Skip to main content
Livermore
Livermore
ZHEN

Knott David M Jr

SEC CIK
0001892770
Latest filing
Aug 12, 2026

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 11, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
149
−1 vs. Q1 2023
Portfolio value
$236.4M
−$1.59M (−0.7%) vs. Q1 2023
Filed
Aug 11, 2023
SEC
Holdings of Knott David M Jr in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
CLMTCalumet, Inc.UT LTD PARTNER4,325,000$68.6M29.0%00.0%UnchangedHistory
APOApollo Global Management, Inc.COM225,000$17.3M7.3%+225,000NewHistory
GOOGAlphabet Inc.Stock112,220$13.6M5.7%00.0%UnchangedHistory
FTAIFTAI Aviation Ltd.SHS425,000$13.5M5.7%00.0%UnchangedHistory
DCGODocGo Inc.COM1,400,000$13.1M5.6%00.0%UnchangedHistory
MDWTMidwest Holding Inc.COM NEW390,241$10.3M4.3%00.0%UnchangedHistory
LGNDLigand Pharmaceuticals IncCOM NEW115,000$8.29M3.5%00.0%UnchangedHistory
FBRTFranklin BSP Realty Trust, Inc.COMMON STOCK429,047$6.08M2.6%−430,000−50.1%ReducedHistory
OABIOmniAb, Inc.COM1,086,505$5.46M2.3%00.0%UnchangedHistory
ARDXArdelyx, Inc.COM1,500,000$5.08M2.2%00.0%UnchangedHistory
Calumet Specialty Prods PTNR131476903CALL251,000$3.98M1.7%00.0%Unchanged–
AVDLAvadel Pharmaceuticals PLCSPONSORED ADR240,629$3.97M1.7%−50,484−17.3%ReducedHistory
PFEPfizer IncStock97,537$3.58M1.5%00.0%UnchangedHistory
ISEEIVERIC bio, Inc.COM87,000$3.42M1.4%+22,000+33.8%AddedHistory
MDGLMadrigal Pharmaceuticals, Inc.COM14,000$3.23M1.4%00.0%UnchangedHistory
SGENSeagen Inc.COM16,500$3.18M1.3%+11,500+230.0%AddedHistory
JPMJPMorgan Chase & CoStock20,985$3.05M1.3%00.0%UnchangedHistory
SNYSanofiSPONSORED ADR56,000$3.02M1.3%+56,000NewHistory
HZNPHorizon Therapeutics Public Ltd CoSHS27,190$2.80M1.2%−14,300−34.5%ReducedHistory
JAZZJazz Pharmaceuticals plcSHS USD22,411$2.78M1.2%00.0%UnchangedHistory
CSXCSX CorpStock70,000$2.39M1.0%00.0%UnchangedHistory
GSKGSK plcADR65,000$2.32M1.0%00.0%UnchangedHistory
MCRBSeres Therapeutics, Inc.COM470,000$2.25M1.0%+155,000+49.2%AddedHistory
ALKSAlkermes plc.SHS67,000$2.10M0.9%+67,000NewHistory
WHWKWhitehawk Therapeutics, Inc.COM261,000$1.78M0.8%+77,312+42.1%AddedHistory
EXEExpand Energy CorpCOM20,000$1.67M0.7%00.0%UnchangedHistory
CVECenovus Energy Inc.COM95,000$1.61M0.7%00.0%UnchangedHistory
ABAlliancebernstein Holding L.P.UNIT LTD PARTN49,500$1.59M0.7%00.0%UnchangedHistory
FIPFTAI Infrastructure Inc.COMMON STOCK425,000$1.57M0.7%00.0%UnchangedHistory
Kiwetinohk Energy Corp.49836K102Common160,000$1.45M0.6%00.0%Unchanged–
OVVOvintiv Inc.COM35,000$1.33M0.6%00.0%UnchangedHistory
ACLXArcellx, Inc.COMMON STOCK40,000$1.26M0.5%+12,000+42.9%AddedHistory
VKTXViking Therapeutics, Inc.COM75,549$1.23M0.5%−124,615−62.3%ReducedHistory
MOSMosaic CoCOM35,000$1.23M0.5%00.0%UnchangedHistory
INZYInozyme Pharma, Inc.COM220,000$1.23M0.5%+60,000+37.5%AddedHistory
RHPRyman Hospitality Properties, Inc.COM12,400$1.15M0.5%00.0%UnchangedHistory
VRTXVertex Pharmaceuticals IncStock3,000$1.06M0.4%−4,000−57.1%ReducedHistory
CHRSCoherus Oncology, Inc.COM245,010$1.05M0.4%+245,010NewHistory
Kraft Foods Inc50075N104COM14,000$1.02M0.4%00.0%Unchanged–
XENEXenon Pharmaceuticals Inc.COM23,866$919.0K0.4%−16,134−40.3%ReducedHistory
KMBKimberly Clark CorpStock6,000$828.0K0.4%00.0%UnchangedHistory
DDDuPont de Nemours, Inc.COM9,930$709.0K0.3%00.0%UnchangedHistory
ABBVAbbVie Inc.Stock5,037$679.0K0.3%00.0%UnchangedHistory
CTVACorteva, Inc.Stock11,563$663.0K0.3%00.0%UnchangedHistory
ABEOAbeona Therapeutics Inc.COM NEW160,000$645.0K0.3%00.0%UnchangedHistory
DOWDow Inc.Stock11,136$593.0K0.3%00.0%UnchangedHistory
KOCoca Cola CoStock9,600$578.0K0.2%00.0%UnchangedHistory
MSFTMicrosoft CorpStock1,600$545.0K0.2%00.0%UnchangedHistory
AAPLApple Inc.Stock2,494$484.0K0.2%00.0%UnchangedHistory
CNQCanadian Natural Resources LtdCOM8,400$473.0K0.2%00.0%UnchangedHistory
JNJJohnson & JohnsonStock2,800$463.0K0.2%00.0%UnchangedHistory
XAIRBeyond Air, Inc.COM87,522$373.0K0.2%−33,778−27.8%ReducedHistory
CAGConagra Brands Inc.Stock10,000$337.0K0.1%00.0%UnchangedHistory
SYRSSyros Pharmaceuticals, Inc.COM NEW96,260$303.0K0.1%+96,260NewHistory
QualTek Services Inc.74760R113*W EXP 02/14/20225,000$288.0K0.1%00.0%Unchanged–
IBMInternational Business Machines CorpStock2,142$287.0K0.1%00.0%UnchangedHistory
XOMAXOMA Royalty CorpCOM NEW15,000$283.0K0.1%+1,473+10.9%AddedHistory
PSTXPoseida Therapeutics, Inc.COM140,921$248.0K0.1%00.0%UnchangedHistory
Intl Game Tech PLC Com459902102Equity7,500$239.0K0.1%00.0%Unchanged–
FSKFS KKR Capital CorpCOM11,425$219.0K0.1%+11,425NewHistory
LEGHLegacy Housing CorpCOM6,500$151.0K0.1%00.0%UnchangedHistory
EOLSEvolus, Inc.COM20,500$149.0K0.1%−84,216−80.4%ReducedHistory
LLYEli Lilly & CoStock300$141.0K0.1%00.0%UnchangedHistory
FSBWFS Bancorp, Inc.COM4,380$132.0K0.1%00.0%UnchangedHistory
FNBFNB CorpCOM8,905$102.0K<0.1%00.0%UnchangedHistory
AKROAkero Therapeutics, Inc.COM2,000$94.0K<0.1%+2,000NewHistory
TTETotalEnergies SESPONSORED ADS1,600$92.0K<0.1%00.0%UnchangedHistory
CYPHCypherpunk Technologies Inc.COM NEW28,730$90.0K<0.1%−27,064−48.5%ReducedConverted for a 1-for-10 splitHistory
KHCKraft Heinz CoStock2,399$85.0K<0.1%00.0%UnchangedHistory
SSBSouthState Bank CorpCOM1,068$70.0K<0.1%00.0%UnchangedHistory
iShares Russell Mid-Cap Growth ETF464287481ETF695$67.0K<0.1%00.0%Unchanged–
OXYOccidental Petroleum CorpStock1,055$62.0K<0.1%00.0%UnchangedHistory
AVGOBroadcom Inc.Stock71$62.0K<0.1%00.0%UnchangedHistory
EBCEastern Bankshares, Inc.COM5,000$61.0K<0.1%00.0%UnchangedHistory
NVDANVIDIA CorpStock128$54.0K<0.1%00.0%UnchangedHistory
VLYValley National BancorpCOM6,400$50.0K<0.1%00.0%UnchangedHistory
iShares Core MSCI Eafe ETF46432F842ETF633$43.0K<0.1%00.0%Unchanged–
DHRDanaher CorpStock180$43.0K<0.1%00.0%UnchangedHistory
EXPEagle Materials IncCOM228$43.0K<0.1%00.0%UnchangedHistory
AMZNAmazon Com IncStock300$39.0K<0.1%00.0%UnchangedHistory
GOOGLAlphabet Inc.Stock300$36.0K<0.1%00.0%UnchangedHistory
WMTWalmart Inc.Stock225$35.0K<0.1%00.0%UnchangedHistory
PWRQuanta Services, Inc.COM176$35.0K<0.1%00.0%UnchangedHistory
URIUnited Rentals, Inc.COM78$35.0K<0.1%00.0%UnchangedHistory
iShares Core S&P Small Cap ETF464287804ETF313$31.0K<0.1%00.0%Unchanged–
iShares Russell Mid-Cap Value ETF464287473ETF273$30.0K<0.1%00.0%Unchanged–
iShares Russell 2000 Growth ETF464287648ETF118$29.0K<0.1%00.0%Unchanged–
EQIXEquinix IncCOM37$29.0K<0.1%00.0%UnchangedHistory
Heritage Nola Bancorp, Inc.42727P108Common3,000$29.0K<0.1%00.0%Unchanged–
ZBHZimmer Biomet Holdings, Inc.Stock190$28.0K<0.1%00.0%UnchangedHistory
ARMKAramarkCOM651$28.0K<0.1%00.0%UnchangedHistory
IQVIQVIA Holdings Inc.Stock122$27.0K<0.1%00.0%UnchangedHistory
LINLinde PLCStock70$27.0K<0.1%00.0%UnchangedHistory
UNHUnitedHealth Group IncStock57$27.0K<0.1%00.0%UnchangedHistory
MDTMedtronic plcCOM300$26.0K<0.1%00.0%UnchangedHistory
HDHome Depot, Inc.Stock80$25.0K<0.1%00.0%UnchangedHistory
MSMorgan StanleyStock293$25.0K<0.1%00.0%UnchangedHistory
iShares Tr464288885EAFE GRWTH ETF252$24.0K<0.1%00.0%Unchanged–
CBChubb LtdStock121$23.0K<0.1%00.0%UnchangedHistory
TMOThermo Fisher Scientific Inc.Stock45$23.0K<0.1%00.0%UnchangedHistory

Sold out since Q1 2023 (9)

Positions held at the end of Q1 2023 that are gone from this filing.

Positions of Knott David M Jr sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
APOApollo Global Management, Inc.COM CL A225,000$14.2M6.0%History
Sanofi80105N113COMMON STOCK-FO56,000$3.05M1.3%–
CTICCti Biopharma CorpCOM566,487$2.38M1.0%History
ALKSAlkermes plc.Common64,000$1.80M0.8%History
WPCW. P. Carey Inc.COM6,000$465.0K0.2%History
FSKFS KKR Capital CorpCOM15,175$281.0K0.1%History
ADMAAdma Biologics, Inc.COM78,143$259.0K0.1%History
B Riley Prin 250 Merger Corp05602L112*W EXP 04/01/202116,666–––
FAZEFaZe Holdings Inc.COMMON STOCK58,321––History