | 112,220 | $14.8M | 5.8% | 00.0% | Unchanged | History |
| DCGODocGo Inc. | COM | 1,925,000 | $10.3M | 4.0% | +525,000+37.5% | Added | History |
| MDWTMidwest Holding Inc. | COM NEW | 390,241 | $10.2M | 4.0% | 00.0% | Unchanged | History |
| LGNDLigand Pharmaceuticals Inc | COM NEW | 115,000 | $6.89M | 2.7% | 00.0% | Unchanged | History |
| ARDXArdelyx, Inc. | COM | 1,500,000 | $6.12M | 2.4% | 00.0% | Unchanged | History |
| OABIOmniAb, Inc. | COM | 1,086,505 | $5.64M | 2.2% | 00.0% | Unchanged | History |
| Calumet Specialty Prods PTNR131476903 | CALL | 251,000 | $4.79M | 1.9% | 00.0% | Unchanged | – |
| FBRTFranklin BSP Realty Trust, Inc. | COMMON STOCK | 327,524 | $4.34M | 1.7% | −101,523−23.7% | Reduced | History |
| SGENSeagen Inc. | COM | 18,000 | $3.82M | 1.5% | +1,500+9.1% | Added | History |
| PFEPfizer Inc | Stock | 97,537 | $3.23M | 1.3% | 00.0% | Unchanged | History |
| Series Portfolios Tr81752T528 | ELDRIDGE BBB B | 121,032 | $3.16M | 1.2% | +121,032 | New | – |
| JPMJPMorgan Chase & Co | Stock | 20,985 | $3.04M | 1.2% | 00.0% | Unchanged | History |
| Sanofi80105N113 | COMMON STOCK-FO | 56,000 | $3.00M | 1.2% | +56,000 | New | – |
| JAZZJazz Pharmaceuticals plc | SHS USD | 22,411 | $2.90M | 1.1% | 00.0% | Unchanged | History |
| GSKGSK plc | ADR | 65,000 | $2.36M | 0.9% | 00.0% | Unchanged | History |
| CHRSCoherus Oncology, Inc. | COM | 630,000 | $2.36M | 0.9% | +384,990+157.1% | Added | History |
| Morphosys AG617760202 | SPONSORED ADS | 345,000 | $2.32M | 0.9% | +345,000 | New | – |
| AVDLAvadel Pharmaceuticals PLC | SPONSORED ADR | 221,850 | $2.29M | 0.9% | −18,779−7.8% | Reduced | History |
| MDGLMadrigal Pharmaceuticals, Inc. | COM | 15,000 | $2.19M | 0.9% | +1,000+7.1% | Added | History |
| CSXCSX Corp | Stock | 70,000 | $2.15M | 0.8% | 00.0% | Unchanged | History |
| VKTXViking Therapeutics, Inc. | COM | 185,555 | $2.05M | 0.8% | +110,006+145.6% | Added | History |
| UTHRUnited Therapeutics Corp | COM | 8,949 | $2.02M | 0.8% | +8,949 | New | History |
| Invesco Actively Managed Exc46090A721 | AAA CLO FLTNG RT | 77,377 | $1.98M | 0.8% | +77,377 | New | – |
| CVECenovus Energy Inc. | COM | 95,000 | $1.98M | 0.8% | 00.0% | Unchanged | History |
| INZYInozyme Pharma, Inc. | COM | 454,008 | $1.91M | 0.8% | +234,008+106.4% | Added | History |
| EXEExpand Energy Corp | COM | 20,000 | $1.73M | 0.7% | 00.0% | Unchanged | History |
| OVVOvintiv Inc. | COM | 35,000 | $1.67M | 0.7% | 00.0% | Unchanged | History |
| Janus Detroit STR Tr47103U845 | HENDRSON AAA CL | 31,432 | $1.58M | 0.6% | +31,432 | New | – |
| Kiwetinohk Energy Corp.49836K102 | Common | 160,000 | $1.53M | 0.6% | 00.0% | Unchanged | – |
| ABAlliancebernstein Holding L.P. | UNIT LTD PARTN | 49,500 | $1.50M | 0.6% | 00.0% | Unchanged | History |
| WHWKWhitehawk Therapeutics, Inc. | COM | 265,000 | $1.28M | 0.5% | +4,000+1.5% | Added | History |
| MOSMosaic Co | COM | 35,000 | $1.25M | 0.5% | 00.0% | Unchanged | History |
| VRTXVertex Pharmaceuticals Inc | Stock | 3,000 | $1.04M | 0.4% | 00.0% | Unchanged | History |
| RHPRyman Hospitality Properties, Inc. | COM | 12,000 | $999.0K | 0.4% | −400−3.2% | Reduced | History |
| Kraft Foods Inc50075N104 | COM | 14,000 | $972.0K | 0.4% | 00.0% | Unchanged | – |
| TVTXTravere Therapeutics, Inc. | COM | 100,317 | $897.0K | 0.4% | +100,317 | New | History |
| PTGXProtagonist Therapeutics, Inc | COM | 52,368 | $873.0K | 0.3% | +52,368 | New | History |
| XENEXenon Pharmaceuticals Inc. | COM | 23,866 | $815.0K | 0.3% | 00.0% | Unchanged | History |
| ABBVAbbVie Inc. | Stock | 5,037 | $751.0K | 0.3% | 00.0% | Unchanged | History |
| DDDuPont de Nemours, Inc. | COM | 9,930 | $741.0K | 0.3% | 00.0% | Unchanged | History |
| KMBKimberly Clark Corp | Stock | 6,000 | $725.0K | 0.3% | 00.0% | Unchanged | History |
| ACLXArcellx, Inc. | COMMON STOCK | 20,000 | $718.0K | 0.3% | −20,000−50.0% | Reduced | History |
| ABEOAbeona Therapeutics Inc. | COM NEW | 160,000 | $674.0K | 0.3% | 00.0% | Unchanged | History |
| ALKSAlkermes plc. | SHS | 22,491 | $630.0K | 0.2% | −44,509−66.4% | Reduced | History |
| EOLSEvolus, Inc. | COM | 68,066 | $622.0K | 0.2% | +47,566+232.0% | Added | History |
| CTVACorteva, Inc. | Stock | 11,563 | $592.0K | 0.2% | 00.0% | Unchanged | History |
| DOWDow Inc. | Stock | 11,136 | $574.0K | 0.2% | 00.0% | Unchanged | History |
| CNQCanadian Natural Resources Ltd | COM | 8,400 | $543.0K | 0.2% | 00.0% | Unchanged | History |
| MSFTMicrosoft Corp | Stock | 1,600 | $505.0K | 0.2% | 00.0% | Unchanged | History |
| AAPLApple Inc. | Stock | 2,494 | $427.0K | 0.2% | 00.0% | Unchanged | History |
| KOCoca Cola Co | Stock | 7,600 | $425.0K | 0.2% | −2,000−20.8% | Reduced | History |
| SYRSSyros Pharmaceuticals, Inc. | COM NEW | 105,975 | $419.0K | 0.2% | +9,715+10.1% | Added | History |
| Series Portfolios Tr81752T486 | PANAGRAM AAA | 15,640 | $396.0K | 0.2% | +15,640 | New | – |
| JNJJohnson & Johnson | Stock | 2,151 | $335.0K | 0.1% | −649−23.2% | Reduced | History |
| AKROAkero Therapeutics, Inc. | COM | 6,419 | $325.0K | 0.1% | +4,419+221.0% | Added | History |
| PSQHPSQ Holdings, Inc. | CL A | 26,666 | $307.0K | 0.1% | +26,666 | New | History |
| IBMInternational Business Machines Corp | Stock | 2,142 | $301.0K | 0.1% | 00.0% | Unchanged | History |
| XOMAXOMA Royalty Corp | COM NEW | 19,722 | $278.0K | 0.1% | +4,722+31.5% | Added | History |
| CAGConagra Brands Inc. | Stock | 10,000 | $274.0K | 0.1% | 00.0% | Unchanged | History |
| BBIOBridgeBio Pharma, Inc. | COM | 9,000 | $237.0K | 0.1% | +9,000 | New | History |
| Intl Game Tech PLC Com459902102 | Equity | 7,500 | $227.0K | 0.1% | 00.0% | Unchanged | – |
| ETNB89bio, Inc. | COM | 14,574 | $225.0K | 0.1% | +14,574 | New | History |
| FSKFS KKR Capital Corp | COM | 11,425 | $225.0K | 0.1% | 00.0% | Unchanged | History |
| MCRBSeres Therapeutics, Inc. | COM | 70,000 | $167.0K | 0.1% | −400,000−85.1% | Reduced | History |
| LLYEli Lilly & Co | Stock | 300 | $161.0K | 0.1% | 00.0% | Unchanged | History |
| FSBWFS Bancorp, Inc. | COM | 4,380 | $129.0K | 0.1% | 00.0% | Unchanged | History |
| LEGHLegacy Housing Corp | COM | 6,500 | $126.0K | <0.1% | 00.0% | Unchanged | History |
| KVUEKenvue Inc. | Stock | 5,215 | $105.0K | <0.1% | +5,215 | New | History |
| TTETotalEnergies SE | SPONSORED ADS | 1,600 | $105.0K | <0.1% | 00.0% | Unchanged | History |
| FNBFNB Corp | COM | 8,905 | $96.0K | <0.1% | 00.0% | Unchanged | History |
| SSBSouthState Bank Corp | COM | 1,068 | $72.0K | <0.1% | 00.0% | Unchanged | History |
| OXYOccidental Petroleum Corp | Stock | 1,055 | $68.0K | <0.1% | 00.0% | Unchanged | History |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 695 | $63.0K | <0.1% | 00.0% | Unchanged | – |
| EBCEastern Bankshares, Inc. | COM | 5,000 | $63.0K | <0.1% | 00.0% | Unchanged | History |
| AVGOBroadcom Inc. | Stock | 71 | $59.0K | <0.1% | 00.0% | Unchanged | History |
| NVDANVIDIA Corp | Stock | 128 | $56.0K | <0.1% | 00.0% | Unchanged | History |
| VLYValley National Bancorp | COM | 6,400 | $55.0K | <0.1% | 00.0% | Unchanged | History |
| Heritage Nola Bancorp, Inc.42727P108 | Common | 3,000 | $55.0K | <0.1% | 00.0% | Unchanged | – |
| DHRDanaher Corp | Stock | 180 | $45.0K | <0.1% | 00.0% | Unchanged | History |
| GOOGLAlphabet Inc. | Stock | 300 | $39.0K | <0.1% | 00.0% | Unchanged | History |
| AMZNAmazon Com Inc | Stock | 300 | $38.0K | <0.1% | 00.0% | Unchanged | History |
| EXPEagle Materials Inc | COM | 228 | $38.0K | <0.1% | 00.0% | Unchanged | History |
| WMTWalmart Inc. | Stock | 225 | $36.0K | <0.1% | 00.0% | Unchanged | History |
| URIUnited Rentals, Inc. | COM | 78 | $35.0K | <0.1% | 00.0% | Unchanged | History |
| PWRQuanta Services, Inc. | Common | 176 | $33.0K | <0.1% | +176 | New | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 313 | $30.0K | <0.1% | 00.0% | Unchanged | – |
| UNHUnitedHealth Group Inc | Stock | 57 | $29.0K | <0.1% | 00.0% | Unchanged | History |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 273 | $28.0K | <0.1% | 00.0% | Unchanged | – |
| EQIXEquinix Inc | COM | 37 | $27.0K | <0.1% | 00.0% | Unchanged | History |
| ARCHArch Resources, Inc. | CL A | 1,229 | $27.0K | <0.1% | 00.0% | Unchanged | History |
| iShares Russell 2000 Growth ETF464287648 | ETF | 118 | $26.0K | <0.1% | 00.0% | Unchanged | – |
| LINLinde PLC | SHS | 70 | $26.0K | <0.1% | +70 | New | History |
| HDHome Depot, Inc. | Stock | 80 | $24.0K | <0.1% | 00.0% | Unchanged | History |
| IQVIQVIA Holdings Inc. | Stock | 122 | $24.0K | <0.1% | 00.0% | Unchanged | History |
| MSMorgan Stanley | Stock | 293 | $24.0K | <0.1% | 00.0% | Unchanged | History |
| MDTMedtronic plc | COM | 300 | $24.0K | <0.1% | 00.0% | Unchanged | History |
| TMOThermo Fisher Scientific Inc. | Stock | 45 | $23.0K | <0.1% | 00.0% | Unchanged | History |
Sold out since Q2 2023 (32)
Positions held at the end of Q2 2023 that are gone from this filing.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| ISEEIVERIC bio, Inc. | COM | 87,000 | $3.42M | 1.4% | History |
| SNYSanofi | SPONSORED ADR | 56,000 | $3.02M | 1.3% | History |
| HZNPHorizon Therapeutics Public Ltd Co | SHS | 27,190 | $2.80M | 1.2% | History |
| FIPFTAI Infrastructure Inc. | COMMON STOCK | 425,000 | $1.57M | 0.7% | History |
| XAIRBeyond Air, Inc. | COM | 87,522 | $373.0K | 0.2% | History |
| QualTek Services Inc.74760R113 | *W EXP 02/14/202 | 25,000 | $288.0K | 0.1% | – |
| PSTXPoseida Therapeutics, Inc. | COM | 140,921 | $248.0K | 0.1% | History |
| CYPHCypherpunk Technologies Inc. | COM NEW | 28,730 | $90.0K | <0.1% | History |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 633 | $43.0K | <0.1% | – |
| PWRQuanta Services, Inc. | COM | 176 | $35.0K | <0.1% | History |
| ZBHZimmer Biomet Holdings, Inc. | Stock | 190 | $28.0K | <0.1% | History |
| ARMKAramark | COM | 651 | $28.0K | <0.1% | History |
| LINLinde PLC | Stock | 70 | $27.0K | <0.1% | History |
| CBChubb Ltd | Stock | 121 | $23.0K | <0.1% | History |
| TGTTarget Corp | Stock | 166 | $22.0K | <0.1% | History |
| CVSCVS Health Corp | Stock | 258 | $18.0K | <0.1% | History |
| AMTAmerican Tower Corp | REIT | 93 | $18.0K | <0.1% | History |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 363 | $18.0K | <0.1% | – |
| SCHWSchwab Charles Corp | Stock | 284 | $16.0K | <0.1% | History |
| iShares Tr464288323 | NEW YORK MUN ETF | 242 | $13.0K | <0.1% | – |
| iShares Tr46429B416 | MSCI UK SM ETF | 246 | $8.00K | <0.1% | – |
| African Gold Acquisition CorG0112R124 | *W EXP 03/31/202 | 450,750 | $5.18K | <0.1% | – |
| iShares Inc464286806 | MSCI GERMANY ETF | 150 | $4.00K | <0.1% | – |
| iShares Tr46435G334 | MSCI UK ETF NEW | 116 | $4.00K | <0.1% | – |
| State Street SPDR Bloomberg Emerging Markets Local Bond ETF78464A391 | ETF | 147 | $3.00K | <0.1% | – |
| iShares Tr464288877 | EAFE VALUE ETF | 63 | $3.00K | <0.1% | – |
| iShares Inc464286608 | MSCI EURZONE ETF | 55 | $3.00K | <0.1% | – |
| iShares Tr464288513 | IBOXX HI YD ETF | 32 | $2.00K | <0.1% | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 17 | $1.00K | <0.1% | – |
| SIVBSVB Financial Group | COM | 48 | $0 | 0.0% | History |
| Tastemaker Acquisition Corp876545112 | *W EXP 01/07/202 | 100,000 | – | – | – |
| Colombier Acquisition Corp19533H116 | *W EXP 99/99/999 | 26,666 | – | – | – |