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Livermore
Livermore
ZHEN

Knott David M Jr

SEC CIK
0001892770
Latest filing
Aug 12, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 13, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
113
−19 vs. Q3 2023
Portfolio value
$261.6M
+$7.98M (+3.1%) vs. Q3 2023
Filed
Feb 13, 2024
SEC
Holdings of Knott David M Jr in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
CLMTCalumet, Inc.UT LTD PARTNER4,325,000$77.3M29.5%00.0%UnchangedHistory
APOApollo Global Management, Inc.COM225,000$21.0M8.0%00.0%UnchangedHistory
FTAIFTAI Aviation Ltd.SHS425,000$19.7M7.5%00.0%UnchangedHistory
Series Portfolios Tr81752T528ELDRIDGE BBB B719,368$19.0M7.3%+598,336+494.4%Added–
GOOGAlphabet Inc.Stock112,220$15.8M6.0%00.0%UnchangedHistory
DCGODocGo Inc.COM1,925,000$10.8M4.1%00.0%UnchangedHistory
ARDXArdelyx, Inc.COM1,380,000$8.56M3.3%−120,000−8.0%ReducedHistory
LGNDLigand Pharmaceuticals IncCOM NEW115,000$8.21M3.1%00.0%UnchangedHistory
Invesco Actively Managed Exc46090A721AAA CLO FLTNG RT307,019$7.85M3.0%+229,642+296.8%Added–
OABIOmniAb, Inc.COM1,086,505$6.70M2.6%00.0%UnchangedHistory
VKTXViking Therapeutics, Inc.COM270,822$5.04M1.9%+85,267+46.0%AddedHistory
Janus Detroit STR Tr47103U845HENDRSON AAA CL93,647$4.71M1.8%+62,215+197.9%Added–
JPMJPMorgan Chase & CoStock20,985$3.57M1.4%00.0%UnchangedHistory
AVDLAvadel Pharmaceuticals PLCSPONSORED ADR251,850$3.56M1.4%+30,000+13.5%AddedHistory
MDGLMadrigal Pharmaceuticals, Inc.COM14,800$3.42M1.3%−200−1.3%ReducedHistory
PFEPfizer IncStock97,537$2.81M1.1%00.0%UnchangedHistory
CSXCSX CorpStock70,000$2.43M0.9%00.0%UnchangedHistory
GSKGSK plcADR65,000$2.41M0.9%00.0%UnchangedHistory
INZYInozyme Pharma, Inc.COM564,549$2.40M0.9%+110,541+24.3%AddedHistory
Series Portfolios Tr81752T486PANAGRAM AAA92,956$2.35M0.9%+77,316+494.3%Added–
SNYSanofiSPONSORED ADR47,000$2.34M0.9%+47,000NewHistory
CPRXCatalyst Pharmaceuticals, Inc.COM125,450$2.11M0.8%+125,450NewHistory
TVTXTravere Therapeutics, Inc.COM221,005$1.99M0.8%+120,688+120.3%AddedHistory
CHRSCoherus Oncology, Inc.COM526,312$1.75M0.7%−103,688−16.5%ReducedHistory
CVECenovus Energy Inc.COM95,000$1.58M0.6%00.0%UnchangedHistory
Janus Henderson AAA CLO ETF471034845Common31,432$1.58M0.6%+31,432New–
ABAlliancebernstein Holding L.P.UNIT LTD PARTN49,000$1.52M0.6%−500−1.0%ReducedHistory
RHPRyman Hospitality Properties, Inc.COM12,000$1.32M0.5%00.0%UnchangedHistory
VRTXVertex Pharmaceuticals IncStock3,000$1.22M0.5%00.0%UnchangedHistory
PTGXProtagonist Therapeutics, IncCOM52,368$1.20M0.5%00.0%UnchangedHistory
XENEXenon Pharmaceuticals Inc.COM23,866$1.10M0.4%00.0%UnchangedHistory
MDLZMondelez International, Inc.Stock14,000$1.01M0.4%+14,000NewHistory
ABEOAbeona Therapeutics Inc.COM NEW198,300$993.0K0.4%+38,300+23.9%AddedHistory
XERSXeris Biopharma Holdings, Inc.COM387,910$912.0K0.3%+387,910NewHistory
ABBVAbbVie Inc.Stock5,037$781.0K0.3%00.0%UnchangedHistory
EOLSEvolus, Inc.COM73,066$769.0K0.3%+5,000+7.3%AddedHistory
DDDuPont de Nemours, Inc.COM9,930$764.0K0.3%00.0%UnchangedHistory
KMBKimberly Clark CorpStock6,000$729.0K0.3%00.0%UnchangedHistory
VRNAVerona Pharma plcSPONSORED ADS32,672$650.0K0.2%+32,672NewHistory
SYRSSyros Pharmaceuticals, Inc.COM NEW79,927$623.0K0.2%−26,048−24.6%ReducedHistory
DOWDow Inc.Stock11,136$611.0K0.2%00.0%UnchangedHistory
MSFTMicrosoft CorpStock1,600$602.0K0.2%00.0%UnchangedHistory
CTVACorteva, Inc.Stock11,563$554.0K0.2%00.0%UnchangedHistory
CNQCanadian Natural Resources LtdCOM8,400$550.0K0.2%00.0%UnchangedHistory
MCRBSeres Therapeutics, Inc.COM370,730$519.0K0.2%+300,730+429.6%AddedHistory
BBIOBridgeBio Pharma, Inc.COM12,000$484.0K0.2%+3,000+33.3%AddedHistory
AAPLApple Inc.Stock2,494$480.0K0.2%00.0%UnchangedHistory
KOCoca Cola CoStock7,600$448.0K0.2%00.0%UnchangedHistory
ROIVRoivant Sciences Ltd.SHS37,200$418.0K0.2%+37,200NewHistory
XOMAXOMA Royalty CorpCOM NEW19,722$365.0K0.1%00.0%UnchangedHistory
IBMInternational Business Machines CorpStock2,142$350.0K0.1%00.0%UnchangedHistory
CAGConagra Brands Inc.Stock10,000$287.0K0.1%00.0%UnchangedHistory
State Street SPDR S&P Biotech ETF78464A870ETF3,000$268.0K0.1%+3,000New–
FSKFS KKR Capital CorpCOM11,425$228.0K0.1%+11,425NewHistory
BRSLBrightstar Lottery PLCSHS USD7,500$206.0K0.1%+7,500NewHistory
LLYEli Lilly & CoStock300$175.0K0.1%00.0%UnchangedHistory
LEGHLegacy Housing CorpCOM6,500$164.0K0.1%00.0%UnchangedHistory
FSBWFS Bancorp, Inc.COM4,380$162.0K0.1%00.0%UnchangedHistory
Kiwetinohk Energy Corp.49836K102Common17,700$152.0K0.1%−142,300−88.9%Reduced–
JNJJohnson & JohnsonStock922$145.0K0.1%−1,229−57.1%ReducedHistory
FNBFNB CorpCOM8,905$123.0K<0.1%00.0%UnchangedHistory
TTETotalEnergies SESPONSORED ADS1,600$108.0K<0.1%00.0%UnchangedHistory
XFORX4 Pharmaceuticals, IncCOM119,300$100.0K<0.1%+119,300NewHistory
SSBSouthState Bank CorpCOM1,068$90.0K<0.1%00.0%UnchangedHistory
AVGOBroadcom Inc.Stock71$79.0K<0.1%00.0%UnchangedHistory
iShares Russell Mid-Cap Growth ETF464287481ETF695$73.0K<0.1%00.0%Unchanged–
EBCEastern Bankshares, Inc.COM5,000$71.0K<0.1%00.0%UnchangedHistory
VLYValley National BancorpCOM6,400$70.0K<0.1%00.0%UnchangedHistory
OXYOccidental Petroleum CorpStock1,249$67.0K<0.1%+194+18.4%AddedHistory
NVDANVIDIA CorpStock128$63.0K<0.1%00.0%UnchangedHistory
IMVTImmunovant, Inc.COM1,485$63.0K<0.1%+1,485NewHistory
Heritage Nola Bancorp, Inc.42727P108Common3,000$56.0K<0.1%00.0%Unchanged–
KVUEKenvue Inc.Stock2,235$48.0K<0.1%−2,980−57.1%ReducedHistory
AMZNAmazon Com IncStock300$46.0K<0.1%00.0%UnchangedHistory
EXPEagle Materials IncCOM228$46.0K<0.1%00.0%UnchangedHistory
URIUnited Rentals, Inc.COM78$45.0K<0.1%00.0%UnchangedHistory
GOOGLAlphabet Inc.Stock300$42.0K<0.1%00.0%UnchangedHistory
DHRDanaher CorpStock180$42.0K<0.1%00.0%UnchangedHistory
CYPHCypherpunk Technologies Inc.COM NEW10,000$41.0K<0.1%+10,000NewHistory
PWRQuanta Services, Inc.Common176$38.0K<0.1%00.0%UnchangedHistory
WMTWalmart Inc.Stock225$35.0K<0.1%00.0%UnchangedHistory
iShares Core S&P Small Cap ETF464287804ETF313$34.0K<0.1%00.0%Unchanged–
iShares Russell Mid-Cap Value ETF464287473ETF273$32.0K<0.1%00.0%Unchanged–
iShares Russell 2000 Growth ETF464287648ETF118$30.0K<0.1%00.0%Unchanged–
UNHUnitedHealth Group IncStock57$30.0K<0.1%00.0%UnchangedHistory
EQIXEquinix IncCOM37$30.0K<0.1%00.0%UnchangedHistory
LINLinde PLCSHS70$29.0K<0.1%00.0%UnchangedHistory
HDHome Depot, Inc.Stock80$28.0K<0.1%00.0%UnchangedHistory
IQVIQVIA Holdings Inc.Stock122$28.0K<0.1%00.0%UnchangedHistory
BXBlackstone Inc.COM210$27.0K<0.1%00.0%UnchangedHistory
BLKBlackRock, Inc.COM31$25.0K<0.1%00.0%UnchangedHistory
MDTMedtronic plcCOM300$25.0K<0.1%00.0%UnchangedHistory
TMOThermo Fisher Scientific Inc.Stock45$24.0K<0.1%00.0%UnchangedHistory
ARCHArch Resources, Inc.CL A1,229$24.0K<0.1%00.0%UnchangedHistory
CMGChipotle Mexican Grill IncCOM10$23.0K<0.1%00.0%UnchangedHistory
VMCVulcan Materials COCOM103$23.0K<0.1%00.0%UnchangedHistory
ADBEAdobe Inc.Stock35$21.0K<0.1%00.0%UnchangedHistory
GEGeneral Electric CoCOM162$21.0K<0.1%00.0%UnchangedHistory
LULUlululemon athletica inc.Stock39$20.0K<0.1%00.0%UnchangedHistory
CRMSalesforce, Inc.Stock77$20.0K<0.1%00.0%UnchangedHistory

Sold out since Q3 2023 (34)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of Knott David M Jr sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
MDWTMidwest Holding Inc.COM NEW390,241$10.2M4.0%History
Calumet Specialty Prods PTNR131476903CALL251,000$4.79M1.9%–
FBRTFranklin BSP Realty Trust, Inc.COMMON STOCK327,524$4.34M1.7%History
SGENSeagen Inc.COM18,000$3.82M1.5%History
Sanofi80105N113COMMON STOCK-FO56,000$3.00M1.2%–
JAZZJazz Pharmaceuticals plcSHS USD22,411$2.90M1.1%History
Morphosys AG617760202SPONSORED ADS345,000$2.32M0.9%–
UTHRUnited Therapeutics CorpCOM8,949$2.02M0.8%History
EXEExpand Energy CorpCOM20,000$1.73M0.7%History
OVVOvintiv Inc.COM35,000$1.67M0.7%History
WHWKWhitehawk Therapeutics, Inc.COM265,000$1.28M0.5%History
MOSMosaic CoCOM35,000$1.25M0.5%History
Kraft Foods Inc50075N104COM14,000$972.0K0.4%–
ACLXArcellx, Inc.COMMON STOCK20,000$718.0K0.3%History
ALKSAlkermes plc.SHS22,491$630.0K0.2%History
AKROAkero Therapeutics, Inc.COM6,419$325.0K0.1%History
PSQHPSQ Holdings, Inc.CL A26,666$307.0K0.1%History
Intl Game Tech PLC Com459902102Equity7,500$227.0K0.1%–
ETNB89bio, Inc.COM14,574$225.0K0.1%History
FSKFS KKR Capital CorpCOM11,425$225.0K0.1%History
MSMorgan StanleyStock293$24.0K<0.1%History
iShares Tr464288885EAFE GRWTH ETF252$22.0K<0.1%–
ACMAecomCOM228$19.0K<0.1%History
WFCWells Fargo & CompanyStock438$18.0K<0.1%History
PCARPaccar IncCOM148$13.0K<0.1%History
iShares Tr464287630RUS 2000 VAL ETF86$12.0K<0.1%–
NKENIKE, Inc.Stock91$9.00K<0.1%History
DISWalt Disney CoStock116$9.00K<0.1%History
GNRCGenerac Holdings Inc.Stock69$8.00K<0.1%History
Occidental Pete Corp WT Exp 080327674599162Stock194$4.00K<0.1%–
SCUSculptor Capital Management, Inc.COM CL A200$2.00K<0.1%History
Twelve Seas Investment Co. II90118T114*W EXP 03/02/202166,666–––
Coliseum Acquisition Corp.G2263T107*W EXP 08/22/202495,000–––
Faze Holdings IN31423J110EQUITY WRT58,321–––