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Livermore
Livermore
ZHEN

Knott David M Jr

SEC CIK
0001892770
Latest filing
Aug 12, 2026

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed May 11, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
150
−24 vs. Q4 2022
Portfolio value
$237.9M
+$6.72M (+2.9%) vs. Q4 2022
Filed
May 11, 2023
SEC
Holdings of Knott David M Jr in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
CLMTCalumet, Inc.UT LTD PARTNER4,325,000$75.2M31.6%00.0%UnchangedHistory
APOApollo Global Management, Inc.COM CL A225,000$14.2M6.0%+225,000NewHistory
DCGODocGo Inc.COM1,400,000$12.1M5.1%00.0%UnchangedHistory
FTAIFTAI Aviation Ltd.SHS425,000$11.9M5.0%00.0%UnchangedHistory
GOOGAlphabet Inc.Stock112,220$11.7M4.9%00.0%UnchangedHistory
FBRTFranklin BSP Realty Trust, Inc.COMMON STOCK859,047$10.2M4.3%00.0%UnchangedHistory
LGNDLigand Pharmaceuticals IncCOM NEW115,000$8.46M3.6%00.0%UnchangedHistory
ARDXArdelyx, Inc.COM1,500,000$7.18M3.0%00.0%UnchangedHistory
MDWTMidwest Holding Inc.COM NEW390,241$6.17M2.6%00.0%UnchangedHistory
HZNPHorizon Therapeutics Public Ltd CoSHS41,490$4.53M1.9%+1,000+2.5%AddedHistory
Calumet Specialty Prods PTNR131476903CALL251,000$4.36M1.8%+136,000+118.3%Added–
OABIOmniAb, Inc.COM1,086,505$4.00M1.7%−184,434−14.5%ReducedHistory
PFEPfizer IncStock97,537$3.98M1.7%+3,037+3.2%AddedHistory
MDGLMadrigal Pharmaceuticals, Inc.COM14,000$3.39M1.4%+6,000+75.0%AddedHistory
VKTXViking Therapeutics, Inc.COM200,164$3.33M1.4%−181,457−47.5%ReducedHistory
JAZZJazz Pharmaceuticals plcSHS USD22,411$3.28M1.4%00.0%UnchangedHistory
Sanofi80105N113COMMON STOCK-FO56,000$3.05M1.3%+56,000New–
JPMJPMorgan Chase & CoStock20,985$2.73M1.1%+600+2.9%AddedHistory
AVDLAvadel Pharmaceuticals PLCSPONSORED ADR291,113$2.67M1.1%−19,138−6.2%ReducedHistory
CTICCti Biopharma CorpCOM566,487$2.38M1.0%−2000.0%ReducedHistory
GSKGSK plcADR65,000$2.31M1.0%+5,000+8.3%AddedHistory
VRTXVertex Pharmaceuticals IncStock7,000$2.21M0.9%−1,000−12.5%ReducedHistory
CSXCSX CorpStock70,000$2.10M0.9%00.0%UnchangedHistory
ABAlliancebernstein Holding L.P.UNIT LTD PARTN49,500$1.81M0.8%−1,000−2.0%ReducedHistory
ALKSAlkermes plc.Common64,000$1.80M0.8%+64,000NewHistory
MCRBSeres Therapeutics, Inc.COM315,000$1.79M0.8%+114,900+57.4%AddedHistory
CVECenovus Energy Inc.COM95,000$1.66M0.7%00.0%UnchangedHistory
MOSMosaic CoCOM35,000$1.61M0.7%00.0%UnchangedHistory
ISEEIVERIC bio, Inc.COM65,000$1.58M0.7%+65,000NewHistory
EXEExpand Energy CorpCOM20,000$1.52M0.6%00.0%UnchangedHistory
XENEXenon Pharmaceuticals Inc.COM40,000$1.43M0.6%−19,500−32.8%ReducedHistory
Kiwetinohk Energy Corp.49836K102Common160,000$1.41M0.6%00.0%Unchanged–
WHWKWhitehawk Therapeutics, Inc.COM183,688$1.33M0.6%+156,446+574.3%AddedHistory
FIPFTAI Infrastructure Inc.COMMON STOCK425,000$1.27M0.5%00.0%UnchangedHistory
OVVOvintiv Inc.COM35,000$1.26M0.5%00.0%UnchangedHistory
RHPRyman Hospitality Properties, Inc.COM12,400$1.11M0.5%00.0%UnchangedHistory
SGENSeagen Inc.COM5,000$1.01M0.4%+5,000NewHistory
Kraft Foods Inc50075N104COM14,000$976.0K0.4%+14,000New–
INZYInozyme Pharma, Inc.COM160,000$917.0K0.4%+160,000NewHistory
EOLSEvolus, Inc.COM104,716$886.0K0.4%+104,716NewHistory
ACLXArcellx, Inc.COMMON STOCK28,000$863.0K0.4%+28,000NewHistory
XAIRBeyond Air, Inc.COM121,300$819.0K0.3%+21,300+21.3%AddedHistory
KMBKimberly Clark CorpStock6,000$805.0K0.3%00.0%UnchangedHistory
ABBVAbbVie Inc.Stock5,037$803.0K0.3%00.0%UnchangedHistory
DDDuPont de Nemours, Inc.COM9,930$713.0K0.3%−1,206−10.8%ReducedHistory
CTVACorteva, Inc.Stock11,563$697.0K0.3%00.0%UnchangedHistory
DOWDow Inc.Stock11,136$610.0K0.3%00.0%UnchangedHistory
KOCoca Cola CoStock9,600$595.0K0.3%00.0%UnchangedHistory
WPCW. P. Carey Inc.COM6,000$465.0K0.2%00.0%UnchangedHistory
CNQCanadian Natural Resources LtdCOM8,400$465.0K0.2%+2,000+31.3%AddedHistory
MSFTMicrosoft CorpStock1,600$463.0K0.2%00.0%UnchangedHistory
ABEOAbeona Therapeutics Inc.COM NEW160,000$451.0K0.2%+10,000+6.7%AddedHistory
JNJJohnson & JohnsonStock2,800$434.0K0.2%−22,000−88.7%ReducedHistory
PSTXPoseida Therapeutics, Inc.COM140,921$434.0K0.2%−27,918−16.5%ReducedHistory
AAPLApple Inc.Stock2,494$411.0K0.2%00.0%UnchangedHistory
CAGConagra Brands Inc.Stock10,000$376.0K0.2%00.0%UnchangedHistory
XOMAXOMA Royalty CorpCOM NEW13,527$286.0K0.1%+2,102+18.4%AddedHistory
IBMInternational Business Machines CorpStock2,142$281.0K0.1%+2,142NewHistory
FSKFS KKR Capital CorpCOM15,175$281.0K0.1%00.0%UnchangedHistory
ADMAAdma Biologics, Inc.COM78,143$259.0K0.1%−54,158−40.9%ReducedHistory
Intl Game Tech PLC Com459902102Equity7,500$201.0K0.1%−9,000−54.5%Reduced–
CYPHCypherpunk Technologies Inc.COM557,939$190.0K0.1%−282,061−33.6%ReducedHistory
LEGHLegacy Housing CorpCOM6,500$148.0K0.1%00.0%UnchangedHistory
FSBWFS Bancorp, Inc.COM4,380$131.0K0.1%00.0%UnchangedHistory
LLYEli Lilly & CoStock300$103.0K<0.1%00.0%UnchangedHistory
FNBFNB CorpCOM8,905$103.0K<0.1%00.0%UnchangedHistory
TTETotalEnergies SESPONSORED ADS1,600$94.0K<0.1%−500−23.8%ReducedHistory
KHCKraft Heinz CoStock2,399$93.0K<0.1%−666−21.7%ReducedHistory
SSBSouthState Bank CorpCOM1,068$76.0K<0.1%00.0%UnchangedHistory
OXYOccidental Petroleum CorpStock1,055$66.0K<0.1%−218−17.1%ReducedHistory
iShares Russell Mid-Cap Growth ETF464287481ETF695$63.0K<0.1%00.0%Unchanged–
EBCEastern Bankshares, Inc.COM5,000$63.0K<0.1%+5,000NewHistory
VLYValley National BancorpCOM6,400$59.0K<0.1%00.0%UnchangedHistory
AVGOBroadcom Inc.Stock71$46.0K<0.1%00.0%UnchangedHistory
DHRDanaher CorpStock180$45.0K<0.1%00.0%UnchangedHistory
iShares Core MSCI Eafe ETF46432F842ETF633$42.0K<0.1%00.0%Unchanged–
Heritage Nola Bancorp, Inc.42727P108Common3,000$39.0K<0.1%00.0%Unchanged–
NVDANVIDIA CorpStock128$36.0K<0.1%00.0%UnchangedHistory
WMTWalmart Inc.Stock225$33.0K<0.1%+225NewHistory
EXPEagle Materials IncCOM228$33.0K<0.1%00.0%UnchangedHistory
AMZNAmazon Com IncStock300$31.0K<0.1%00.0%UnchangedHistory
GOOGLAlphabet Inc.Stock300$31.0K<0.1%00.0%UnchangedHistory
URIUnited Rentals, Inc.COM78$31.0K<0.1%00.0%UnchangedHistory
iShares Core S&P Small Cap ETF464287804ETF313$30.0K<0.1%00.0%Unchanged–
iShares Russell Mid-Cap Value ETF464287473ETF273$29.0K<0.1%00.0%Unchanged–
PWRQuanta Services, Inc.COM176$29.0K<0.1%00.0%UnchangedHistory
iShares Russell 2000 Growth ETF464287648ETF118$27.0K<0.1%00.0%Unchanged–
TGTTarget CorpStock166$27.0K<0.1%00.0%UnchangedHistory
UNHUnitedHealth Group IncStock57$27.0K<0.1%00.0%UnchangedHistory
EQIXEquinix IncCOM37$27.0K<0.1%00.0%UnchangedHistory
TMOThermo Fisher Scientific Inc.Stock45$26.0K<0.1%00.0%UnchangedHistory
MSMorgan StanleyStock293$26.0K<0.1%00.0%UnchangedHistory
ZBHZimmer Biomet Holdings, Inc.Stock190$25.0K<0.1%00.0%UnchangedHistory
LINLinde PLCSHS70$25.0K<0.1%00.0%UnchangedHistory
HDHome Depot, Inc.Stock80$24.0K<0.1%00.0%UnchangedHistory
IQVIQVIA Holdings Inc.Stock122$24.0K<0.1%00.0%UnchangedHistory
iShares Tr464288885EAFE GRWTH ETF252$24.0K<0.1%00.0%Unchanged–
MDTMedtronic plcCOM300$24.0K<0.1%−750−71.4%ReducedHistory
CBChubb LtdStock121$23.0K<0.1%00.0%UnchangedHistory
ARMKAramarkCOM651$23.0K<0.1%00.0%UnchangedHistory

Sold out since Q4 2022 (39)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of Knott David M Jr sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
APOApollo Global Management, Inc.COM225,000$14.4M6.2%History
KWKennedy-Wilson Holdings, Inc.COM175,000$2.75M1.2%History
MRKMerck & Co., Inc.Stock24,500$2.72M1.2%History
SNYSanofiSPONSORED ADR56,000$2.71M1.2%History
GMEDGlobus Medical IncStock20,831$1.55M0.7%History
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT45,000$1.40M0.6%History
CHRSCoherus Oncology, Inc.COM128,517$1.02M0.4%History
CCOICogent Communications Holdings, Inc.COM NEW14,000$799.0K0.3%History
VXXBarclays Bank PLCIPTH SR B S&P50,000$706.0K0.3%History
Ibere PharmaceuticalsG46843101SHS CL A36,000$363.0K0.2%–
ACERAcer Therapeutics Inc.COM140,000$351.0K0.2%History
INCYIncyte CorpCOM2,557$205.0K0.1%History
BIPCBrookfield Infrastructure CorpCOM SB VTG SHS A4,999$194.0K0.1%History
CDXSCodexis, Inc.COM18,020$84.0K<0.1%History
OGNOrganon & Co.Stock2,450$68.0K<0.1%History
WMTWalmart Inc.Comon225$32.0K<0.1%History
BDXBecton Dickinson & CoStock106$27.0K<0.1%History
GEGeneral Electric CoStock312$26.0K<0.1%History
MTBM&T Bank CorpCOM177$26.0K<0.1%History
OSKOshkosh CorpCOM258$23.0K<0.1%History
BNSBank of Nova ScotiaCOM400$20.0K<0.1%History
CXTCrane NXT, Co.COM194$19.0K<0.1%History
ISRGIntuitive Surgical IncCOM NEW61$16.0K<0.1%History
PANWPalo Alto Networks IncStock102$14.0K<0.1%History
VZVerizon Communications IncStock263$10.0K<0.1%History
African Gold Acquisition CorG0112R108SHS CL A1,000$10.0K<0.1%–
WDAYWorkday, Inc.CL A45$8.00K<0.1%History
SVCService Properties TrustCommon1,000$7.00K<0.1%History
TSLATesla, Inc.Stock45$6.00K<0.1%History
Alps ETF Tr00162Q452ALERIAN MLP120$5.00K<0.1%–
DBRGDigitalBridge Group, Inc.CL A NEW366$4.00K<0.1%History
SDIGStronghold Digital Mining, Inc.CLASS A COM9,085$4.00K<0.1%History
RMRRMR Group Inc.CL A16$00.0%History
MDLZMondelez International, Inc.Stock14,000––History
Kairos Acquisition Corp.G52110106*W EXP 11/30/202139,278–––
Live Oak Mobility Acquisi Co538126111*W EXP 03/04/20272,030–––
Ibere PharmaceuticalsG46843119*W EXP 03/01/20218,000–––
Medicus Sciences AcquisitionG5960S124*W EXP 02/12/20222,222–––
Faze Holdings IN31423J110EQUITY WRT58,321–––